13 Jan 2016 11:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 34,474 | 40.4700 USD | 39.1800 USD |
A ADSs | SALES | 59,502 | 40.4400 USD | 39.1900 USD |
B ADSs | PURCHASES | 1,800 | 40.1400 USD | 38.9200 USD |
B ADSs | SALES | 2,100 | 39.5400 USD | 38.8700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 600 | 39.4650 USD |
A ADSs | CFD | LONG | 1,130 | 39.5288 USD |
A ADSs | CFD | LONG | 1,500 | 39.5797 USD |
A ADSs | CFD | LONG | 53,800 | 39.5933 USD |
A ADSs | CFD | LONG | 130 | 39.6123 USD |
A ADSs | CFD | LONG | 879 | 39.8360 USD |
A ADSs | CFD | LONG | 663 | 39.8360 USD |
A ADSs | CFD | LONG | 200 | 39.9300 USD |
A ADSs | CFD | LONG | 100 | 40.0400 USD |
A ADSs | CFD | LONG | 500 | 40.3900 USD |
A ADSs | CFD | SHORT | 1,400 | 39.5050 USD |
A ADSs | CFD | SHORT | 2,400 | 39.5075 USD |
A ADSs | CFD | SHORT | 1,200 | 39.6125 USD |
A ADSs | CFD | SHORT | 530 | 39.6309 USD |
A ADSs | CFD | SHORT | 23,302 | 39.7016 USD |
A ADSs | CFD | SHORT | 855 | 39.7396 USD |
A ADSs | CFD | SHORT | 387 | 39.7396 USD |
A ADSs | CFD | SHORT | 600 | 39.8200 USD |
A ADSs | CFD | SHORT | 991 | 39.8268 USD |
A ADSs | CFD | SHORT | 300 | 39.8466 USD |
A ADSs | CFD | SHORT | 2,009 | 39.8665 USD |
A ADSs | CFD | SHORT | 500 | 39.8880 USD |
B ADSs | CFD | LONG | 1,300 | 39.0207 USD |
B ADSs | CFD | LONG | 700 | 39.2600 USD |
B ADSs | CFD | LONG | 100 | 39.5200 USD |
B ADSs | CFD | SHORT | 200 | 39.0650 USD |
B ADSs | CFD | SHORT | 100 | 39.3500 USD |
B ADSs | CFD | SHORT | 1,100 | 39.4227 USD |
B ADSs | CFD | SHORT | 400 | 40.1400 USD |
EUR 0.07 A ordinary | CFD | LONG | 99 | 18.2263 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,294 | 18.2267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 632 | 18.2270 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,509 | 18.2282 EUR |
EUR 0.07 A ordinary | CFD | LONG | 57,794 | 18.3882 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 18.3023 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 434 | 18.3023 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,200 | 18.4448 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,965 | 18.4911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 37 | 18.4911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 306 | 18.6034 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,469 | 13.5889 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,930 | 13.6051 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,160 | 13.5996 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,192 | 13.7003 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,850 | 13.7166 GBP |
EUR 0.07 B ordinary | CFD | LONG | 148 | 18.5850 EUR |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 13.5950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,046 | 13.6168 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,065 | 13.6416 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,442 | 13.7079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 415 | 13.7183 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,273 | 13.7395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,365 | 13.7395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,392 | 13.7812 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,044 | 13.7812 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,130 | 13.7812 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,442 | 13.7921 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,240 | 13.8483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54 | 13.8575 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,711 | 13.8637 GBP |
EUR 0.07 B ordinary | CFD | LONG | 124 | 13.8637 GBP |
EUR 0.07 B ordinary | CFD | LONG | 165 | 13.8637 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,622 | 13.4752 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,073 | 13.4752 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,285 | 13.5320 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,300 | 13.5348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,523 | 13.6545 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,170 | 13.6545 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,728 | 13.6545 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,240 | 13.6696 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.