24 Nov 2015 14:53
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 18 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,457 | 50.3793 USD | 50.3793 USD |
A ADSs | SALES | 1,457 | 50.3793 USD | 50.3793 USD |
EUR 0.07 A ordinary | PURCHASES | 1,107,661 | 23.7550 EUR | 23.0650 EUR |
EUR 0.07 A ordinary | SALES | 1,183,954 | 23.7450 EUR | 23.0800 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,864,910 | 16.5300 GBP | 16.0200 GBP |
EUR 0.07 A ordinary | SALES | 1,272,029 | 16.5300 GBP | 16.0300 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,039,323 | 16.6800 GBP | 16.2000 GBP |
EUR 0.07 B ordinary | SALES | 2,176,842 | 16.6750 GBP | 16.1950 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 204 | 50.8200 USD |
EUR 0.07 A ordinary | CFD | LONG | 213 | 23.1900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,656 | 23.4188 EUR |
EUR 0.07 A ordinary | CFD | LONG | 878 | 23.4890 EUR |
EUR 0.07 A ordinary | CFD | LONG | 623 | 23.5278 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,559 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 374 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,638 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,996 | 23.5395 EUR |
EUR 0.07 A ordinary | CFD | LONG | 420,733 | 23.5395 EUR |
EUR 0.07 A ordinary | CFD | LONG | 45,946 | 23.5447 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37 | 23.5539 EUR |
EUR 0.07 A ordinary | CFD | LONG | 85,350 | 23.6294 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,393 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 917 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,686 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 23.0700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 112 | 23.3500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 832 | 23.4118 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 66,023 | 23.4356 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,393 | 23.4478 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 84,226 | 23.4919 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55,429 | 23.5021 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 826 | 23.5219 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 415,063 | 23.5380 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 23.5816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,880 | 16.3427 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,466 | 16.3729 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,533 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,312 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,515 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,895 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 757 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 264 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,559 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,194 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,137 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,147 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 110 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 285 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,952 | 16.4282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29 | 16.4767 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,793 | 16.2294 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,997 | 16.2294 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,411 | 16.3255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,227 | 16.3475 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,706 | 16.3475 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,083 | 16.3802 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,674 | 16.3831 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,794 | 16.4256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,792 | 16.4256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,568 | 16.4771 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 81,765 | 16.4771 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,281 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,755 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,857 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,576 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,812 | 16.4867 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,151 | 16.4867 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,008 | 16.4867 GBP |
EUR 0.07 B ordinary | CFD | LONG | 420,942 | 16.4983 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,935 | 16.5219 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,804 | 16.5341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,016 | 16.5493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,400 | 16.5493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,200 | 16.5534 GBP |
EUR 0.07 B ordinary | CFD | LONG | 306 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,194 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 830 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,972 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,154 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 794 | 16.5914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 87 | 16.5929 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114 | 16.5929 GBP |
EUR 0.07 B ordinary | CFD | LONG | 61,657 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,269 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9 | 16.6066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9 | 16.6066 GBP |
EUR 0.07 B ordinary | CFD | LONG | 548 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,903 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 850 | 16.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,771 | 16.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 508 | 16.6325 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 16.2000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,054 | 16.3941 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 491 | 16.4075 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,520 | 16.5480 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,476 | 16.5621 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.5724 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,473 | 16.5836 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,693 | 16.6250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 5,000 | 26.0000 | A | 18/03/2016 | 0.3900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 700 | 26.0000 | A | 18/03/2016 | 0.4200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 5,000 | 25.0000 | A | 18/03/2016 | 0.6500 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,000 | 25.0000 | A | 18/03/2016 | 0.6500 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 11,500 | 25.0000 | A | 18/03/2016 | 0.6700 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 25.0000 | A | 18/03/2016 | 0.7000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 15,000 | 26.0000 | A | 16/12/2016 | 0.9200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 20,000 | 26.0000 | A | 16/12/2016 | 0.9200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 6,000 | 26.0000 | A | 16/12/2016 | 0.9800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 150,000 | 25.0000 | A | 21/12/2018 | 2.0000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 50,000 | 24.0000 | A | 21/12/2018 | 2.3800 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 50,000 | 24.0000 | A | 21/12/2018 | 5.4800 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 150,000 | 25.0000 | A | 21/12/2018 | 6.2000 EUR |
A ADSs | PUT | PURCHASE | 5,500 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 270,300 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 35,600 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 1,000 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 2,200 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 1,100 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 41,400 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 216,200 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | PURCHASE | 41,300 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | SALE | 614,600 | 50.0000 | A | 20/11/2015 | 44.7700 USD |
A ADSs | PUT | SALE | 209,300 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 36,000 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 1,000 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 1,000 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 41,800 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 2,100 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 42,000 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 266,700 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
A ADSs | PUT | SALE | 5,600 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
EUR 0.07 A ordinary | CALL | PURCHASE | 26,600 | 26.0000 | A | 18/03/2016 | 0.3900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 41,100 | 26.0000 | A | 18/03/2016 | 0.4000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 1,000 | 26.0000 | A | 18/03/2016 | 0.4200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 35,100 | 26.0000 | A | 18/03/2016 | 0.4400 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 14,200 | 24.0000 | A | 18/03/2016 | 1.0300 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 4,200 | 24.0000 | A | 18/03/2016 | 1.0300 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 1,100 | 24.0000 | A | 18/03/2016 | 1.1000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 200 | 24.0000 | A | 18/03/2016 | 1.1200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 51,400 | 25.0000 | A | 16/12/2016 | 1.2200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 25.0000 | A | 16/12/2016 | 1.2900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,000 | 23.0000 | A | 18/03/2016 | 1.5400 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,200 | 23.0000 | A | 18/03/2016 | 1.5900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 15,000 | 24.0000 | A | 16/12/2016 | 1.5900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,000 | 23.0000 | A | 18/03/2016 | 1.6000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,900 | 23.0000 | A | 18/03/2016 | 1.6200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 23.0000 | A | 18/03/2016 | 1.6300 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 23.0000 | A | 18/03/2016 | 1.6900 EUR |
A ADSs | PUT | PURCHASE | 605,500 | 50.0000 | A | 18/12/2015 | 160.3200 USD |
EUR 0.07 B ordinary | CALL | PURCHASE | 75,319 | 18.4205 | E | 18/02/2016 | 0.1662 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.