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10 Jul 2024 13:50
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whoseĀ relevant securities this form relates: | REDROW PLC | |||||
(c) | Name of the party to the offer with which exemptĀ principal trader is connected | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 09 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principalĀ trader making disclosures in respect of any other party to the offer? | YES:Ā BARRATT DEVELOPMENTS PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Ā | to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 11,169,907 | 3.38% | 744,742 | 0.23% | |||
(2) Cash-settled derivatives: | 654,273 | 0.20% | 11,078,758 | 3.35% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:Ā | 0 | 0.00% | 0 | 0.00% | |||
TOTAL:Ā | 11,824,180 | 3.57% | 11,823,500 | 3.57% | |||
Ā | |||||||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation toĀ which subscription right exists | Ā | ||||||
Details, including nature of the rightsĀ concerned and relevant percentages: | Ā | ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales | Ā | |||||
Class of relevantĀ security | Purchase/sale | Total number ofĀ securities | Highest price per unitĀ paid/received | Lowest price per unitĀ paid/received | |||
10.5p ordinary | Purchase | 89501 | 7.0850 GBP | 6.9546 GBP | |||
10.5p ordinary | Sale | 229269 | 7.1002 GBP | 6.9550 GBP | |||
Ā | |||||||
(b) | Cash-settled derivative transactions | ||||||
Class ofĀ relevantĀ security | Product description | Nature of dealing | Number ofĀ referenceĀ securities | Price perĀ unit | |||
10.5p ordinary | CFD | Decreasing Short | 25,873 | 6.9550 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 500 | 7.0609 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 1,620 | 6.9575 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 95 | 6.9850 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 5,132 | 7.0266 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 65 | 6.9685 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 84 | 7.0850 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 950 | 6.9550 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 4,301 | 7.0053 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 163 | 6.9685 GBP | |||
Ā | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
ClassĀ ofĀ relevantĀ security | ProductĀ description | Writing,Ā purchasing,Ā selling,Ā varying etc | NumberĀ ofĀ securitiesĀ to whichĀ optionĀ relates | ExerciseĀ priceĀ per unit | Type | ExpiryĀ date | OptionĀ moneyĀ paid/Ā receivedĀ per unit |
Ā | Ā | Ā | Ā | Ā | Ā | Ā | Ā |
Ā | |||||||
(ii) | Exercising | Ā | |||||
Class of relevantĀ security | Product description | Exercising/ exercised against | Number ofĀ securities | Exercise price perĀ unit | |||
Ā | Ā | Ā | Ā | Ā | |||
Ā | |||||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevantĀ security | Nature of Dealings | Details | Price per unit (ifĀ applicable) | ||||
Ā | Ā | Ā | Ā | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding,Ā formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into byĀ the exempt principal trader making the disclosure and any partyĀ to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, betweenĀ the exempt principal trader making the disclosure and any other person relating to:Ā (i) the voting rights of any relevant securities under any option; orĀ (ii) the voting rights of future acquisition or disposal of any relevant securities to whichĀ any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Ā
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