25 Nov 2015 10:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 24 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 63,886 | 50.2600 USD | 49.5100 USD |
A ADSs | SALES | 15,416 | 50.2700 USD | 49.4800 USD |
B ADSs | PURCHASES | 6,299 | 50.7200 USD | 49.8800 USD |
B ADSs | SALES | 1,800 | 50.6300 USD | 49.7500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 49.4800 USD |
A ADSs | CFD | LONG | 200 | 49.5643 USD |
A ADSs | CFD | LONG | 13,952 | 49.9222 USD |
A ADSs | CFD | LONG | 700 | 50.0371 USD |
A ADSs | CFD | LONG | 16 | 50.0900 USD |
A ADSs | CFD | LONG | 13 | 50.0900 USD |
A ADSs | CFD | LONG | 100 | 50.2100 USD |
A ADSs | CFD | LONG | 35 | 50.2700 USD |
A ADSs | CFD | SHORT | 100 | 49.6600 USD |
A ADSs | CFD | SHORT | 29,700 | 49.7426 USD |
A ADSs | CFD | SHORT | 30,586 | 49.8005 USD |
A ADSs | CFD | SHORT | 500 | 49.9250 USD |
A ADSs | CFD | SHORT | 700 | 49.9978 USD |
A ADSs | CFD | SHORT | 1,500 | 50.0680 USD |
A ADSs | CFD | SHORT | 600 | 50.1466 USD |
A ADSs | CFD | SHORT | 200 | 50.1650 USD |
B ADSs | CFD | LONG | 200 | 49.7700 USD |
B ADSs | CFD | LONG | 200 | 50.2200 USD |
B ADSs | CFD | LONG | 700 | 50.3201 USD |
B ADSs | CFD | LONG | 300 | 50.3666 USD |
B ADSs | CFD | LONG | 400 | 50.4500 USD |
B ADSs | CFD | SHORT | 1,200 | 50.3100 USD |
B ADSs | CFD | SHORT | 3,100 | 50.4593 USD |
B ADSs | CFD | SHORT | 1,800 | 50.5405 USD |
EUR 0.07 A ordinary | CFD | LONG | 200 | 23.2147 EUR |
EUR 0.07 A ordinary | CFD | LONG | 409 | 23.2345 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 23.2935 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 23.2950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 313 | 23.4427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 23.4427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 23.4427 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 476 | 23.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,251 | 23.1527 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 275 | 23.1694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 23.1694 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,107 | 16.2820 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,850 | 16.3607 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,432 | 16.3886 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,601 | 16.2488 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,024 | 16.3121 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,304 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,098 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 717 | 16.3925 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,640 | 16.4402 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 16.4437 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,410 | 16.4446 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46 | 23.4300 EUR |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 16.3056 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,597 | 16.4104 GBP |
EUR 0.07 B ordinary | CFD | LONG | 457 | 16.4197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,108 | 16.4305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 693 | 16.4305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,403 | 16.4330 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,463 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,551 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 277 | 16.5665 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63 | 16.5871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,939 | 16.6750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3049 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3443 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,137 | 16.3670 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,231 | 16.4232 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,703 | 16.4232 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,390 | 16.4232 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,796 | 16.4338 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 518 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 574 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,622 | 16.5459 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 16.5514 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,029 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,831 | 16.5587 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.