8 Feb 2016 11:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 67,097 | 45.2300 USD | 44.3400 USD |
A ADSs | SALES | 326,160 | 45.2400 USD | 44.2800 USD |
B ADSs | PURCHASES | 13,000 | 45.1800 USD | 44.3500 USD |
B ADSs | SALES | 5,700 | 45.1100 USD | 44.3900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 700 | 44.5000 USD |
A ADSs | CFD | LONG | 57,768 | 44.5938 USD |
A ADSs | CFD | LONG | 112,100 | 44.6629 USD |
A ADSs | CFD | LONG | 4,300 | 44.6913 USD |
A ADSs | CFD | LONG | 100 | 44.8400 USD |
A ADSs | CFD | LONG | 400 | 44.9100 USD |
A ADSs | CFD | LONG | 150,392 | 44.9508 USD |
A ADSs | CFD | LONG | 400 | 45.0375 USD |
A ADSs | CFD | SHORT | 60 | 44.4600 USD |
A ADSs | CFD | SHORT | 1,300 | 44.5529 USD |
A ADSs | CFD | SHORT | 46,737 | 44.5671 USD |
A ADSs | CFD | SHORT | 7,500 | 44.5737 USD |
A ADSs | CFD | SHORT | 7,700 | 44.6286 USD |
A ADSs | CFD | SHORT | 100 | 44.6700 USD |
A ADSs | CFD | SHORT | 200 | 44.6800 USD |
A ADSs | CFD | SHORT | 3,500 | 44.7291 USD |
B ADSs | CFD | LONG | 800 | 44.6175 USD |
B ADSs | CFD | LONG | 2,400 | 44.6837 USD |
B ADSs | CFD | LONG | 2,500 | 44.7316 USD |
B ADSs | CFD | SHORT | 1,200 | 44.5655 USD |
B ADSs | CFD | SHORT | 2,800 | 44.6482 USD |
B ADSs | CFD | SHORT | 8,800 | 44.6945 USD |
B ADSs | CFD | SHORT | 200 | 44.9500 USD |
EUR 0.07 A ordinary | CFD | LONG | 100 | 20.2131 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,360 | 20.2769 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,500 | 20.1216 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,426 | 20.1334 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 37 | 20.1849 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 179 | 20.1864 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 396 | 20.1865 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 140 | 20.1918 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,799 | 20.2416 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,821 | 20.2603 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,195 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,580 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,425 | 15.3469 GBP |
EUR 0.07 A ordinary | CFD | LONG | 800 | 15.4087 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,658 | 15.4872 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50,289 | 15.4068 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 63,748 | 15.4155 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,215 | 15.4155 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,090 | 15.4155 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,760 | 15.4201 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,658 | 15.4217 GBP |
EUR 0.07 B ordinary | CFD | LONG | 720 | 15.2357 GBP |
EUR 0.07 B ordinary | CFD | LONG | 272 | 15.2438 GBP |
EUR 0.07 B ordinary | CFD | LONG | 389 | 15.2709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 476 | 15.2710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 145 | 15.3768 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,200 | 15.3916 GBP |
EUR 0.07 B ordinary | CFD | LONG | 641 | 15.4008 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,397 | 15.4097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,364 | 15.4097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,709 | 15.4312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,106 | 15.4312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,397 | 15.4379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,364 | 15.4379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,004 | 15.4812 GBP |
EUR 0.07 B ordinary | CFD | LONG | 659 | 15.5019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 464 | 15.5049 GBP |
EUR 0.07 B ordinary | CFD | LONG | 672 | 15.5061 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,150 | 15.5099 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,186 | 15.5124 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53 | 15.5135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 598 | 15.5136 GBP |
EUR 0.07 B ordinary | CFD | LONG | 178 | 15.5136 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16 | 15.5137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6 | 15.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18 | 15.5200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500 | 15.5307 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,070 | 15.3826 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,021 | 15.4022 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,351 | 15.4022 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,073 | 15.4022 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 104,932 | 15.4170 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,929 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,982 | 15.4481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,014 | 15.5540 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.