3 Dec 2015 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,126 | 50.4700 USD | 49.4500 USD |
A ADSs | SALES | 143,851 | 50.6300 USD | 49.4300 USD |
B ADSs | PURCHASES | 4,200 | 51.0600 USD | 49.8600 USD |
B ADSs | SALES | 2,359 | 50.8500 USD | 49.9100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 16 | 49.5500 USD |
A ADSs | CFD | LONG | 12 | 49.5500 USD |
A ADSs | CFD | LONG | 3,795 | 49.5792 USD |
A ADSs | CFD | LONG | 500 | 49.6000 USD |
A ADSs | CFD | LONG | 3,700 | 49.6007 USD |
A ADSs | CFD | LONG | 160 | 49.7187 USD |
A ADSs | CFD | LONG | 500 | 49.8010 USD |
A ADSs | CFD | LONG | 1,500 | 49.8135 USD |
A ADSs | CFD | LONG | 400 | 49.8525 USD |
A ADSs | CFD | LONG | 1,600 | 49.9212 USD |
A ADSs | CFD | LONG | 123,370 | 50.0133 USD |
A ADSs | CFD | LONG | 7,698 | 50.1646 USD |
A ADSs | CFD | LONG | 600 | 50.2100 USD |
A ADSs | CFD | SHORT | 600 | 49.5871 USD |
A ADSs | CFD | SHORT | 600 | 49.7334 USD |
A ADSs | CFD | SHORT | 26 | 49.7500 USD |
A ADSs | CFD | SHORT | 499 | 50.0962 USD |
A ADSs | CFD | SHORT | 400 | 50.1600 USD |
A ADSs | CFD | SHORT | 1 | 50.4700 USD |
B ADSs | CFD | LONG | 400 | 49.9100 USD |
B ADSs | CFD | LONG | 149 | 49.9644 USD |
B ADSs | CFD | LONG | 113 | 49.9644 USD |
B ADSs | CFD | LONG | 500 | 50.1320 USD |
B ADSs | CFD | LONG | 500 | 50.4945 USD |
B ADSs | CFD | SHORT | 600 | 50.1933 USD |
B ADSs | CFD | SHORT | 1,400 | 50.2564 USD |
B ADSs | CFD | SHORT | 1,700 | 50.2917 USD |
B ADSs | CFD | SHORT | 200 | 50.5008 USD |
B ADSs | CFD | SHORT | 100 | 50.6700 USD |
B ADSs | CFD | SHORT | 200 | 50.7200 USD |
EUR 0.07 A ordinary | CFD | LONG | 20,650 | 23.6118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,189 | 23.6118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 153 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 116 | 23.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 23.6418 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,100 | 23.6671 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58,135 | 23.6696 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,600 | 23.7414 EUR |
EUR 0.07 A ordinary | CFD | LONG | 63 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,777 | 23.7515 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,309 | 23.6927 EUR |
EUR 0.07 A ordinary | CFD | LONG | 106,752 | 16.5989 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,489 | 16.5989 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,039 | 16.6324 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,250 | 16.6632 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,060 | 16.6847 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 134 | 16.4729 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,725 | 16.5933 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 410 | 16.6959 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,210 | 16.7167 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 16.5712 GBP |
EUR 0.07 B ordinary | CFD | LONG | 86,820 | 16.7765 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,211 | 16.7765 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,999 | 16.7888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58,916 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,602 | 16.7965 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,274 | 16.8231 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,033 | 16.8231 GBP |
EUR 0.07 B ordinary | CFD | LONG | 397 | 16.8303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,083 | 16.8363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,223 | 16.8829 GBP |
EUR 0.07 B ordinary | CFD | LONG | 235 | 16.9257 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.6402 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,307 | 16.6559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 300,200 | 16.7040 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,693 | 16.7352 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 559 | 16.8286 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 348 | 16.8636 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.