16 Feb 2016 16:45
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 8,583 | 43.6847 USD | 43.6847 USD |
A ADSs | SALES | 8,583 | 43.6847 USD | 43.6847 USD |
EUR 0.07 A ordinary | PURCHASES | 1,982,497 | 19.7600 EUR | 17.0000 EUR |
EUR 0.07 A ordinary | SALES | 2,131,412 | 19.7600 EUR | 17.0000 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,845,848 | 15.2550 GBP | 14.0000 GBP |
EUR 0.07 A ordinary | SALES | 2,250,326 | 15.2550 GBP | 14.0000 GBP |
EUR 0.07 B ordinary | SALES | 194,000 | 19.0718 EUR | 18.8914 EUR |
EUR 0.07 B ordinary | PURCHASES | 8,685,801 | 15.2950 GBP | 14.6900 GBP |
EUR 0.07 B ordinary | SALES | 5,892,833 | 15.3000 GBP | 14.6850 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,031 | 19.0905 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,846 | 19.1590 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,340 | 19.2448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 163 | 19.2448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,985 | 19.2448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 406 | 19.2788 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 19.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 960,191 | 19.2971 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34,292 | 19.2971 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,902 | 19.3091 EUR |
EUR 0.07 A ordinary | CFD | LONG | 198,495 | 19.3158 EUR |
EUR 0.07 A ordinary | CFD | LONG | 130 | 19.3322 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 19.3627 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,928 | 19.4221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,254 | 19.4221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,102 | 19.4221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,161 | 19.4701 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,627 | 19.7297 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,000 | 19.7400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 462 | 19.0725 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 462 | 19.0725 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,963 | 19.1157 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 611 | 19.1270 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,132 | 19.1434 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,523 | 19.1470 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 19.1567 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,438 | 19.2079 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,557 | 19.2219 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 19.2400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 960,191 | 19.2707 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,850 | 19.2707 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43,599 | 19.2937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 54,036 | 19.2937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,733 | 19.3084 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 57 | 19.4438 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65,414 | 19.6131 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,316 | 19.6752 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 601 | 19.7600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,627 | 19.7600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 14.8288 GBP |
EUR 0.07 A ordinary | CFD | LONG | 104,301 | 14.8519 GBP |
EUR 0.07 A ordinary | CFD | LONG | 250,017 | 14.8735 GBP |
EUR 0.07 A ordinary | CFD | LONG | 597 | 14.8769 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 14.8825 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 14.9100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 14.9646 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128 | 15.1267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,813 | 15.1267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 383 | 15.1267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,665 | 15.2231 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,134 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,977 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 669 | 14.6550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,230 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,472 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,583 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,551 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,556 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,438 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,980 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,528 | 14.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.7957 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,000 | 14.8270 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.8446 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.8715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 210,097 | 14.8754 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 617 | 14.8764 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,537 | 14.8764 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,844 | 14.8764 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,156 | 14.8927 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 81,564 | 14.9538 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 15.0305 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 100,000 | 15.1950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,703 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 238 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,871 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 485 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,880 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,206 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,589 | 15.2550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53,000 | 18.8915 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,000 | 18.9430 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54,000 | 19.0602 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,000 | 19.0719 GBP |
EUR 0.07 B ordinary | CFD | LONG | 970 | 14.7950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,989 | 14.8147 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,702 | 14.8536 GBP |
EUR 0.07 B ordinary | CFD | LONG | 93,592 | 14.8582 GBP |
EUR 0.07 B ordinary | CFD | LONG | 92,394 | 14.8886 GBP |
EUR 0.07 B ordinary | CFD | LONG | 280,198 | 14.8886 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,000 | 14.9099 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,300 | 14.9216 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,690 | 14.9301 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,950 | 14.9301 GBP |
EUR 0.07 B ordinary | CFD | LONG | 104,900 | 14.9526 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,778 | 15.0497 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,270 | 15.1380 GBP |
EUR 0.07 B ordinary | CFD | LONG | 571 | 15.1731 GBP |
EUR 0.07 B ordinary | CFD | LONG | 190 | 15.1731 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,190 | 15.1731 GBP |
EUR 0.07 B ordinary | CFD | LONG | 536,492 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89,080 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 360,000 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,865 | 15.2717 GBP |
EUR 0.07 B ordinary | FUTURE | PURCHASE | 29 | 1,062.7612 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 66,750 | 14.7915 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 64,864 | 14.8216 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,000 | 14.8216 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,229 | 14.8245 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 504,381 | 14.8252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,022 | 14.8406 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,829,519 | 14.8536 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,163 | 14.8540 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 74 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 163 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11 | 14.8619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 970 | 14.8648 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 324,740 | 14.8787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81,987 | 14.8795 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 14.8950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,050 | 14.8966 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,997 | 14.8966 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 718 | 14.9006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,766 | 14.9006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,148 | 14.9006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 14.9025 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 14.9380 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,338 | 15.0739 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,000 | 15.1727 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,433 | 15.1727 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,417 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,040 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,569 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,784 | 15.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,865 | 15.2600 GBP |
EUR 0.07 B ordinary | FUTURE | SALE | 29 | 1,526.1160 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 60 | 1.0000 | E | 24/06/2016 | 378.0000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.