4 Jan 2016 15:03
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 30 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,658 | 46.2800 USD | 46.0221 USD |
A ADSs | SALES | 3,658 | 46.2800 USD | 46.0221 USD |
B ADSs | PURCHASES | 3,490 | 46.6957 USD | 46.3200 USD |
B ADSs | SALES | 3,490 | 46.6957 USD | 46.3200 USD |
EUR 0.07 A ordinary | PURCHASES | 467,513 | 21.3750 EUR | 21.1150 EUR |
EUR 0.07 A ordinary | SALES | 591,800 | 21.3750 EUR | 21.1150 EUR |
EUR 0.07 A ordinary | PURCHASES | 775,610 | 15.6200 GBP | 15.4250 GBP |
EUR 0.07 A ordinary | SALES | 193,539 | 15.6150 GBP | 15.4400 GBP |
EUR 0.07 B ordinary | PURCHASES | 710,649 | 15.7900 GBP | 15.5700 GBP |
EUR 0.07 B ordinary | SALES | 1,095,552 | 15.7900 GBP | 15.5750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 20 | 46.2800 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,904 | 21.1788 EUR |
EUR 0.07 A ordinary | CFD | LONG | 251 | 21.1788 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27,149 | 21.1829 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,067 | 21.1838 EUR |
EUR 0.07 A ordinary | CFD | LONG | 274,990 | 21.2249 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,116 | 21.2249 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31,218 | 21.2290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,309 | 21.2871 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,669 | 21.2897 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 96 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 150 | 21.2038 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,541 | 21.2038 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,715 | 21.2038 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,294 | 21.2264 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 274,990 | 21.2264 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 909 | 21.2472 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 21.2694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 21.3000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 211 | 21.3000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26 | 21.3000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 21.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,310 | 15.4500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 200 | 15.5165 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,851 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,683 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,849 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 135 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 722 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 77 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 276 | 15.5167 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,431 | 15.5174 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,807 | 15.5288 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 40,000 | 15.4696 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 185,000 | 15.4966 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 58,735 | 15.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,239 | 15.5311 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84 | 15.5324 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28 | 15.5324 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 564 | 15.5324 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,600 | 15.5430 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,000 | 15.5450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,052 | 15.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,894 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 911 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,958 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,000 | 15.6306 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,589 | 15.6390 GBP |
EUR 0.07 B ordinary | CFD | LONG | 56,928 | 15.6520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,160 | 15.6520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,768 | 15.6520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,650 | 15.6523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,841 | 15.6577 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114,015 | 15.6590 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70,985 | 15.6590 GBP |
EUR 0.07 B ordinary | CFD | LONG | 300 | 15.6702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,350 | 15.6702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,431 | 15.6775 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,310 | 15.6865 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,290 | 15.6865 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,308 | 15.6933 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,742 | 15.7158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,258 | 15.7158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,900 | 15.7383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 491 | 15.5700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,526 | 15.6464 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,788 | 15.6694 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,576 | 15.6694 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,447 | 15.6715 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,907 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 15.7051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,777 | 15.7163 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,703 | 15.7167 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.