10 Dec 2015 10:11
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 737 | 47.4396 USD | 47.4396 USD |
A ADSs | SALES | 737 | 47.4396 USD | 47.4396 USD |
EUR 0.07 A ordinary | PURCHASES | 2,699,980 | 21.8200 EUR | 20.6400 EUR |
EUR 0.07 A ordinary | SALES | 3,472,884 | 21.8300 EUR | 20.6450 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,075,158 | 15.6550 GBP | 14.8750 GBP |
EUR 0.07 A ordinary | SALES | 1,192,243 | 15.6600 GBP | 14.8850 GBP |
EUR 0.07 A ordinary | SALES | 37,050 | 23.1912 USD | 23.1912 USD |
EUR 0.07 B ordinary | PURCHASES | 10,200 | 21.5612 EUR | 21.1600 EUR |
EUR 0.07 B ordinary | SALES | 10,200 | 21.8800 EUR | 21.0350 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,211,408 | 15.7500 GBP | 14.9650 GBP |
EUR 0.07 B ordinary | SALES | 1,555,012 | 15.7450 GBP | 14.9600 GBP |
EUR 0.07 B ordinary | SALES | 27,040 | 23.3131 USD | 23.3131 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 280 | 47.3646 USD |
EUR 0.07 A ordinary | CFD | LONG | 7,006 | 20.7942 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46,852 | 20.8315 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,531 | 20.8315 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,066 | 20.8332 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,541 | 20.8450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 987 | 20.8900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,579 | 20.9145 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,413 | 20.9815 EUR |
EUR 0.07 A ordinary | CFD | LONG | 743,255 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 694,895 | 21.1524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,920 | 21.1524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 21.1855 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,905 | 21.2280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,867 | 21.2280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 337 | 21.2354 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,052 | 21.2715 EUR |
EUR 0.07 A ordinary | CFD | LONG | 265,969 | 21.3689 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,177 | 21.3801 EUR |
EUR 0.07 A ordinary | CFD | LONG | 400 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 620 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,119 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 75,000 | 20.8057 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 987 | 20.8321 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,315 | 20.8915 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,035 | 21.1071 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 676,182 | 21.1418 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 743,255 | 21.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 212 | 21.1500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,156 | 21.2407 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,958 | 21.2407 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 534 | 21.4350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,019 | 21.4361 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,704 | 21.5183 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,221 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,494 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,218 | 21.6076 EUR |
EUR 0.07 A ordinary | CFD | LONG | 190 | 14.9400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,000 | 14.9679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,000 | 14.9999 GBP |
EUR 0.07 A ordinary | CFD | LONG | 33,806 | 15.0096 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,366 | 15.0097 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,293 | 15.0097 GBP |
EUR 0.07 A ordinary | CFD | LONG | 113,719 | 15.2209 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,390 | 15.2437 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,588 | 15.3349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,743 | 15.3349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,876 | 15.3349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,436 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,851 | 15.0738 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 73,767 | 15.2309 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,022 | 15.2857 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,025 | 15.2857 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 46 | 15.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 376 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,401 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,288 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,999 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 831 | 15.4100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,993 | 15.4108 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,826 | 15.2802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,032 | 15.1029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,808 | 15.1791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,301 | 15.1991 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,253 | 15.2218 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,591 | 15.2218 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,585 | 15.2218 GBP |
EUR 0.07 B ordinary | CFD | LONG | 98,721 | 15.3433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,630 | 15.3986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,454 | 15.4314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,911 | 15.4314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,450 | 15.4314 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,100 | 15.4700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,793 | 15.5150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,528 | 15.5395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,238 | 15.5756 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,341 | 15.6001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 15.6014 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,000 | 15.0745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,000 | 15.0896 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,745 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 54,815 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,236 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,023 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,686 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,690 | 15.1098 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,720 | 15.1227 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,859 | 15.2969 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 76,875 | 15.3657 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100,000 | 15.5014 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,192 | 15.5075 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 601 | 15.5100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,106 | 15.5150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,448 | 15.5150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,666 | 15.5150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,243 | 15.5150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,337 | 15.6172 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 15.6172 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 131 | 15.6356 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,132 | 15.3670 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 850 | 15.3670 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 8,700 | 47.5000 | A | 15/01/2016 | 170.4900 USD |
A ADSs | PUT | PURCHASE | 1,400 | 47.5000 | A | 15/01/2016 | 170.4900 USD |
A ADSs | PUT | PURCHASE | 23,200 | 47.5000 | A | 15/01/2016 | 170.4900 USD |
A ADSs | PUT | PURCHASE | 23,400 | 47.5000 | A | 15/01/2016 | 170.4900 USD |
A ADSs | PUT | SALE | 56,700 | 47.5000 | A | 15/01/2016 | 206.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.