23 Dec 2015 10:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 22 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 58,100 | 44.5800 USD | 44.3100 USD |
A ADSs | SALES | 57,245 | 44.6100 USD | 43.8900 USD |
B ADSs | PURCHASES | 4,350 | 44.7400 USD | 44.1000 USD |
B ADSs | SALES | 1,300 | 44.7291 USD | 44.1500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 279 | 43.5100 USD |
A ADSs | CFD | LONG | 500 | 44.0000 USD |
A ADSs | CFD | LONG | 28,100 | 44.0210 USD |
A ADSs | CFD | LONG | 699 | 44.3554 USD |
A ADSs | CFD | LONG | 401 | 44.3878 USD |
A ADSs | CFD | LONG | 9 | 44.4100 USD |
A ADSs | CFD | LONG | 8 | 44.4100 USD |
A ADSs | CFD | LONG | 13 | 44.4100 USD |
A ADSs | CFD | LONG | 11 | 44.4100 USD |
A ADSs | CFD | LONG | 500 | 44.4120 USD |
A ADSs | CFD | LONG | 200 | 44.4300 USD |
A ADSs | CFD | LONG | 1,600 | 44.4355 USD |
A ADSs | CFD | LONG | 2,800 | 44.4389 USD |
A ADSs | CFD | LONG | 22,404 | 44.4775 USD |
A ADSs | CFD | SHORT | 279 | 43.5100 USD |
A ADSs | CFD | SHORT | 200 | 44.4200 USD |
A ADSs | CFD | SHORT | 700 | 44.4471 USD |
A ADSs | CFD | SHORT | 300 | 44.4533 USD |
A ADSs | CFD | SHORT | 56,500 | 44.4869 USD |
A ADSs | CFD | SHORT | 400 | 44.5011 USD |
B ADSs | CFD | LONG | 200 | 44.2200 USD |
B ADSs | CFD | LONG | 200 | 44.4348 USD |
B ADSs | CFD | LONG | 100 | 44.5300 USD |
B ADSs | CFD | LONG | 700 | 44.6051 USD |
B ADSs | CFD | LONG | 100 | 44.6400 USD |
B ADSs | CFD | SHORT | 300 | 44.4567 USD |
B ADSs | CFD | SHORT | 1,600 | 44.5856 USD |
B ADSs | CFD | SHORT | 700 | 44.5985 USD |
B ADSs | CFD | SHORT | 200 | 44.6703 USD |
B ADSs | CFD | SHORT | 1,500 | 44.6733 USD |
EUR 0.07 A ordinary | CFD | LONG | 430 | 20.2000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 389 | 20.2068 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,500 | 20.2068 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 20.2295 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,385 | 20.2295 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 20.2405 EUR |
EUR 0.07 A ordinary | CFD | LONG | 125 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 161 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 214 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 272 | 20.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,090 | 20.2804 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,842 | 20.2805 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,006 | 20.2805 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,909 | 20.1739 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,023 | 20.1739 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,952 | 20.1894 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,264 | 14.6894 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,976 | 14.6894 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,977 | 14.7208 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,000 | 14.7776 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,700 | 14.8317 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 349 | 14.7239 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,518 | 14.7239 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,726 | 14.7239 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,067 | 14.7499 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,770 | 14.7499 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,178 | 14.8076 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,810 | 14.8344 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,313 | 14.7009 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,184 | 14.7009 GBP |
EUR 0.07 B ordinary | CFD | LONG | 187 | 14.7583 GBP |
EUR 0.07 B ordinary | CFD | LONG | 607 | 14.8027 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,856 | 14.8066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,973 | 14.8066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,322 | 14.8066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,824 | 14.8066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,518 | 14.8190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,115 | 14.8190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,675 | 14.8195 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,284 | 14.8300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,469 | 14.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,672 | 14.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,322 | 14.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,958 | 14.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,104 | 14.8498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 188 | 14.8594 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,319 | 14.8996 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,662 | 14.9270 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,689 | 14.9270 GBP |
EUR 0.07 B ordinary | CFD | LONG | 649 | 14.9270 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,560 | 14.6120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 14.7180 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 415 | 14.7311 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 585 | 14.7349 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,729 | 14.8197 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 14.8450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,286 | 14.8952 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 242 | 14.9315 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,393 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,272 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 956 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,707 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,138 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,100 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,050 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 526 | 14.9299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,400 | 14.9299 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.