5 Feb 2016 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 37,586 | 45.2900 USD | 44.3500 USD |
A ADSs | SALES | 50,590 | 45.3200 USD | 44.3600 USD |
B ADSs | PURCHASES | 4,400 | 45.1400 USD | 44.4200 USD |
B ADSs | SALES | 9,700 | 45.1800 USD | 44.4550 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 44.5000 USD |
A ADSs | CFD | LONG | 800 | 44.5925 USD |
A ADSs | CFD | LONG | 100 | 44.6200 USD |
A ADSs | CFD | LONG | 2,930 | 44.6294 USD |
A ADSs | CFD | LONG | 1,200 | 44.7050 USD |
A ADSs | CFD | LONG | 1,600 | 44.7384 USD |
A ADSs | CFD | LONG | 43,560 | 44.7790 USD |
A ADSs | CFD | SHORT | 26,486 | 44.5329 USD |
A ADSs | CFD | SHORT | 200 | 44.5500 USD |
A ADSs | CFD | SHORT | 3,800 | 44.6868 USD |
A ADSs | CFD | SHORT | 6,000 | 44.7291 USD |
A ADSs | CFD | SHORT | 700 | 44.8171 USD |
A ADSs | CFD | SHORT | 400 | 44.9300 USD |
B ADSs | CFD | LONG | 800 | 44.6653 USD |
B ADSs | CFD | LONG | 4,700 | 44.7141 USD |
B ADSs | CFD | LONG | 1,100 | 44.7322 USD |
B ADSs | CFD | LONG | 3,100 | 44.8161 USD |
B ADSs | CFD | SHORT | 4,200 | 44.7460 USD |
B ADSs | CFD | SHORT | 200 | 44.9900 USD |
EUR 0.07 A ordinary | CFD | LONG | 332 | 20.0417 EUR |
EUR 0.07 A ordinary | CFD | LONG | 441 | 20.0417 EUR |
EUR 0.07 A ordinary | CFD | LONG | 106 | 20.0556 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13 | 20.0556 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,212 | 20.0556 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,949 | 20.0556 EUR |
EUR 0.07 A ordinary | CFD | LONG | 50,459 | 20.0726 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,417 | 20.0726 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,418 | 20.1433 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 275 | 19.9710 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 20.0322 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 20.0362 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,293 | 20.0590 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 20.1045 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 276 | 20.1051 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,245 | 20.1053 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60,245 | 15.2395 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,300 | 15.2691 GBP |
EUR 0.07 A ordinary | CFD | LONG | 117,089 | 15.2691 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,900 | 15.2691 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,930 | 15.2952 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,613 | 15.3213 GBP |
EUR 0.07 A ordinary | CFD | LONG | 600 | 15.3271 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,204 | 15.1256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,075 | 15.1256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,356 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,346 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,600 | 15.2518 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,085 | 15.2706 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,250 | 15.2867 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,338 | 15.2952 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,758 | 15.2952 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 376 | 15.2952 GBP |
EUR 0.07 B ordinary | CFD | LONG | 366 | 14.9558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 436 | 14.9755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 619 | 14.9755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 93,518 | 15.1134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,683 | 15.2098 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,085 | 15.2138 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,265 | 15.2514 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,266 | 15.2521 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,100 | 15.2575 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,539 | 15.2758 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,073 | 15.2758 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,361 | 15.3031 GBP |
EUR 0.07 B ordinary | CFD | LONG | 160 | 15.3200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 60,800 | 15.2009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,438 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 126 | 15.2366 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,660 | 15.2648 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,093 | 15.2714 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,579 | 15.2714 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,292 | 15.2751 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,012 | 15.2751 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,875 | 15.2751 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.