4 Feb 2016 11:02
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 7,667 | 42.1812 USD | 42.1812 USD |
A ADSs | SALES | 7,667 | 42.1812 USD | 42.1812 USD |
EUR 0.07 A ordinary | PURCHASES | 1,615,930 | 19.4300 EUR | 18.6650 EUR |
EUR 0.07 A ordinary | SALES | 1,810,025 | 19.4200 EUR | 18.6650 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,343,121 | 14.5400 GBP | 14.0850 GBP |
EUR 0.07 A ordinary | SALES | 1,243,107 | 14.5400 GBP | 14.0800 GBP |
EUR 0.07 B ordinary | PURCHASES | 5,681,522 | 14.5200 GBP | 14.0725 GBP |
EUR 0.07 B ordinary | SALES | 6,286,779 | 14.5200 GBP | 14.0700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 9,000 | 18.8239 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40,480 | 19.0922 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,371 | 19.0922 EUR |
EUR 0.07 A ordinary | CFD | LONG | 195 | 19.0922 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 19.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,121 | 19.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,153 | 19.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,201 | 19.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 657,946 | 19.1154 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,014 | 19.1250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,851 | 19.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34,455 | 19.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,224 | 19.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,306 | 19.1435 EUR |
EUR 0.07 A ordinary | CFD | LONG | 80,000 | 19.1443 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,400 | 19.1733 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,098 | 19.1813 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,301 | 19.2009 EUR |
EUR 0.07 A ordinary | CFD | LONG | 246 | 19.2009 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41,035 | 19.2045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,530 | 19.2256 EUR |
EUR 0.07 A ordinary | CFD | LONG | 537 | 19.2309 EUR |
EUR 0.07 A ordinary | CFD | LONG | 75,765 | 19.2579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 136 | 19.3855 EUR |
EUR 0.07 A ordinary | CFD | LONG | 430 | 19.3855 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,160 | 18.7935 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 188,846 | 18.9922 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 663,205 | 19.1082 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,855 | 19.1160 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,453 | 19.1207 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 71,250 | 19.1359 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,235 | 19.1454 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,301 | 19.1454 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,020 | 19.1678 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,417 | 19.1699 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,609 | 19.1719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,249 | 19.1736 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29,000 | 19.1750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 196 | 14.2993 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79,314 | 14.3086 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,163 | 14.3147 GBP |
EUR 0.07 A ordinary | CFD | LONG | 308 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 53 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,174 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,754 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 160 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 920 | 14.3615 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,239 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,047 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,268 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,424 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 284,865 | 14.4093 GBP |
EUR 0.07 A ordinary | CFD | LONG | 152,798 | 14.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 14.2639 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.2815 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.2818 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,430 | 14.3332 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 788 | 14.3332 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,167 | 14.3332 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,053 | 14.3332 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.3433 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,372 | 14.3526 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.3690 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 97,447 | 14.3791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,735 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,197 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 78 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,659 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 222,282 | 14.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 14.5235 GBP |
EUR 0.07 A ordinary | CFD | LONG | 835 | 14.3800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,956 | 14.2184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,636 | 14.2184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,528 | 14.2611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,005 | 14.2882 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,581 | 14.2899 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 14.2917 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,033 | 14.2999 GBP |
EUR 0.07 B ordinary | CFD | LONG | 137,118 | 14.3065 GBP |
EUR 0.07 B ordinary | CFD | LONG | 95,189 | 14.3423 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,611 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 347 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 64 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,410 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 192 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,037 | 14.3573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,529 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 482 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 712 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,080 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,664 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,683 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,551 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,147 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,225 | 14.4079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,239 | 14.4079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,696 | 14.4463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,699 | 14.4463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,205 | 14.4463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,152 | 14.4600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 14.4700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,847 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,429 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,535 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,590 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49 | 14.2699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17 | 14.2699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 360 | 14.2699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,508 | 14.2850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 90,811 | 14.3304 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 242,763 | 14.3320 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,152 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,001 | 14.3809 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 287,865 | 14.3922 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 858 | 14.3750 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 50 | 1.0000 | E | 10/02/2017 | 119.6826 CHF |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.