5 Feb 2016 15:08
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 11,173 | 41.3114 USD | 41.3114 USD |
A ADSs | SALES | 11,173 | 41.3114 USD | 41.3114 USD |
EUR 0.07 A ordinary | PURCHASES | 3,002,729 | 19.6550 EUR | 18.7800 EUR |
EUR 0.07 A ordinary | SALES | 2,646,271 | 19.6700 EUR | 18.7800 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,588,190 | 14.8350 GBP | 14.1450 GBP |
EUR 0.07 A ordinary | SALES | 2,500,428 | 14.9545 GBP | 14.1450 GBP |
EUR 0.07 B ordinary | PURCHASES | 3,659,971 | 15.0075 GBP | 14.1400 GBP |
EUR 0.07 B ordinary | SALES | 4,773,551 | 14.9351 GBP | 14.1400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 46,767 | 28.8633 USD |
B ADSs | CFD | SHORT | 46,767 | 28.8633 USD |
EUR 0.07 A ordinary | CFD | LONG | 39,457 | 18.9269 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,296 | 18.9269 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36,878 | 18.9269 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35,100 | 18.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,718 | 18.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37,252 | 18.9769 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,381 | 19.0035 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,192 | 19.0035 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,474 | 19.0500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 71,250 | 19.1040 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,066 | 19.1057 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,320 | 19.1205 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49,368 | 19.1242 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,041,025 | 19.1778 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,183 | 19.1930 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,606 | 19.1930 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,775 | 19.2361 EUR |
EUR 0.07 A ordinary | CFD | LONG | 44,664 | 19.2862 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,000 | 19.3273 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,100 | 19.3501 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 198 | 18.9910 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 18.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,201 | 19.0800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,153 | 19.0800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38,121 | 19.0800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 510,720 | 19.0972 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,474 | 19.1652 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,802 | 19.1652 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,362 | 19.1652 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 122,799 | 19.1833 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,461 | 19.1916 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,041,191 | 19.1916 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,030 | 19.2013 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,340 | 19.2544 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 19.2780 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 33,000 | 19.3131 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 70,498 | 19.6550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 152,798 | 14.2850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 48 | 14.2925 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,238 | 14.3275 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,000 | 14.3287 GBP |
EUR 0.07 A ordinary | CFD | LONG | 520 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 87,000 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,078 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,912 | 14.3605 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,569 | 14.3652 GBP |
EUR 0.07 A ordinary | CFD | LONG | 74,811 | 14.3652 GBP |
EUR 0.07 A ordinary | CFD | LONG | 87,000 | 14.4838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,000 | 14.4838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,167 | 14.5127 GBP |
EUR 0.07 A ordinary | CFD | LONG | 139,000 | 14.5506 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,380 | 14.5807 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,854 | 14.6235 GBP |
EUR 0.07 A ordinary | CFD | LONG | 81,944 | 14.6235 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 287 | 14.1500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 14.2706 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,268 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,047 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,424 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 506 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 176 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 87,000 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 520 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77,054 | 14.3350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 308 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 174 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 920 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 521 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 920 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,754 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,826 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 308 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,754 | 14.3688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 14.3747 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 170,329 | 14.4052 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 110,049 | 14.4322 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 97,234 | 14.4322 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,911 | 14.6304 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,516 | 14.6372 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,079 | 14.6815 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,223 | 14.7363 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,758 | 14.7659 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 801 | 14.3350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,488 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 164 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 376 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46 | 14.2230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,642 | 14.2568 GBP |
EUR 0.07 B ordinary | CFD | LONG | 101,319 | 14.2568 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 14.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,595 | 14.2754 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,016 | 14.2825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,000 | 14.2825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,141 | 14.2879 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,498 | 14.2879 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,227 | 14.3041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 131,266 | 14.3063 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,004 | 14.3144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,362 | 14.3150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53,648 | 14.3360 GBP |
EUR 0.07 B ordinary | CFD | LONG | 183,090 | 14.3458 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,417 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 133,620 | 14.4207 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,358 | 14.4221 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,633 | 14.4308 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,916 | 14.4596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,000 | 14.4636 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,516 | 14.4762 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 14.4900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,346 | 14.4900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 228 | 14.5650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 14.6135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,758 | 14.7832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,413 | 14.9350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,432 | 14.9350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 555 | 14.9350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 532 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,305 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 360 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,389 | 14.2831 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,000 | 14.3102 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,417 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,551 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,147 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,683 | 14.3550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 144,200 | 14.3614 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 439 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 988 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 988 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 330 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,251 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,220 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,251 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 330 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 147 | 14.3701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 289 | 14.4074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 145,823 | 14.4219 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 247,637 | 14.4242 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100,000 | 14.4712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 792 | 14.5878 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 647 | 14.6233 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 150 | 14.6233 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 952 | 14.6233 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100 | 14.6233 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 324 | 14.7553 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 14.8750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 652 | 15.0075 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,253 | 15.0075 GBP |
EUR 0.07 B ordinary | CFD | LONG | 837 | 14.3550 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.