5 Feb 2016 15:31
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 104,547 | 43.1500 USD | 41.2700 USD |
A ADSs | SALES | 9,900 | 43.1400 USD | 41.3600 USD |
B ADSs | PURCHASES | 2,900 | 43.1200 USD | 41.8800 USD |
B ADSs | SALES | 18,584 | 43.0300 USD | 41.4050 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 42.0300 USD |
A ADSs | CFD | LONG | 900 | 42.3211 USD |
A ADSs | CFD | LONG | 2,700 | 42.3255 USD |
A ADSs | CFD | LONG | 700 | 42.3357 USD |
A ADSs | CFD | LONG | 1,600 | 42.3554 USD |
A ADSs | CFD | LONG | 3,600 | 42.9164 USD |
A ADSs | CFD | SHORT | 83,275 | 42.1735 USD |
A ADSs | CFD | SHORT | 300 | 42.2037 USD |
A ADSs | CFD | SHORT | 7,044 | 42.2884 USD |
A ADSs | CFD | SHORT | 5,900 | 42.4381 USD |
A ADSs | CFD | SHORT | 400 | 42.4900 USD |
A ADSs | CFD | SHORT | 2,700 | 42.7609 USD |
A ADSs | CFD | SHORT | 3,710 | 42.8690 USD |
A ADSs | CFD | SHORT | 200 | 43.0000 USD |
A ADSs | CFD | SHORT | 427 | 43.0379 USD |
A ADSs | CFD | SHORT | 567 | 43.0379 USD |
A ADSs | CFD | SHORT | 10 | 43.0900 USD |
A ADSs | CFD | SHORT | 14 | 43.0900 USD |
B ADSs | CFD | LONG | 6,884 | 41.9495 USD |
B ADSs | CFD | LONG | 1,300 | 42.2869 USD |
B ADSs | CFD | LONG | 2,000 | 42.3037 USD |
B ADSs | CFD | LONG | 3,500 | 42.3174 USD |
B ADSs | CFD | LONG | 4,800 | 42.3962 USD |
B ADSs | CFD | LONG | 100 | 42.5800 USD |
B ADSs | CFD | SHORT | 300 | 42.3833 USD |
B ADSs | CFD | SHORT | 200 | 42.5300 USD |
B ADSs | CFD | SHORT | 2,400 | 42.7933 USD |
EUR 0.07 A ordinary | CFD | LONG | 36 | 18.9569 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 18.9605 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 18.9628 EUR |
EUR 0.07 A ordinary | CFD | LONG | 63 | 19.0922 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,136 | 19.0922 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,672 | 19.1172 EUR |
EUR 0.07 A ordinary | CFD | LONG | 70,870 | 19.1222 EUR |
EUR 0.07 A ordinary | CFD | LONG | 500 | 19.1387 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58 | 19.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,491 | 19.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,306 | 19.1435 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 19.1446 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37,693 | 19.3056 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,750 | 19.1359 EUR |
EUR 0.07 A ordinary | CFD | LONG | 400 | 14.3518 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,155 | 14.3553 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,666 | 14.3815 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,258 | 14.3872 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.2841 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,470 | 14.3062 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,356 | 14.3333 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,509 | 14.3333 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,226 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,479 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 399 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,100 | 14.3588 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.3690 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 64,275 | 14.3718 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 14.2157 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,412 | 14.2184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,346 | 14.2184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 451,305 | 14.2767 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,437 | 14.2814 GBP |
EUR 0.07 B ordinary | CFD | LONG | 393 | 14.2850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 861 | 14.2899 GBP |
EUR 0.07 B ordinary | CFD | LONG | 271 | 14.3181 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,479 | 14.3525 GBP |
EUR 0.07 B ordinary | CFD | LONG | 128 | 14.3589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,351 | 14.3610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,944 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,015 | 14.3618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,422 | 14.4079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,464 | 14.4079 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,940 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,389 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,758 | 14.2850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 204,116 | 14.3154 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61,523 | 14.3154 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,894 | 14.3154 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,615 | 14.3162 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,500 | 14.3336 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 98 | 14.3466 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,584 | 14.3570 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,118 | 14.3750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 188 | 14.3904 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,168 | 14.4198 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.