10 Dec 2015 14:40
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 173,003 | 46.4200 USD | 45.1200 USD |
A ADSs | SALES | 42,565 | 46.1400 USD | 45.4500 USD |
B ADSs | PURCHASES | 2,600 | 46.5000 USD | 45.4000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 45.6000 USD |
A ADSs | CFD | LONG | 237 | 45.7019 USD |
A ADSs | CFD | LONG | 200 | 45.7900 USD |
A ADSs | CFD | LONG | 16 | 45.8200 USD |
A ADSs | CFD | LONG | 12 | 45.8200 USD |
A ADSs | CFD | LONG | 100 | 45.8200 USD |
A ADSs | CFD | LONG | 6,600 | 45.8702 USD |
A ADSs | CFD | LONG | 1,200 | 45.8708 USD |
A ADSs | CFD | LONG | 34,100 | 45.9161 USD |
A ADSs | CFD | SHORT | 400 | 45.3200 USD |
A ADSs | CFD | SHORT | 300 | 45.3200 USD |
A ADSs | CFD | SHORT | 500 | 45.3200 USD |
A ADSs | CFD | SHORT | 73,200 | 45.5462 USD |
A ADSs | CFD | SHORT | 3,700 | 45.8591 USD |
A ADSs | CFD | SHORT | 91,406 | 45.8694 USD |
A ADSs | CFD | SHORT | 564 | 45.9704 USD |
A ADSs | CFD | SHORT | 259 | 45.9704 USD |
A ADSs | CFD | SHORT | 1,900 | 46.3616 USD |
B ADSs | CFD | SHORT | 200 | 45.4000 USD |
B ADSs | CFD | SHORT | 100 | 45.4000 USD |
B ADSs | CFD | SHORT | 100 | 45.4000 USD |
B ADSs | CFD | SHORT | 200 | 45.9100 USD |
B ADSs | CFD | SHORT | 1,200 | 45.9400 USD |
B ADSs | CFD | SHORT | 100 | 46.1900 USD |
B ADSs | CFD | SHORT | 700 | 46.4486 USD |
EUR 0.07 A ordinary | CFD | LONG | 219 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 70 | 20.9069 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9 | 20.9233 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,955 | 21.0646 EUR |
EUR 0.07 A ordinary | CFD | LONG | 480 | 21.1123 EUR |
EUR 0.07 A ordinary | CFD | LONG | 974 | 21.1638 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,849 | 21.1639 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,648 | 21.1639 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,000 | 21.2038 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,597 | 20.8604 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 68 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 802 | 21.0343 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 21.0467 EUR |
EUR 0.07 A ordinary | CFD | LONG | 467 | 15.1142 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,060 | 15.1142 GBP |
EUR 0.07 A ordinary | CFD | LONG | 65 | 15.1142 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,341 | 15.1732 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,930 | 15.1847 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,140 | 15.1893 GBP |
EUR 0.07 A ordinary | CFD | LONG | 766 | 15.2005 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,892 | 15.0747 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,600 | 15.1030 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43,026 | 15.1740 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,331 | 15.1932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,905 | 15.1932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 264 | 15.1932 GBP |
EUR 0.07 B ordinary | CFD | LONG | 709 | 15.1222 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,368 | 15.1333 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,248 | 15.1492 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,656 | 15.1876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,465 | 15.1876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 279 | 15.1906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,143 | 15.2557 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,858 | 15.2619 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,728 | 15.2864 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46 | 15.3202 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,014 | 15.3247 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48,404 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 165,773 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,408 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,878 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,213 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 465 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,839 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,884 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 880 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 115,878 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,422 | 15.1279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,580 | 15.1388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 149,256 | 15.1398 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,526 | 15.1437 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 60,468 | 15.1697 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,936 | 15.1897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,407 | 15.1897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,039 | 15.1897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,532 | 15.2097 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,744 | 15.2132 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,124 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,842 | 15.2324 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,000 | 15.2484 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 859 | 15.2561 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,141 | 15.2602 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,000 | 15.2613 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,000 | 15.2620 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,943 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 135 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 588 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 71 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,751 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 218 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 900 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 982 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,415 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,280 | 15.3435 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,395 | 15.3435 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.