29 Jan 2016 17:21
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 14,000 | 42.1700 USD | 40.7400 USD |
A ADSs | SALES | 37,745 | 42.3700 USD | 40.8200 USD |
B ADSs | PURCHASES | 439 | 42.0600 USD | 40.9100 USD |
B ADSs | SALES | 5,500 | 42.2800 USD | 40.5700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 41.2400 USD |
A ADSs | CFD | LONG | 900 | 41.6900 USD |
A ADSs | CFD | LONG | 100 | 41.8900 USD |
A ADSs | CFD | LONG | 900 | 41.9155 USD |
A ADSs | CFD | LONG | 4,000 | 41.9351 USD |
A ADSs | CFD | LONG | 31,445 | 41.9848 USD |
A ADSs | CFD | LONG | 100 | 42.1700 USD |
A ADSs | CFD | LONG | 100 | 42.3400 USD |
A ADSs | CFD | SHORT | 600 | 40.8800 USD |
A ADSs | CFD | SHORT | 101 | 41.0978 USD |
A ADSs | CFD | SHORT | 1,299 | 41.3882 USD |
A ADSs | CFD | SHORT | 12,000 | 41.8993 USD |
B ADSs | CFD | LONG | 300 | 40.6900 USD |
B ADSs | CFD | LONG | 700 | 41.5771 USD |
B ADSs | CFD | LONG | 1,200 | 41.7050 USD |
B ADSs | CFD | LONG | 2,600 | 41.7246 USD |
B ADSs | CFD | LONG | 200 | 41.9300 USD |
B ADSs | CFD | LONG | 400 | 41.9325 USD |
B ADSs | CFD | LONG | 100 | 42.2800 USD |
B ADSs | CFD | SHORT | 100 | 40.9100 USD |
B ADSs | CFD | SHORT | 193 | 41.9748 USD |
B ADSs | CFD | SHORT | 146 | 41.9748 USD |
EUR 0.07 A ordinary | CFD | LONG | 12,032 | 18.6166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,400 | 18.8446 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,754 | 18.4652 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,110 | 18.5657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 18.5657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,835 | 18.6706 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,631 | 19.0901 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,811 | 19.0902 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 595 | 19.0902 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,171 | 19.1552 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,700 | 14.2629 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,503 | 14.0556 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 700 | 14.0556 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,364 | 14.0737 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,379 | 14.1156 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,231 | 14.1156 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 62,300 | 14.1728 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,600 | 14.1728 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 180,594 | 14.1728 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 700 | 14.3392 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,710 | 14.4208 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,470 | 14.4250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 14.5255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,200 | 14.5255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 209,530 | 14.5255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,509 | 14.5985 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,952 | 21.0200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 190 | 13.9124 GBP |
EUR 0.07 B ordinary | CFD | LONG | 75 | 13.9124 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,810 | 13.9186 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,925 | 13.9315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,885 | 13.9785 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,940 | 13.9785 GBP |
EUR 0.07 B ordinary | CFD | LONG | 150 | 13.9809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,250 | 14.0041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,509 | 14.0200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,063 | 14.0200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 686 | 14.0680 GBP |
EUR 0.07 B ordinary | CFD | LONG | 911 | 14.0680 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,453 | 14.0680 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,712 | 14.1246 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,040 | 14.1461 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,580 | 14.1790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,795 | 14.1790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 608 | 14.2155 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62 | 14.4425 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,050 | 14.5175 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,682 | 14.6200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,994 | 14.6200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,010 | 13.8862 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,924 | 13.9130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,924 | 13.9259 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,962 | 13.9985 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,410 | 13.9985 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,164 | 14.0043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,470 | 14.0314 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,958 | 14.0527 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 444 | 14.1126 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,760 | 14.1126 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,450 | 14.1126 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,798 | 14.1126 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,371 | 14.1640 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 174 | 14.1850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 67,163 | 14.2072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,331 | 14.2072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22 | 14.2150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 500 | 14.3021 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,719 | 14.3651 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,656 | 14.3651 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,813 | 14.3868 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,780 | 14.3974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,339 | 14.3974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,163 | 14.3974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 230 | 14.3974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,780 | 14.4453 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,302 | 14.4453 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,031 | 14.4577 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,640 | 14.4577 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,796 | 14.4706 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,186 | 14.5685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,873 | 14.5685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,574 | 14.5798 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,053 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,246 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,655 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,334 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,304 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,999 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 77,416 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,102 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,477 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 810 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,744 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,112 | 14.1512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,073 | 14.1512 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.