29 Dec 2015 14:43
AMENDMENT(Section 2(a) and 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 250 | 42.9200 EUR | 42.9200 EUR |
A ADSs | SALES | 250 | 42.9200 EUR | 42.9200 EUR |
A ADSs | PURCHASES | 15,056 | 46.4402 USD | 46.4402 USD |
A ADSs | SALES | 15,056 | 46.4402 USD | 46.4402 USD |
B ADSs | PURCHASES | 50,000 | 46.1635 USD | 46.1635 USD |
B ADSs | SALES | 50,000 | 45.4296 USD | 45.4296 USD |
EUR 0.07 A ordinary | PURCHASES | 1,099,955 | 21.4450 EUR | 20.4750 EUR |
EUR 0.07 A ordinary | SALES | 1,381,729 | 21.4450 EUR | 20.4700 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,107,743 | 15.5550 GBP | 14.9600 GBP |
EUR 0.07 A ordinary | SALES | 340,854 | 15.5650 GBP | 15.0100 GBP |
EUR 0.07 A ordinary | SALES | 34,347 | 22.9448 USD | 22.9448 USD |
EUR 0.07 B ordinary | PURCHASES | 5,000 | 21.1380 EUR | 21.1380 EUR |
EUR 0.07 B ordinary | SALES | 5,000 | 21.1450 EUR | 21.1100 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,350,623 | 15.7050 GBP | 15.0450 GBP |
EUR 0.07 B ordinary | SALES | 1,356,951 | 15.7050 GBP | 15.0429 GBP |
EUR 0.07 B ordinary | SALES | 113,266 | 23.2098 USD | 22.8600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 200 | 46.6950 USD |
B ADSs | CFD | SHORT | 236 | 46.7215 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,937 | 20.4976 EUR |
EUR 0.07 A ordinary | CFD | LONG | 278,965 | 21.1641 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,020 | 21.1641 EUR |
EUR 0.07 A ordinary | CFD | LONG | 50,595 | 21.2244 EUR |
EUR 0.07 A ordinary | CFD | LONG | 449,235 | 21.2306 EUR |
EUR 0.07 A ordinary | CFD | LONG | 82,564 | 21.2445 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,261 | 21.2707 EUR |
EUR 0.07 A ordinary | CFD | LONG | 741 | 21.3158 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 21.3158 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,181 | 20.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,313 | 20.8846 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,624 | 20.9168 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,112 | 20.9563 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,023 | 21.0771 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,753 | 21.1080 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,569 | 21.1096 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 64,559 | 21.1283 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 278,965 | 21.1598 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 579 | 21.1598 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,304 | 21.1787 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 96 | 21.3083 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 258,000 | 21.3622 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 258,000 | 21.3622 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,773 | 21.3911 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 14.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 106 | 15.0350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,201 | 15.3183 GBP |
EUR 0.07 A ordinary | CFD | LONG | 64,769 | 15.3233 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,145 | 15.3626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,800 | 15.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,177 | 15.4228 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,686 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,162 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,162 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 173 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 90 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 454 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 48 | 15.4272 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,577 | 15.4349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,490 | 15.4349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,736 | 15.4349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 15.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 15.4434 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,500 | 15.5094 GBP |
EUR 0.07 A ordinary | CFD | LONG | 488 | 15.5100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,396 | 15.5100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 68 | 15.5100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,061 | 15.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 14.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,997 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,462 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,953 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,159 | 15.2035 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 106 | 15.2250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 78,219 | 15.3735 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,585 | 15.4031 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,942 | 15.4660 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,000 | 15.5013 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,453 | 15.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,082 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,715 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52,060 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,508 | 15.5227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 167 | 15.5300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25 | 15.5300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 15.5300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,328 | 15.4307 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,619 | 15.4537 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 15.0429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 79 | 15.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,330 | 15.2534 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,106 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,063 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,185 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,425 | 15.2906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,710 | 15.3596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,709 | 15.3787 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,870 | 15.4192 GBP |
EUR 0.07 B ordinary | CFD | LONG | 131,079 | 15.4434 GBP |
EUR 0.07 B ordinary | CFD | LONG | 65,892 | 15.4729 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 15.5250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,417 | 15.5435 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,449 | 15.5552 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,684 | 15.5552 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,525 | 15.5552 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,964 | 15.5600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167,027 | 15.5699 GBP |
EUR 0.07 B ordinary | CFD | LONG | 263 | 15.6232 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,000 | 15.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,499 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,390 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,543 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,683 | 15.6366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 314 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,710 | 15.0450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,541 | 15.0887 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 84,176 | 15.5281 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 15.5283 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 15.5496 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,263 | 15.5681 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,706 | 15.5745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,423 | 15.5745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,793 | 15.5778 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,333 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,272 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,908 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,410 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 705 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 641 | 15.6218 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 101 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 167 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,898 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 325 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 495 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42 | 15.6450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48 | 15.6500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16 | 15.6500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 325 | 15.6500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,468 | 15.6603 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,000 | 15.6603 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,136 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,240 | 15.4931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,583 | 15.4932 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 383 | 15.5856 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 45,300 | 45.0000 | A | 15/01/2016 | 63.9500 USD |
A ADSs | PUT | PURCHASE | 2,900 | 45.0000 | A | 15/01/2016 | 63.9500 USD |
A ADSs | PUT | PURCHASE | 45,500 | 45.0000 | A | 15/01/2016 | 63.9500 USD |
A ADSs | PUT | PURCHASE | 16,800 | 45.0000 | A | 15/01/2016 | 63.9500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.