12 Feb 2016 15:07
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 5,169 | 42.5283 USD | 42.5283 USD |
A ADSs | SALES | 5,169 | 42.5283 USD | 42.5283 USD |
EUR 0.07 A ordinary | PURCHASES | 3,506,373 | 19.3450 EUR | 18.7000 EUR |
EUR 0.07 A ordinary | SALES | 3,580,792 | 19.3400 EUR | 18.6950 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,550,415 | 14.8650 GBP | 14.4000 GBP |
EUR 0.07 A ordinary | SALES | 1,296,225 | 14.8800 GBP | 14.4050 GBP |
EUR 0.07 B ordinary | PURCHASES | 523 | 19.0000 EUR | 18.9875 EUR |
EUR 0.07 B ordinary | SALES | 523 | 19.0014 EUR | 19.0014 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,659,444 | 15.1701 GBP | 14.4100 GBP |
EUR 0.07 B ordinary | SALES | 4,920,690 | 14.8950 GBP | 14.4150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 222 | 18.8183 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 18.8183 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,629 | 18.9000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 670 | 18.9000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 53,198 | 18.9966 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 213 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 760 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 682 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,676 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,876 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,386 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,261 | 19.0280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 174 | 19.0281 EUR |
EUR 0.07 A ordinary | CFD | LONG | 394 | 19.0554 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,930 | 19.0554 EUR |
EUR 0.07 A ordinary | CFD | LONG | 679 | 19.0554 EUR |
EUR 0.07 A ordinary | CFD | LONG | 516 | 19.0554 EUR |
EUR 0.07 A ordinary | CFD | LONG | 481 | 19.0554 EUR |
EUR 0.07 A ordinary | CFD | LONG | 55,000 | 19.0732 EUR |
EUR 0.07 A ordinary | CFD | LONG | 718,883 | 19.0934 EUR |
EUR 0.07 A ordinary | CFD | LONG | 86 | 19.0934 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,109 | 19.0942 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 19.1012 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,183 | 19.1059 EUR |
EUR 0.07 A ordinary | CFD | LONG | 153,556 | 19.2294 EUR |
EUR 0.07 A ordinary | CFD | LONG | 62,859 | 19.2353 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,500 | 19.2358 EUR |
EUR 0.07 A ordinary | CFD | LONG | 572 | 19.2430 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,913 | 19.2430 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,442 | 19.2430 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 19.2850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 18.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 223 | 18.9000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,629 | 18.9051 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.9300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.9300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 170,756 | 18.9589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,721 | 19.0135 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,391 | 19.0520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,225 | 19.0774 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 706,882 | 19.1050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 19.1483 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 75,644 | 19.1535 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,500 | 19.1714 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,498 | 19.2169 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,434 | 19.2246 EUR |
EUR 0.07 A ordinary | CFD | LONG | 636 | 14.5393 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29 | 14.5393 GBP |
EUR 0.07 A ordinary | CFD | LONG | 86 | 14.5393 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,419 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,916 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,615 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,025 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 378,590 | 14.6561 GBP |
EUR 0.07 A ordinary | CFD | LONG | 63,906 | 14.6633 GBP |
EUR 0.07 A ordinary | CFD | LONG | 181,407 | 14.6760 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27 | 14.6785 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,250 | 14.6833 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,557 | 14.6968 GBP |
EUR 0.07 A ordinary | CFD | LONG | 90,168 | 14.7006 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,972 | 14.7006 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,000 | 14.7850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,642 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 574 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 139,423 | 14.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,000 | 14.5746 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,075,496 | 14.5805 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 581,636 | 14.6196 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,110 | 14.6582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,357 | 14.6582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,318 | 14.6582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 191,458 | 14.6644 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,250 | 14.6771 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 67,101 | 14.6867 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.8100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,813 | 14.5257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,753 | 14.5257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,379 | 14.5561 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,816 | 14.5561 GBP |
EUR 0.07 B ordinary | CFD | LONG | 77,500 | 14.5561 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,589 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,261 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,991 | 14.5609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,626 | 14.5704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,290 | 14.5704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,626 | 14.5709 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44 | 14.5714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 953 | 14.5714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130 | 14.5714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,888 | 14.5717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 338 | 14.5717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,870 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,082 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,095 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,414 | 14.5970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,066,441 | 14.5970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,034 | 14.6041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140,274 | 14.6041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,424 | 14.6101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,924 | 14.6101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 633,448 | 14.6138 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,345 | 14.6597 GBP |
EUR 0.07 B ordinary | CFD | LONG | 263,061 | 14.6634 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,572 | 14.6634 GBP |
EUR 0.07 B ordinary | CFD | LONG | 751 | 14.7200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 79,726 | 14.7916 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,000 | 14.8200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,696 | 14.5726 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,699 | 14.5726 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,205 | 14.5726 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,777 | 14.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10 | 14.5773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,962 | 14.5773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 833 | 14.5773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,285 | 14.6571 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,393 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 784 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,990 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 531 | 14.6587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 69,413 | 14.6662 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 197,441 | 14.6662 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,199 | 14.6708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,070 | 14.6708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,481 | 14.6708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 154,400 | 14.6801 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 73,296 | 14.6957 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,000 | 14.7332 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 65,620 | 14.7352 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,000 | 14.7900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,022 | 15.0914 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,121 | 15.0914 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,021 | 15.1701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,349 | 15.1701 GBP |
EUR 0.07 B ordinary | CFD | LONG | 941 | 14.6544 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,988 | 14.6573 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 64,100 | 22.0000 | A | 15/04/2016 | 0.1800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 42,800 | 22.0000 | A | 15/04/2016 | 0.1900 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.