22 Dec 2015 10:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 120,679 | 44.2800 USD | 43.3400 USD |
A ADSs | SALES | 53,091 | 44.2700 USD | 43.3300 USD |
B ADSs | PURCHASES | 17,008 | 44.4000 USD | 43.5700 USD |
B ADSs | SALES | 500 | 44.0700 USD | 43.6150 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 9,800 | 43.4278 USD |
A ADSs | CFD | LONG | 2,374 | 43.4328 USD |
A ADSs | CFD | LONG | 1,792 | 43.4328 USD |
A ADSs | CFD | LONG | 2,675 | 43.4989 USD |
A ADSs | CFD | LONG | 100 | 43.5100 USD |
A ADSs | CFD | LONG | 35,050 | 43.6374 USD |
A ADSs | CFD | LONG | 500 | 43.6746 USD |
A ADSs | CFD | LONG | 500 | 43.8600 USD |
A ADSs | CFD | LONG | 300 | 44.2700 USD |
A ADSs | CFD | SHORT | 5,800 | 43.4500 USD |
A ADSs | CFD | SHORT | 300 | 43.4533 USD |
A ADSs | CFD | SHORT | 500 | 43.4680 USD |
A ADSs | CFD | SHORT | 1,000 | 43.4820 USD |
A ADSs | CFD | SHORT | 20 | 43.5400 USD |
A ADSs | CFD | SHORT | 3,200 | 43.6402 USD |
A ADSs | CFD | SHORT | 108,059 | 43.6797 USD |
A ADSs | CFD | SHORT | 699 | 43.6992 USD |
A ADSs | CFD | SHORT | 1,101 | 43.8758 USD |
B ADSs | CFD | SHORT | 8,908 | 43.8394 USD |
B ADSs | CFD | LONG | 200 | 43.7077 USD |
B ADSs | CFD | LONG | 200 | 44.0300 USD |
B ADSs | CFD | LONG | 100 | 44.0700 USD |
B ADSs | CFD | SHORT | 2,800 | 43.6563 USD |
B ADSs | CFD | SHORT | 800 | 43.6831 USD |
B ADSs | CFD | SHORT | 1,900 | 43.7947 USD |
B ADSs | CFD | SHORT | 1,500 | 43.8073 USD |
B ADSs | CFD | SHORT | 500 | 43.8474 USD |
B ADSs | CFD | SHORT | 600 | 44.0800 USD |
EUR 0.07 A ordinary | CFD | LONG | 360 | 19.9744 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,658 | 19.9747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,573 | 19.9748 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43 | 20.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 20.0763 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,800 | 20.1486 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,773 | 20.2256 EUR |
EUR 0.07 A ordinary | CFD | LONG | 921 | 20.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,727 | 20.3000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 116 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 88 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,991 | 20.0482 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,725 | 20.0482 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,328 | 20.2030 EUR |
EUR 0.07 A ordinary | CFD | LONG | 64,736 | 14.4706 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,500 | 14.5866 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,830 | 14.5318 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,060 | 14.5382 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,466 | 14.5876 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 48,817 | 14.5876 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,971 | 14.5876 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,438 | 14.6254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,310 | 14.5050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 120,437 | 14.5050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,749 | 14.5254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,990 | 14.5382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,499 | 14.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 155 | 14.5927 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,501 | 14.5968 GBP |
EUR 0.07 B ordinary | CFD | LONG | 49 | 14.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,965 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,497 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,458 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 955 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,240 | 14.6918 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,003 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,009 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,072 | 14.5050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,540 | 14.6431 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,710 | 14.6546 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,035 | 14.6556 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,959 | 14.6656 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,523 | 14.6857 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 14.7169 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,000 | 14.7252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 14.7485 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.