24 Nov 2015 10:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 95,737 | 49.8700 USD | 49.0000 USD |
A ADSs | SALES | 16,302 | 49.6400 USD | 49.0300 USD |
B ADSs | PURCHASES | 6,500 | 50.0600 USD | 49.4100 USD |
B ADSs | SALES | 1,864 | 49.9700 USD | 49.3800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 5,300 | 49.2037 USD |
A ADSs | CFD | LONG | 500 | 49.2100 USD |
A ADSs | CFD | LONG | 3,200 | 49.2111 USD |
A ADSs | CFD | LONG | 100 | 49.5000 USD |
A ADSs | CFD | LONG | 102 | 49.5431 USD |
A ADSs | CFD | LONG | 7,000 | 49.5690 USD |
A ADSs | CFD | LONG | 100 | 49.5750 USD |
A ADSs | CFD | SHORT | 21 | 49.1800 USD |
A ADSs | CFD | SHORT | 16 | 49.1800 USD |
A ADSs | CFD | SHORT | 1,010 | 49.1930 USD |
A ADSs | CFD | SHORT | 762 | 49.1930 USD |
A ADSs | CFD | SHORT | 54,800 | 49.3012 USD |
A ADSs | CFD | SHORT | 17,400 | 49.3464 USD |
A ADSs | CFD | SHORT | 500 | 49.3670 USD |
A ADSs | CFD | SHORT | 800 | 49.4125 USD |
A ADSs | CFD | SHORT | 20,228 | 49.6002 USD |
A ADSs | CFD | SHORT | 200 | 49.6400 USD |
B ADSs | CFD | LONG | 264 | 49.4334 USD |
B ADSs | CFD | LONG | 1,300 | 49.6772 USD |
B ADSs | CFD | LONG | 100 | 49.8660 USD |
B ADSs | CFD | LONG | 200 | 49.9400 USD |
B ADSs | CFD | SHORT | 1,200 | 49.6250 USD |
B ADSs | CFD | SHORT | 100 | 49.6800 USD |
B ADSs | CFD | SHORT | 3,000 | 49.7041 USD |
B ADSs | CFD | SHORT | 2,200 | 49.7322 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,324 | 23.2220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,488 | 23.3637 EUR |
EUR 0.07 A ordinary | CFD | LONG | 400 | 23.3765 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,117 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,201 | 23.5040 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,075 | 23.3717 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 238 | 23.3872 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,596 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,939 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,665 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,722 | 16.2870 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,282 | 16.2965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,550 | 16.3153 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 772 | 16.2641 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 194,037 | 16.2687 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 33,041 | 16.2687 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 54,922 | 16.2687 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,306 | 16.2830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,130 | 16.2882 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,380 | 16.2898 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 16.3019 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,741 | 16.3398 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,033 | 16.3398 GBP |
EUR 0.07 B ordinary | CFD | LONG | 792 | 16.2683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,276 | 16.2683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 16.3050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 559 | 16.3645 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,123 | 16.3937 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,007 | 16.3981 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,877 | 16.4095 GBP |
EUR 0.07 B ordinary | CFD | LONG | 284 | 16.4100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32 | 16.4125 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,120 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,846 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,520 | 16.3787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 290 | 16.3787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,565 | 16.3787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,650 | 16.3977 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,452 | 16.3982 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 215 | 16.4254 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.