23 Dec 2015 11:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 22 December 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 1,982,092145,357 | 14.8850 GBP20.5799 EUR | 14.5250 GBP19.9900 EUR |
EUR 0.07 A ordinary | Sales | 899,435150,748 | 14.8950 GBP20.3150 EUR | 14.4950 GBP20.0050 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,091,027 | 14.9645 GBP | 14.5600 GBP |
EUR 0.07 B ordinary | Sales | 1,460,346 | 14.9600 GBP | 14.5600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a long position | 5,176 | 14.6788 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,805 | 14.8343 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 70 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 356 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 853 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 426 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 426 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 426 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,561 | 14.8348 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 100 | 14.8650 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 4,900 | 14.8651 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 62,727 | 20.1085 EUR |
EUR 0.07 A ordinary | CFD | Opening a short position | 20,656 | 20.3036 EUR |
EUR 0.07 A ordinary | CFD | Increasing a short position | 20,657 | 20.3067 EUR |
EUR 0.07 A ordinary | SWAP^ | Reducing a long position | 1,213,000 | 14.5550 GBP |
EUR 0.07 A ordinary | SWAP | Opening a long position | 89,000 | 14.8800 GBP |
^Please note this product is part of a basket of securities for which ROYAL DUTCH SHELL PLC is a component
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 4,700 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 34,600 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 33,400 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,100 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 34,400 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 4,000 | 14.7010 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 333 | 14.7324 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 890 | 14.7700 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 111,350 | 14.7981 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,929 | 14.8119 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,148 | 14.8119 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 6 | 14.8190 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 445 | 14.8300 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 138,924 | 14.8842 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,135 | 14.9119 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,481 | 14.9119 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 729 | 14.9119 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 45,690 | 14.9216 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 40,767 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,324 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 149 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,148 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 392 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 558 | 14.9300 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,860 | 14.9373 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 526 | 14.6527 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 701 | 14.6527 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 7,173 | 14.6527 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 552 | 14.8416 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 7,514 | 14.8416 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 734 | 14.8416 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 29,715 | 14.9325 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 34,922 | 14.9325 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 46,713 | 14.9325 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 10,377 | 22.0178 USD |
EUR 0.07 B ordinary | SWAP | Opening a long position | 26,279 | 22.1455 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 23 December 2015 |
| Contact name: | Joanna Foley and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.