12 Feb 2016 07:00
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 03/02/2016 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | *82,965 | 19.345 EUR | 18.82 EUR |
Common - ISIN GB00B03MM408 | Sale | *3,685,262 | 14.525 GBP | 14.07 GBP |
Common - ISIN GB00B03MM408 | Sale | *82,984 | 19.32 EUR | 18.905 EUR |
Common - ISIN GB00B03MM408 | Purchase | * 3,735,475 | 14.52 GBP | 14.11 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 300 | 21 CHF | 21 CHF |
Common - ISIN GB00B03MLX29 | Purchase | *2,130,120 | 14.54 GBP | 14.085 GBP |
Common - ISIN GB00B03MLX29 | Sale | *2,464,689 | 14.54 GBP | 14.085 GBP |
Common - ISIN GB00B03MLX29 | Sale | 300 | 21 CHF | 21 CHF |
Common - ISIN GB00B03MLX29 | Purchase | *3,063,055 | 19.425 EUR | 18.69 EUR |
Common - ISIN GB00B03MLX29 | Sale | *2,882,952 | 19.425 EUR | 18.665 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 700 | 19.027EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1391 | 18.996EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8145 | 18.996EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8601 | 18.996EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9312 | 18.996EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1323 | 19.156EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20070 | 19.156EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 411 | 18.976EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 856 | 19.093EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1185 | 18.976EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1463 | 18.976EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 77 | 19.151EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 162 | 19.151EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 511 | 19.151EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 639 | 19.151EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45910 | 19.259EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 172085 | 19.063EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12080 | 19.359EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15373 | 19.262EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 652 | 19.118EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 428 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2220 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2258 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2457 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3124 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4878 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6833 | 14.283 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1362 | 14.419 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3756 | 14.419 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4685 | 14.276 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12 | 14.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 212 | 14.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 271 | 14.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 470 | 14.328 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 869 | 14.364 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1733 | 14.328 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 259 | 14.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9780 | 14.346 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1486 | 14.390 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3715 | 19.100EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2285 | 19.100EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17239 | 19.160EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2831 | 19.053EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 499 | 19.053EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5047 | 19.210EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4413 | 19.208EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1948 | 19.185EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 70 | 19.210EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 67 | 19.350EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 452 | 19.135EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 548 | 19.168EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 639 | 19.021EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 511 | 19.152EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10736 | 14.386 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1530 | 14.323 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 510 | 14.396 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 477 | 14.379 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5118 | 14.420 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1419 | 14.399 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2930 | 14.289 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1234 | 14.357 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1107 | 14.357 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 499 | 14.359 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 470 | 14.379 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12 | 14.379 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3480 | 14.434 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 285302 | 14.348 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 444 | 14.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12205 | 14.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19927 | 14.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1892 | 14.376 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2101 | 14.396 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5512 | 14.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 25064 | 14.355 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2127 | 14.387 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10506 | 14.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 104 | 14.238 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 170 | 14.450 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 223 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 500 | 14.445 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1757 | 14.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2440 | 14.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 76152 | 14.341 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1 | 14.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 32 | 14.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 248 | 14.250 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 354 | 14.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 700 | 14.331 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 820 | 14.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 852 | 14.263 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1075 | 14.250 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1309 | 14.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2319 | 14.263 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2955 | 14.262 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4922 | 14.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6163 | 14.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6200 | 14.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 35 | 14.281 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 65 | 14.281 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 178 | 14.324 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 236 | 14.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 241 | 14.411 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 444 | 14.324 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 710 | 14.411 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 80 | 14.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3126 | 14.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6243 | 14.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 34805 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 35382 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 16649 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2612 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 68077 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 69539 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 33320 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5222 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 27979 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 28533 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13590 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2131 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 194 | 19.171EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 19 | 19.225EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 1530 | 14.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 509 | 14.366 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2883 | 14.417 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 669 | 14.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10490 | 14.345 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3380 | 14.345 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5177 | 14.410 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3867 | 14.410 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3296 | 14.386 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 661 | 14.410 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 404 | 14.386 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 29789 | 14.350 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26824 | 14.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25714 | 14.328 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2500 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1553 | 14.318 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1000 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 502 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 14.365 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 223 | 14.360 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 41868 | 14.211 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2672 | 14.211 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 125603 | 14.211 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8017 | 14.211 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 571 | 14.424 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 494 | 14.369 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 444 | 14.369 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 213 | 14.264 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10526 | 14.367 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 194 | 19.030EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 1289693 | * 19.119 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 183304 | * 18.896 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 109543 | * 19.128 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 5127 | * 18.896 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 380 | * 19.117 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 30621 | * 18.957 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 182864 | * 18.894 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 1294820 | * 19.117 EUR |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 1666119 | * 14.358 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 145494 | * 14.306 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 27402 | * 14.358 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 924 | * 14.358 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 808 | * 14.306 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 288 | * 14.3 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 254 | * 14.451 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Long | * 74 | * 14.451 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 74 | * 14.27 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 213 | * 14.29 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 5063 | * 14.27 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 15306 | * 14.27 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 27402 | * 14.283 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 145494 | * 14.283 GBP |
* Common - ISIN GB00B03MLX29 | * Swaps | * Short | * 1666119 | * 14.359 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Long | * 2044176 | * 14.331 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Long | * 201387 | * 14.29 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Long | * 1304 | * 14.299 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Long | * 308 | * 14.331 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 19 | * 14.927 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 185 | * 15.092 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 431 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 2500 | * 14.312 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 4655 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 4791 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 4971 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 13899 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 19421 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 37600 | * 14.288 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 63422 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 64568 | * 14.36 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 203173 | * 14.288 GBP |
* Common - ISIN GB00B03MM408 | * Swaps | * Short | * 2006576 | * 14.329 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/02/2016 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.