3 Feb 2016 11:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 60,000 | 41.6100 USD | 41.1200 USD |
A ADSs | SALES | 162,392 | 41.6400 USD | 41.0700 USD |
B ADSs | PURCHASES | 67,733 | 41.7300 USD | 41.1700 USD |
B ADSs | SALES | 6,800 | 41.6900 USD | 41.1500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 41.4000 USD |
A ADSs | CFD | LONG | 158,292 | 41.4273 USD |
A ADSs | CFD | LONG | 300 | 41.4300 USD |
A ADSs | CFD | LONG | 900 | 41.4305 USD |
A ADSs | CFD | LONG | 1,000 | 41.4370 USD |
A ADSs | CFD | LONG | 1,300 | 41.4864 USD |
A ADSs | CFD | LONG | 200 | 41.6200 USD |
A ADSs | CFD | SHORT | 300 | 41.3300 USD |
A ADSs | CFD | SHORT | 26,600 | 41.3543 USD |
A ADSs | CFD | SHORT | 24,200 | 41.3543 USD |
A ADSs | CFD | SHORT | 400 | 41.4100 USD |
A ADSs | CFD | SHORT | 2,100 | 41.4177 USD |
A ADSs | CFD | SHORT | 900 | 41.4352 USD |
A ADSs | CFD | SHORT | 5,300 | 41.4594 USD |
A ADSs | CFD | SHORT | 200 | 41.5200 USD |
B ADSs | CFD | LONG | 28,038 | 28.8633 USD |
B ADSs | CFD | SHORT | 28,038 | 28.8633 USD |
B ADSs | CFD | SHORT | 65,633 | 41.5249 USD |
B ADSs | CFD | LONG | 46,767 | 28.8633 USD |
B ADSs | CFD | LONG | 800 | 41.4887 USD |
B ADSs | CFD | LONG | 2,400 | 41.4975 USD |
B ADSs | CFD | LONG | 2,000 | 41.5487 USD |
B ADSs | CFD | LONG | 100 | 41.5500 USD |
B ADSs | CFD | LONG | 1,200 | 41.5519 USD |
B ADSs | CFD | LONG | 300 | 41.5666 USD |
B ADSs | CFD | SHORT | 46,767 | 28.8633 USD |
B ADSs | CFD | SHORT | 100 | 41.4000 USD |
B ADSs | CFD | SHORT | 100 | 41.4200 USD |
B ADSs | CFD | SHORT | 400 | 41.4875 USD |
B ADSs | CFD | SHORT | 1,500 | 41.5177 USD |
EUR 0.07 A ordinary | CFD | LONG | 65 | 18.9269 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,579 | 18.9269 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,995 | 18.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60 | 18.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,200 | 19.0031 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,192 | 19.0035 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,381 | 19.0035 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,750 | 19.1040 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,467 | 19.2280 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 466 | 19.0576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 352 | 19.0576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,089 | 19.1640 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 19.1652 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 192 | 19.1652 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 14.2549 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,099 | 14.5239 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,210 | 14.2781 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,150 | 14.2920 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,130 | 14.3171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,804 | 14.3171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,633 | 14.3269 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,050 | 14.3587 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.3747 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,000 | 14.5353 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,155 | 14.6680 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 88,920 | 14.2568 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,819 | 14.2568 GBP |
EUR 0.07 B ordinary | CFD | LONG | 458,338 | 14.2714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,198 | 14.2754 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,349 | 14.2879 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,362 | 14.2879 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,469 | 14.3178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,796 | 14.4107 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,916 | 14.4596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,240 | 14.4887 GBP |
EUR 0.07 B ordinary | CFD | LONG | 169 | 14.4936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 886 | 14.5019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,245 | 14.5090 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,591 | 14.5157 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,392 | 14.5237 GBP |
EUR 0.07 B ordinary | CFD | LONG | 477 | 14.5300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 984 | 14.9350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 804 | 14.9350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 122 | 14.2559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 900 | 14.2688 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,941 | 14.2737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 101,925 | 14.2737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,722 | 14.2737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,699 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,250 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,463 | 14.3551 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 275 | 14.3668 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,388 | 14.4563 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,139 | 14.5313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 263 | 14.5878 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,039 | 14.6233 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,475 | 14.6233 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.