3 Feb 2016 14:51
AMENDMENT (Section 2 a & 2 b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,005 | 42.8800 USD | 42.8800 USD |
A ADSs | SALES | 1,005 | 42.8800 USD | 42.8800 USD |
EUR 0.07 A ordinary | PURCHASES | 2,326,362 | 20.2000 EUR | 19.4800 EUR |
EUR 0.07 A ordinary | SALES | 1,893,906 | 20.2150 EUR | 19.4800 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,188,809 | 15.2650 GBP | 14.7100 GBP |
EUR 0.07 A ordinary | SALES | 2,515,600 | 15.2650 GBP | 14.7150 GBP |
EUR 0.07 B ordinary | PURCHASES | 365 | 19.9950 EUR | 19.9950 EUR |
EUR 0.07 B ordinary | SALES | 365 | 19.9950 EUR | 19.9950 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,199,344 | 15.3300 GBP | 14.7100 GBP |
EUR 0.07 B ordinary | SALES | 4,590,567 | 15.3500 GBP | 14.7100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 24,250 | 19.6301 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,948 | 19.6543 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,175 | 19.6543 EUR |
EUR 0.07 A ordinary | CFD | LONG | 62 | 19.7345 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20 | 19.7345 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,014 | 19.7869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 19.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,702 | 19.8393 EUR |
EUR 0.07 A ordinary | CFD | LONG | 553,613 | 19.8416 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,461 | 19.8416 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,381 | 19.8434 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,456 | 19.8460 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,483 | 19.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,088 | 19.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 407 | 19.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,954 | 20.0625 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,557 | 20.1450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 162,935 | 19.6446 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,250 | 19.6994 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 461 | 19.7841 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,732 | 19.8280 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 48,498 | 19.8289 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 553,515 | 19.8393 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 19.8710 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 99,145 | 19.8724 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,108 | 19.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,880 | 19.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31,129 | 19.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 503 | 19.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,755 | 19.8760 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,875 | 19.9789 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,590 | 19.9789 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,777 | 20.0093 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,664 | 20.0145 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,334 | 20.0723 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,752 | 14.9098 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,361 | 14.9129 GBP |
EUR 0.07 A ordinary | CFD | LONG | 457 | 14.9209 GBP |
EUR 0.07 A ordinary | CFD | LONG | 330 | 14.9300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,500,000 | 14.9385 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47,283 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 598 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 83 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,712 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 634 | 14.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,534 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,805 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 754 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 727 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 276 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 216 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 78 | 14.9523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,803 | 14.9539 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128 | 14.9539 GBP |
EUR 0.07 A ordinary | CFD | LONG | 381 | 14.9539 GBP |
EUR 0.07 A ordinary | CFD | LONG | 402 | 14.9545 GBP |
EUR 0.07 A ordinary | CFD | LONG | 576 | 14.9550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 152,798 | 14.9550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 347 | 14.9600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 31,097 | 14.9842 GBP |
EUR 0.07 A ordinary | CFD | LONG | 58,613 | 14.9938 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,645 | 15.0217 GBP |
EUR 0.07 A ordinary | CFD | LONG | 152,798 | 15.0315 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,711 | 15.0528 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 15.0636 GBP |
EUR 0.07 A ordinary | CFD | LONG | 53,694 | 15.0953 GBP |
EUR 0.07 A ordinary | CFD | LONG | 99,104 | 15.0953 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,454 | 15.1882 GBP |
EUR 0.07 A ordinary | CFD | LONG | 55,000 | 15.2041 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,504 | 14.8878 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 619 | 14.8878 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,850 | 14.8878 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,392 | 14.9142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 14.9176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 14.9176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 14.9176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 14.9176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72 | 14.9176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 778,937 | 14.9293 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,596 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,365 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,251 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,036 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 268 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,837 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,895 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25,905 | 14.9518 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,481 | 14.9595 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111,269 | 14.9595 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 14.9715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 330,059 | 14.9753 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,576 | 15.0448 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,686 | 15.0448 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,008 | 15.0448 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,187 | 15.0515 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,088 | 15.0516 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 210,000 | 15.0738 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,454 | 15.1959 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,219 | 14.8809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,929 | 14.9121 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,113 | 14.9161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 323,360 | 14.9340 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,825 | 14.9418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 773,937 | 14.9486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,500,000 | 14.9526 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 14.9750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 124,010 | 14.9775 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67 | 14.9838 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,478 | 14.9838 GBP |
EUR 0.07 B ordinary | CFD | LONG | 202 | 14.9838 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,476 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 410 | 15.0260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 820 | 15.0260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 15.0390 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 15.0653 GBP |
EUR 0.07 B ordinary | CFD | LONG | 184,462 | 15.0713 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,564 | 15.1453 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,058 | 15.3150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 15.3472 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,154 | 14.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 386 | 14.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,402 | 14.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 142 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,433 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 226 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 975 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,765 | 14.9190 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,523 | 14.9241 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,992 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,018 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,914 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,984 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,866 | 14.9883 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,097 | 14.9892 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 299,261 | 14.9950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,332 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,315 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,731 | 15.0000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,211 | 15.0461 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,352 | 15.0529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 202 | 15.0529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,135 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,033 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,007 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,011 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,368 | 15.0932 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,505 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,567 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,503 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,027 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 754 | 15.1009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,094 | 15.1009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,824 | 15.1009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,115 | 15.1009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,000 | 15.1130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,454 | 15.1350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,562 | 15.1386 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 15.1509 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.