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Form 8.3 - Royal Dutch Shell Plc

15 Feb 2016 14:12

RNS Number : 1078P
D E Shaw & Co LP
15 February 2016
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Royal Dutch Shell Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

February 12, 2016

 

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: BG Group Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

EUR 0.07 A ordinary and A ADSs

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

663,351

0.01

2,198,874

0.05

(2) Derivatives (other than options):

7,814,042

0.19

17,400,359

0.43

(3) Options and agreements to purchase/sell:

6,400

 

0.00

125,400

0.00

TOTAL:

 

8,483,793

 

0.21

19,473,833

 

0.48

 

 

 

Class of relevant security:

 

EUR 0.07 B ordinary and B ADSs

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,800

0.00

40

 

0.00

(2) Derivatives (other than options):

7,146,070

0.29

1,629,675

0.06

(3) Options and agreements to purchase/sell:

500,000

0.02

1,350,000

0.05

TOTAL:

 

7,649,870

0.31

2,979,715

 

0.12

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

A ADSs

Purchase

100

USD 43.18

A ADSs

Purchase

300

USD 43.19

A ADSs

Purchase

950

USD 43.20

A ADSs

Purchase

1,300

USD 43.21

A ADSs

Purchase

1,625

USD 43.22

A ADSs

Purchase

2,900

USD 43.23

A ADSs

Purchase

1,200

USD 43.24

A ADSs

Purchase

1,600

USD 43.25

A ADSs

Purchase

4,400

USD 43.26

A ADSs

Purchase

2,246

USD 43.27

A ADSs

Purchase

100

USD 43.28

A ADSs

Purchase

500

USD 43.29

A ADSs

Purchase

400

USD 43.30

A ADSs

Purchase

1,400

USD 43.31

A ADSs

Purchase

1,200

USD 43.32

A ADSs

Purchase

200

USD 43.33

A ADSs

Purchase

600

USD 43.34

A ADSs

Purchase

2,658

USD 43.35

A ADSs

Purchase

400

USD 43.36

A ADSs

Purchase

200

USD 43.37

A ADSs

Purchase

100

USD 43.38

A ADSs

Purchase

100

USD 43.39

A ADSs

Purchase

200

USD 43.40

A ADSs

Purchase

300

USD 43.42

A ADSs

Purchase

200

USD 43.43

A ADSs

Purchase

700

USD 43.44

A ADSs

Purchase

100

USD 43.45

A ADSs

Purchase

400

USD 43.46

A ADSs

Purchase

500

USD 43.47

A ADSs

Purchase

1,300

USD 43.48

A ADSs

Purchase

100

USD 43.49

A ADSs

Purchase

900

USD 43.50

A ADSs

Purchase

300

USD 43.52

A ADSs

Purchase

300

USD 43.55

A ADSs

Purchase

100

USD 43.61

A ADSs

Purchase

200

USD 43.62

A ADSs

Purchase

200

USD 43.63

A ADSs

Purchase

300

USD 43.64

A ADSs

Purchase

900

USD 43.65

A ADSs

Purchase

2,000

USD 43.66

A ADSs

Purchase

1,600

USD 43.67

A ADSs

Purchase

1,200

USD 43.68

A ADSs

Purchase

400

USD 43.69

A ADSs

Purchase

500

USD 43.70

A ADSs

Purchase

900

USD 43.71

A ADSs

Purchase

200

USD 43.71

A ADSs

Purchase

4,600

USD 43.72

A ADSs

Purchase

500

USD 43.73

A ADSs

Purchase

935

USD 43.74

A ADSs

Purchase

600

USD 43.75

A ADSs

Purchase

2,500

USD 43.76

A ADSs

Purchase

1,437

USD 43.77

A ADSs

Purchase

2,800

USD 43.78

A ADSs

Purchase

1,400

USD 43.81

A ADSs

Purchase

800

USD 43.82

A ADSs

Purchase

200

USD 43.83

A ADSs

Purchase

1,100

USD 43.84

A ADSs

Purchase

2,100

USD 43.85

A ADSs

Purchase

100

USD 43.86

A ADSs

Purchase

500

USD 43.87

A ADSs

Purchase

400

USD 43.88

A ADSs

Purchase

200

USD 43.89

A ADSs

Purchase

300

USD 43.91

A ADSs

Purchase

1,896

USD 43.92

A ADSs

Purchase

600

USD 43.93

A ADSs

Purchase

2,500

USD 43.94

A ADSs

Purchase

200

USD 43.95

A ADSs

Purchase

700

USD 43.96

A ADSs

Purchase

1,500

USD 43.97

A ADSs

Purchase

600

USD 43.98

A ADSs

Purchase

200

USD 43.99

A ADSs

Purchase

100

USD 44.00

A ADSs

Purchase

900

USD 44.02

A ADSs

Purchase

2,250

USD 44.03

A ADSs

Purchase

300

USD 44.04

A ADSs

Purchase

2,600

USD 44.05

A ADSs

Purchase

600

USD 44.06

A ADSs

Purchase

1,000

USD 44.07

A ADSs

Purchase

500

USD 44.07

A ADSs

Purchase

3,500

USD 44.08

A ADSs

Purchase

3,100

USD 44.09

A ADSs

Purchase

100

USD 44.09

A ADSs

Purchase

4,678

USD 44.10

A ADSs

Purchase

100

USD 44.10

A ADSs

Purchase

6,000

USD 44.11

A ADSs

Purchase

1,575

USD 44.13

A ADSs

Purchase

8,296

USD 44.14

A ADSs

Purchase

400

USD 44.14

A ADSs

Purchase

7,473

USD 44.15

A ADSs

Purchase

200

USD 44.15

A ADSs

Purchase

600

USD 44.16

A ADSs

Purchase

2,500

USD 44.17

A ADSs

Purchase

100

USD 44.18

A ADSs

Purchase

1,400

USD 44.19

A ADSs

Purchase

1,700

USD 44.21

A ADSs

Purchase

2,300

USD 44.22

A ADSs

Purchase

300

USD 44.24

A ADSs

Purchase

400

USD 44.25

A ADSs

Purchase

5,836

USD 44.26

A ADSs

Purchase

1,000

USD 44.27

A ADSs

Purchase

900

USD 44.28

A ADSs

Purchase

2,347

USD 44.29

A ADSs

Purchase

2,400

USD 44.30

A ADSs

Purchase

2,500

USD 44.31

A ADSs

Purchase

1,800

USD 44.32

A ADSs

Purchase

600

USD 44.33

A ADSs

Purchase

3,300

USD 44.34

A ADSs

Purchase

2,100

USD 44.35

A ADSs

Purchase

100

USD 44.36

A ADSs

Sale

100

USD 43.20

A ADSs

Sale

100

USD 43.21

A ADSs

Sale

300

USD 43.23

A ADSs

Sale

600

USD 43.25

A ADSs

Sale

200

USD 43.27

A ADSs

Sale

100

USD 43.28

A ADSs

Sale

200

USD 43.32

A ADSs

Sale

100

USD 43.32

A ADSs

Sale

400

USD 43.33

A ADSs

Sale

800

USD 43.34

A ADSs

Sale

400

USD 43.35

A ADSs

Sale

200

USD 43.38

A ADSs

Sale

300

USD 43.39

A ADSs

Sale

400

USD 43.42

A ADSs

Sale

300

USD 43.43

A ADSs

Sale

1,700

USD 43.44

A ADSs

Sale

1,200

USD 43.45

A ADSs

Sale

1,600

USD 43.46

A ADSs

Sale

700

USD 43.47

A ADSs

Sale

1,000

USD 43.48

A ADSs

Sale

200

USD 43.49

A ADSs

Sale

300

USD 43.50

A ADSs

Sale

500

USD 43.51

A ADSs

Sale

200

USD 43.51

A ADSs

Sale

100

USD 43.52

A ADSs

Sale

400

USD 43.54

A ADSs

Sale

400

USD 43.55

A ADSs

Sale

100

USD 43.59

A ADSs

Sale

400

USD 43.61

A ADSs

Sale

500

USD 43.62

A ADSs

Sale

300

USD 43.63

A ADSs

Sale

100

USD 43.65

A ADSs

Sale

100

USD 43.66

A ADSs

Sale

100

USD 43.67

A ADSs

Sale

200

USD 43.68

A ADSs

Sale

100

USD 43.69

A ADSs

Sale

300

USD 43.70

A ADSs

Sale

600

USD 43.71

A ADSs

Sale

300

USD 43.72

A ADSs

Sale

100

USD 43.73

A ADSs

Sale

500

USD 43.74

A ADSs

Sale

700

USD 43.75

A ADSs

Sale

200

USD 43.76

A ADSs

Sale

100

USD 43.77

A ADSs

Sale

100

USD 43.78

A ADSs

Sale

200

USD 43.80

A ADSs

Sale

100

USD 43.81

A ADSs

Sale

100

USD 43.82

A ADSs

Sale

400

USD 43.83

A ADSs

Sale

1,100

USD 43.85

A ADSs

Sale

1,400

USD 43.86

A ADSs

Sale

300

USD 43.87

A ADSs

Sale

1,200

USD 43.88

A ADSs

Sale

600

USD 43.89

A ADSs

Sale

100

USD 43.90

A ADSs

Sale

400

USD 43.91

A ADSs

Sale

600

USD 43.92

A ADSs

Sale

200

USD 43.94

A ADSs

Sale

900

USD 43.95

A ADSs

Sale

100

USD 43.98

A ADSs

Sale

200

USD 43.99

A ADSs

Sale

600

USD 44.02

A ADSs

Sale

400

USD 44.03

A ADSs

Sale

700

USD 44.04

A ADSs

Sale

300

USD 44.05

A ADSs

Sale

100

USD 44.07

A ADSs

Sale

100

USD 44.09

A ADSs

Sale

100

USD 44.10

A ADSs

Sale

100

USD 44.11

A ADSs

Sale

100

USD 44.14

A ADSs

Sale

200

USD 44.18

A ADSs

Sale

100

USD 44.19

A ADSs

Sale

200

USD 44.26

A ADSs

Sale

100

USD 44.29

A ADSs

Sale

100

USD 44.33

A ADSs

Sale

100

USD 44.38

B ADSs

Purchase

400

USD 43.20

B ADSs

Purchase

250

USD 43.21

B ADSs

Purchase

200

USD 43.22

B ADSs

Purchase

800

USD 43.23

B ADSs

Purchase

378

USD 43.27

B ADSs

Purchase

300

USD 43.29

B ADSs

Purchase

300

USD 43.31

B ADSs

Purchase

200

USD 43.32

B ADSs

Purchase

1,100

USD 43.33

B ADSs

Purchase

100

USD 43.38

B ADSs

Purchase

800

USD 43.66

B ADSs

Purchase

400

USD 43.67

B ADSs

Purchase

600

USD 43.71

B ADSs

Purchase

1,600

USD 43.73

B ADSs

Purchase

2,244

USD 43.74

B ADSs

Purchase

100

USD 43.75

B ADSs

Purchase

1,600

USD 43.76

B ADSs

Purchase

1,702

USD 43.77

B ADSs

Purchase

100

USD 43.87

B ADSs

Purchase

780

USD 43.89

B ADSs

Purchase

100

USD 43.99

B ADSs

Purchase

50

USD 44.01

B ADSs

Purchase

1,100

USD 44.07

B ADSs

Purchase

1,210

USD 44.08

B ADSs

Purchase

468

USD 44.10

B ADSs

Purchase

100

USD 44.13

B ADSs

Purchase

900

USD 44.18

B ADSs

Purchase

177

USD 44.19

B ADSs

Purchase

200

USD 44.26

B ADSs

Purchase

100

USD 44.31

B ADSs

Purchase

2,900

USD 44.39

B ADSs

Sale

100

USD 43.22

B ADSs

Sale

100

USD 43.24

B ADSs

Sale

400

USD 43.32

B ADSs

Sale

600

USD 43.34

B ADSs

Sale

100

USD 43.39

B ADSs

Sale

2,400

USD 43.40

B ADSs

Sale

1,100

USD 43.41

B ADSs

Sale

600

USD 43.43

B ADSs

Sale

900

USD 43.44

B ADSs

Sale

400

USD 43.45

B ADSs

Sale

1,000

USD 43.46

B ADSs

Sale

500

USD 43.47

B ADSs

Sale

600

USD 43.48

B ADSs

Sale

1,000

USD 43.49

B ADSs

Sale

100

USD 43.50

B ADSs

Sale

200

USD 43.84

B ADSs

Sale

100

USD 43.85

B ADSs

Sale

200

USD 43.89

B ADSs

Sale

1,900

USD 43.90

B ADSs

Sale

400

USD 43.91

B ADSs

Sale

200

USD 43.92

B ADSs

Sale

673

USD 43.94

B ADSs

Sale

2,200

USD 43.96

B ADSs

Sale

1,600

USD 43.97

B ADSs

Sale

800

USD 43.97

B ADSs

Sale

100

USD 43.98

B ADSs

Sale

100

USD 44.01

B ADSs

Sale

500

USD 44.03

B ADSs

Sale

500

USD 44.42

B ADSs

Sale

1,100

USD 44.45

B ADSs

Sale

400

USD 44.46

B ADSs

Sale

400

USD 44.47

EUR 0.07 A ordinary

Sale

743

GBP 14.69

EUR 0.07 A ordinary

Sale

117

GBP 14.77

EUR 0.07 A ordinary

Sale

197

GBP 14.74

EUR 0.07 A ordinary

Sale

265

GBP 14.73

EUR 0.07 A ordinary

Sale

1,031

GBP 14.75

EUR 0.07 A ordinary

Sale

178

GBP 14.76

EUR 0.07 A ordinary

Sale

748

GBP 14.81

EUR 0.07 A ordinary

Sale

967

GBP 14.83

EUR 0.07 A ordinary

Sale

409

GBP 14.82

EUR 0.07 A ordinary

Sale

471

GBP 14.80

EUR 0.07 A ordinary

Sale

435

GBP 14.84

EUR 0.07 A ordinary

Sale

148

GBP 14.79

EUR 0.07 A ordinary

Sale

93

GBP 14.78

EUR 0.07 A ordinary

Sale

290

GBP 14.85

EUR 0.07 A ordinary

Sale

187

GBP 14.86

EUR 0.07 A ordinary

Sale

282

GBP 14.87

EUR 0.07 A ordinary

Sale

93

GBP 14.92

EUR 0.07 A ordinary

Sale

11

GBP 14.90

EUR 0.07 A ordinary

Sale

83

GBP 14.91

EUR 0.07 A ordinary

Purchase

713

EUR 18.99

EUR 0.07 A ordinary

Purchase

1,332

EUR 19.05

EUR 0.07 A ordinary

Purchase

720

EUR 19.07

EUR 0.07 A ordinary

Purchase

122

EUR 19.03

EUR 0.07 A ordinary

Purchase

450

EUR 19.06

EUR 0.07 A ordinary

Purchase

509

EUR 19.13

EUR 0.07 A ordinary

Purchase

193

EUR 19.11

EUR 0.07 A ordinary

Purchase

85

EUR 19.09

EUR 0.07 A ordinary

Sale

139

EUR 19.33

EUR 0.07 A ordinary

Sale

379

EUR 19.34

EUR 0.07 A ordinary

Sale

205

EUR 19.31

EUR 0.07 A ordinary

Sale

142

EUR 19.36

EUR 0.07 A ordinary

Sale

188

EUR 19.35

EUR 0.07 A ordinary

Sale

267

EUR 19.20

EUR 0.07 A ordinary

Sale

455

EUR 19.27

EUR 0.07 A ordinary

Sale

128

EUR 19.25

EUR 0.07 A ordinary

Sale

313

EUR 19.28

EUR 0.07 A ordinary

Sale

74

EUR 19.30

EUR 0.07 A ordinary

Sale

92

EUR 19.29

EUR 0.07 A ordinary

Sale

87

EUR 19.32

EUR 0.07 A ordinary

Sale

70

EUR 19.37

EUR 0.07 A ordinary

Sale

266

EUR 19.38

EUR 0.07 A ordinary

Sale

269

EUR 19.41

EUR 0.07 A ordinary

Sale

134

EUR 19.42

EUR 0.07 A ordinary

Sale

884

EUR 19.45

EUR 0.07 A ordinary

Sale

83

EUR 19.43

EUR 0.07 A ordinary

Sale

245

EUR 19.46

EUR 0.07 A ordinary

Sale

265

EUR 19.48

EUR 0.07 A ordinary

Sale

184

EUR 19.47

EUR 0.07 A ordinary

Sale

332

EUR 19.49

EUR 0.07 A ordinary

Sale

195

EUR 19.44

EUR 0.07 A ordinary

Sale

247

EUR 19.50

EUR 0.07 A ordinary

Sale

107

EUR 19.53

EUR 0.07 A ordinary

Sale

94

EUR 19.52

EUR 0.07 A ordinary

Sale

47

EUR 19.56

EUR 0.07 A ordinary

Sale

44

EUR 19.55

EUR 0.07 A ordinary

Sale

89

EUR 19.58

EUR 0.07 A ordinary

Sale

63

EUR 19.60

EUR 0.07 A ordinary

Sale

140

EUR 19.62

EUR 0.07 A ordinary

Sale

169

EUR 19.64

EUR 0.07 A ordinary

Sale

170

EUR 19.66

EUR 0.07 A ordinary

Sale

141

EUR 19.65

EUR 0.07 A ordinary

Sale

91

EUR 19.63

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.07 A ordinary

Swap

Increasing a long position

6

GBP 14.72

EUR 0.07 A ordinary

Swap

Increasing a long position

1,008

GBP 14.73

EUR 0.07 A ordinary

Swap

Increasing a long position

1,198

GBP 14.74

EUR 0.07 A ordinary

Swap

Increasing a long position

890

GBP 14.75

EUR 0.07 A ordinary

Swap

Increasing a long position

240

GBP 14.76

EUR 0.07 A ordinary

Swap

Increasing a long position

923

GBP 14.77

EUR 0.07 A ordinary

Swap

Increasing a long position

1,254

EUR 18.89

EUR 0.07 A ordinary

Swap

Increasing a long position

600

EUR 18.98

EUR 0.07 A ordinary

Swap

Increasing a long position

1,437

EUR 19.05

EUR 0.07 A ordinary

Swap

Increasing a long position

777

EUR 19.08

EUR 0.07 A ordinary

Swap

Increasing a long position

5,883

EUR 19.13

EUR 0.07 A ordinary

Swap

Increasing a long position

1,303

EUR 19.06

EUR 0.07 A ordinary

Swap

Increasing a long position

300

EUR 19.01

EUR 0.07 A ordinary

Swap

Increasing a long position

180

EUR 19.00

EUR 0.07 A ordinary

Swap

Increasing a long position

458

EUR 19.04

EUR 0.07 A ordinary

Swap

Increasing a long position

714

EUR 19.07

EUR 0.07 A ordinary

Swap

Increasing a long position

583

EUR 19.03

EUR 0.07 A ordinary

Swap

Increasing a long position

3,447

EUR 19.11

EUR 0.07 A ordinary

Swap

Increasing a long position

1,535

EUR 19.14

EUR 0.07 A ordinary

Swap

Increasing a long position

3,226

EUR 19.10

EUR 0.07 A ordinary

Swap

Increasing a long position

600

EUR 19.09

EUR 0.07 A ordinary

Swap

Increasing a long position

5,781

EUR 19.12

EUR 0.07 A ordinary

Swap

Increasing a long position

16,090

EUR 19.17

EUR 0.07 A ordinary

Swap

Increasing a long position

11,466

EUR 19.16

EUR 0.07 A ordinary

Swap

Increasing a long position

5,625

EUR 19.15

EUR 0.07 A ordinary

Swap

Increasing a long position

12,420

EUR 19.18

EUR 0.07 A ordinary

Swap

Increasing a long position

17,498

EUR 19.20

EUR 0.07 A ordinary

Swap

Increasing a long position

19,582

EUR 19.23

EUR 0.07 A ordinary

Swap

Increasing a long position

21,384

EUR 19.19

EUR 0.07 A ordinary

Swap

Increasing a long position

28,563

EUR 19.21

EUR 0.07 A ordinary

Swap

Increasing a long position

21,889

EUR 19.22

EUR 0.07 A ordinary

Swap

Increasing a long position

32,038

EUR 19.25

EUR 0.07 A ordinary

Swap

Increasing a long position

31,586

EUR 19.26

EUR 0.07 A ordinary

Swap

Increasing a long position

23,913

EUR 19.24

EUR 0.07 A ordinary

Swap

Increasing a long position

16,681

EUR 19.27

EUR 0.07 A ordinary

Swap

Increasing a long position

13,994

EUR 19.28

EUR 0.07 A ordinary

Swap

Increasing a long position

14,511

EUR 19.29

EUR 0.07 A ordinary

Swap

Increasing a long position

9,379

EUR 19.31

EUR 0.07 A ordinary

Swap

Increasing a long position

4,763

EUR 19.32

EUR 0.07 A ordinary

Swap

Increasing a long position

2,198

EUR 19.33

EUR 0.07 A ordinary

Swap

Increasing a long position

3,143

EUR 19.35

EUR 0.07 A ordinary

Swap

Increasing a long position

5,632

EUR 19.30

EUR 0.07 A ordinary

Swap

Increasing a long position

1,176

EUR 19.34

EUR 0.07 A ordinary

Swap

Increasing a long position

731

EUR 19.36

EUR 0.07 A ordinary

Swap

Increasing a long position

208

EUR 19.37

EUR 0.07 A ordinary

Swap

Increasing a long position

9,574

EUR 19.39

EUR 0.07 A ordinary

Swap

Increasing a long position

787

EUR 19.38

EUR 0.07 A ordinary

Swap

Increasing a long position

1,714

EUR 19.41

EUR 0.07 A ordinary

Swap

Increasing a long position

222

EUR 19.40

EUR 0.07 A ordinary

Swap

Increasing a long position

23

EUR 19.42

EUR 0.07 A ordinary

Swap

Increasing a long position

1,078

EUR 19.43

EUR 0.07 A ordinary

Swap

Increasing a long position

663

EUR 19.44

EUR 0.07 A ordinary

Swap

Increasing a long position

10,211

EUR 19.45

EUR 0.07 A ordinary

Swap

Increasing a long position

3,343

EUR 19.47

EUR 0.07 A ordinary

Swap

Increasing a long position

9,252

EUR 19.48

EUR 0.07 A ordinary

Swap

Increasing a long position

1,908

EUR 19.46

EUR 0.07 A ordinary

Swap

Increasing a long position

1,228

EUR 19.51

EUR 0.07 A ordinary

Swap

Increasing a long position

1,316

EUR 19.49

EUR 0.07 A ordinary

Swap

Increasing a long position

599

EUR 19.52

EUR 0.07 A ordinary

Swap

Increasing a long position

540

EUR 19.50

EUR 0.07 A ordinary

Swap

Increasing a long position

965

EUR 19.55

EUR 0.07 A ordinary

Swap

Increasing a long position

223

EUR 19.53

EUR 0.07 A ordinary

Swap

Increasing a long position

203

EUR 19.54

EUR 0.07 A ordinary

Swap

Increasing a long position

191

EUR 19.57

EUR 0.07 A ordinary

Swap

Increasing a long position

182

EUR 19.58

EUR 0.07 A ordinary

Swap

Increasing a long position

243

EUR 19.59

EUR 0.07 A ordinary

Swap

Increasing a long position

5,000

EUR 19.61

EUR 0.07 A ordinary

Swap

Increasing a long position

569

EUR 19.62

EUR 0.07 A ordinary

Swap

Increasing a long position

403

EUR 19.65

EUR 0.07 A ordinary

Swap

Increasing a long position

684

EUR 19.63

EUR 0.07 A ordinary

Swap

Increasing a long position

486

EUR 19.64

EUR 0.07 A ordinary

Swap

Reducing a long position

1,374

EUR 18.94

EUR 0.07 A ordinary

Swap

Reducing a long position

366

EUR 18.98

EUR 0.07 A ordinary

Swap

Reducing a long position

1,688

EUR 19.05

EUR 0.07 A ordinary

Swap

Reducing a long position

629

EUR 19.08

EUR 0.07 A ordinary

Swap

Reducing a long position

1,782

EUR 0.07 A ordinary

Swap

Reducing a long position

690

EUR 19.01

EUR 0.07 A ordinary

Swap

Reducing a long position

534

EUR 19.02

EUR 0.07 A ordinary

Swap

Reducing a long position

456

EUR 19.11

EUR 0.07 A ordinary

Swap

Reducing a long position

997

EUR 19.10

EUR 0.07 A ordinary

Swap

Reducing a long position

443

EUR 19.09

EUR 0.07 A ordinary

Swap

Reducing a long position

2,025

EUR 19.12

EUR 0.07 A ordinary

Swap

Reducing a long position

877

EUR 19.17

EUR 0.07 A ordinary

Swap

Reducing a long position

1,360

EUR 19.16

EUR 0.07 A ordinary

Swap

Reducing a long position

1,359

EUR 19.18

EUR 0.07 A ordinary

Swap

Reducing a long position

665

EUR 19.19

EUR 0.07 A ordinary

Swap

Reducing a long position

402

EUR 19.22

EUR 0.07 A ordinary

Swap

Reducing a long position

2,043

EUR 19.25

EUR 0.07 A ordinary

Swap

Reducing a long position

645

EUR 19.27

EUR 0.07 A ordinary

Swap

Reducing a long position

317

EUR 19.28

EUR 0.07 A ordinary

Swap

Reducing a long position

800

EUR 19.31

EUR 0.07 A ordinary

Swap

Reducing a long position

1,104

EUR 19.33

EUR 0.07 A ordinary

Swap

Reducing a long position

1,908

EUR 19.35

EUR 0.07 A ordinary

Swap

Reducing a long position

957

EUR 19.30

EUR 0.07 A ordinary

Swap

Reducing a long position

1,008

EUR 19.34

EUR 0.07 A ordinary

Swap

Reducing a long position

608

EUR 19.36

EUR 0.07 A ordinary

Swap

Reducing a long position

66

EUR 19.43

EUR 0.07 A ordinary

Swap

Reducing a long position

800

EUR 19.47

EUR 0.07 A ordinary

Swap

Reducing a long position

12

EUR 19.63

EUR 0.07 A ordinary

Swap

Reducing a long position

17,797

EUR 19.76

EUR 0.07 B ordinary

Swap

Reducing a short position

1,504

GBP 14.75

EUR 0.07 B ordinary

Swap

Reducing a short position

663

GBP 14.81

EUR 0.07 B ordinary

Swap

Reducing a short position

2,449

GBP 14.71

EUR 0.07 B ordinary

Swap

Reducing a short position

2,000

GBP 14.69

EUR 0.07 B ordinary

Swap

Reducing a short position

1,504

GBP 14.70

EUR 0.07 B ordinary

Swap

Reducing a short position

994

GBP 14.76

EUR 0.07 B ordinary

Swap

Reducing a short position

300

GBP 14.74

EUR 0.07 B ordinary

Swap

Reducing a short position

392

GBP 14.80

EUR 0.07 B ordinary

Swap

Reducing a short position

2,317

GBP 14.82

EUR 0.07 B ordinary

Swap

Reducing a short position

2,018

GBP 14.84

EUR 0.07 B ordinary

Swap

Reducing a short position

3,502

GBP 14.83

EUR 0.07 B ordinary

Swap

Reducing a short position

3,081

GBP 14.87

EUR 0.07 B ordinary

Swap

Reducing a short position

1,307

GBP 14.86

EUR 0.07 B ordinary

Swap

Reducing a short position

1,531

GBP 14.91

EUR 0.07 B ordinary

Swap

Reducing a short position

2,484

GBP 14.92

EUR 0.07 B ordinary

Swap

Reducing a short position

1,010

GBP 14.85

EUR 0.07 B ordinary

Swap

Reducing a short position

10

GBP 15.06

EUR 0.07 B ordinary

Swap

Reducing a short position

44

GBP 15.19

EUR 0.07 B ordinary

Swap

Reducing a short position

9

GBP 15.18

EUR 0.07 B ordinary

Swap

Reducing a short position

297

GBP 15.23

EUR 0.07 B ordinary

Swap

Reducing a short position

1,607

GBP 15.25

EUR 0.07 B ordinary

Swap

Reducing a short position

66

GBP 15.29

EUR 0.07 B ordinary

Swap

Increasing a short position

591

GBP 14.73

EUR 0.07 B ordinary

Swap

Increasing a short position

400

GBP 14.75

EUR 0.07 B ordinary

Swap

Increasing a short position

735

GBP 14.81

EUR 0.07 B ordinary

Swap

Increasing a short position

927

GBP 14.79

EUR 0.07 B ordinary

Swap

Increasing a short position

383

GBP 14.80

EUR 0.07 B ordinary

Swap

Increasing a short position

3,214

GBP 14.82

EUR 0.07 B ordinary

Swap

Increasing a short position

3,201

GBP 14.84

EUR 0.07 B ordinary

Swap

Increasing a short position

1,156

GBP 14.83

EUR 0.07 B ordinary

Swap

Increasing a short position

893

GBP 14.87

EUR 0.07 B ordinary

Swap

Increasing a short position

352

GBP 14.86

EUR 0.07 B ordinary

Swap

Increasing a short position

850

GBP 14.90

EUR 0.07 B ordinary

Swap

Increasing a short position

3,013

GBP 14.93

EUR 0.07 B ordinary

Swap

Increasing a short position

5,336

GBP 14.91

EUR 0.07 B ordinary

Swap

Increasing a short position

1,504

GBP 14.92

EUR 0.07 B ordinary

Swap

Increasing a short position

500

GBP 14.85

EUR 0.07 B ordinary

Swap

Increasing a short position

1,908

GBP 14.89

EUR 0.07 B ordinary

Swap

Increasing a short position

2,039

GBP 14.88

EUR 0.07 B ordinary

Swap

Increasing a short position

61

GBP 14.94

EUR 0.07 B ordinary

Swap

Increasing a short position

819

GBP 15.20

EUR 0.07 B ordinary

Swap

Increasing a short position

930

GBP 15.19

EUR 0.07 B ordinary

Swap

Increasing a short position

229

GBP 15.27

EUR 0.07 B ordinary

Swap

Increasing a short position

732

GBP 15.28

EUR 0.07 B ordinary

Swap

Increasing a long position

13,164

GBP 14.76

EUR 0.07 B ordinary

Swap

Increasing a long position

2,000

GBP 14.75

EUR 0.07 B ordinary

Swap

Increasing a long position

9,155

GBP 14.77

EUR 0.07 B ordinary

Swap

Increasing a long position

44,710

GBP 14.78

EUR 0.07 B ordinary

Swap

Increasing a long position

56,473

GBP 14.79

EUR 0.07 B ordinary

Swap

Increasing a long position

44,084

GBP 14.80

EUR 0.07 B ordinary

Swap

Increasing a long position

86,852

GBP 14.82

EUR 0.07 B ordinary

Swap

Increasing a long position

94,182

GBP 14.81

EUR 0.07 B ordinary

Swap

Increasing a long position

124,189

GBP 14.83

EUR 0.07 B ordinary

Swap

Increasing a long position

103,596

GBP 14.84

EUR 0.07 B ordinary

Swap

Increasing a long position

88,036

GBP 14.85

EUR 0.07 B ordinary

Swap

Increasing a long position

113,586

GBP 14.86

EUR 0.07 B ordinary

Swap

Increasing a long position

65,409

GBP 14.87

EUR 0.07 B ordinary

Swap

Increasing a long position

71,408

GBP 14.88

EUR 0.07 B ordinary

Swap

Increasing a long position

20,525

GBP 14.89

EUR 0.07 B ordinary

Swap

Increasing a long position

9,745

GBP 14.90

EUR 0.07 B ordinary

Swap

Increasing a long position

24,605

GBP 14.92

EUR 0.07 B ordinary

Swap

Increasing a long position

10,436

GBP 14.93

EUR 0.07 B ordinary

Swap

Increasing a long position

15,490

GBP 14.94

EUR 0.07 B ordinary

Swap

Increasing a long position

947

GBP 14.95

EUR 0.07 B ordinary

Swap

Increasing a long position

4,338

GBP 14.91

EUR 0.07 B ordinary

Swap

Increasing a long position

1,213

GBP 14.74

EUR 0.07 B ordinary

Swap

Increasing a long position

2,330

GBP 14.73

EUR 0.07 B ordinary

Swap

Increasing a long position

4,913

GBP 14.71

EUR 0.07 B ordinary

Swap

Increasing a long position

944

GBP 14.69

EUR 0.07 B ordinary

Swap

Increasing a long position

300

GBP 14.68

EUR 0.07 B ordinary

Swap

Increasing a long position

17,188

GBP 14.72

EUR 0.07 B ordinary

Swap

Increasing a long position

200

GBP 14.96

EUR 0.07 B ordinary

Swap

Increasing a long position

11,976

GBP 14.98

EUR 0.07 B ordinary

Swap

Increasing a long position

1,803

GBP 15.00

EUR 0.07 B ordinary

Swap

Increasing a long position

306

GBP 14.97

EUR 0.07 B ordinary

Swap

Increasing a long position

4,927

GBP 15.01

EUR 0.07 B ordinary

Swap

Increasing a long position

5,097

GBP 15.02

EUR 0.07 B ordinary

Swap

Increasing a long position

2,261

GBP 15.05

EUR 0.07 B ordinary

Swap

Increasing a long position

1,056

GBP 15.04

EUR 0.07 B ordinary

Swap

Increasing a long position

1,803

GBP 15.03

EUR 0.07 B ordinary

Swap

Increasing a long position

257

GBP 14.99

EUR 0.07 B ordinary

Swap

Increasing a long position

2,580

GBP 15.06

EUR 0.07 B ordinary

Swap

Increasing a long position

3,059

GBP 15.10

EUR 0.07 B ordinary

Swap

Increasing a long position

579

GBP 15.09

EUR 0.07 B ordinary

Swap

Increasing a long position

319

GBP 15.07

EUR 0.07 B ordinary

Swap

Increasing a long position

428

GBP 15.08

EUR 0.07 B ordinary

Swap

Increasing a long position

5,304

GBP 15.12

EUR 0.07 B ordinary

Swap

Increasing a long position

40

GBP 15.11

EUR 0.07 B ordinary

Swap

Increasing a long position

399

GBP 15.13

EUR 0.07 B ordinary

Swap

Increasing a long position

196

GBP 15.14

EUR 0.07 B ordinary

Swap

Increasing a long position

445

GBP 15.15

EUR 0.07 B ordinary

Swap

Increasing a long position

1,799

GBP 15.19

EUR 0.07 B ordinary

Swap

Increasing a long position

1,132

GBP 15.20

EUR 0.07 B ordinary

Swap

Increasing a long position

313

GBP 15.21

EUR 0.07 B ordinary

Swap

Increasing a long position

314

GBP 15.18

EUR 0.07 B ordinary

Swap

Increasing a long position

7,251

GBP 15.23

EUR 0.07 B ordinary

Swap

Reducing a long position

189

GBP 14.75

EUR 0.07 B ordinary

Swap

Reducing a long position

293

GBP 14.77

EUR 0.07 B ordinary

Swap

Reducing a long position

424

GBP 14.78

EUR 0.07 B ordinary

Swap

Reducing a long position

1

GBP 14.79

EUR 0.07 B ordinary

Swap

Reducing a long position

299

GBP 14.80

EUR 0.07 B ordinary

Swap

Reducing a long position

40,455

GBP 15.26

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

February 15, 2016

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Royal Dutch Shell Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

A ADSs

Listed Put Options

Purchased

10,000

 

USD 45

American

20170120

A ADSs

Listed Put Options

Purchased

10,000

 

USD 47.5

American

20170120

A ADSs

Listed Call Options

Purchased

3,200

USD 35

American

20170120

A ADSs

Listed Put Options

Purchased

13,900

USD 35

American

20170120

A ADSs

Listed Put Options

Purchased

18,800

USD 32.5

American

20170120

A ADSs

Listed Put Options

Purchased

10,000

USD 35

American

20180119

EUR 0.07 B ordinary

Swap in respect of call options

Purchased

250,000

GBP 19.5

American

20160415

EUR 0.07 B ordinary

Swap in respect of put options

Purchased

250,000

GBP 16

American

20160617

EUR 0.07 B ordinary

Swap in respect of call options

Purchased

250,000

GBP 14

American

20161216

EUR 0.07 B ordinary

Swap in respect of call options

Written

250,000

GBP 15.5

American

20160318

EUR 0.07 B ordinary

Swap in respect of put options

Purchased

300,000

GBP 12

American

20160617

EUR 0.07 B ordinary

Swap in respect of put options

Purchased

300,000

GBP 15

American

20160617

EUR 0.07 B ordinary

Listed Call Option

Written

250,000

GBP 14

American

20160318

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
RETGGURUPUPQGCA
Date   Source Headline
20th Jan 20225:30 pmRNSRoyal Dutch Shell
7th Jan 20226:00 pmRNSRoyal Dutch Shell
30th Nov 20204:37 pmRNSPrice Monitoring Extension
27th Mar 20204:43 pmRNSSecond Price Monitoring Extn
27th Mar 20204:39 pmRNSPrice Monitoring Extension
23rd Mar 202012:08 pmRNSSecond Price Monitoring Extn
23rd Mar 202012:06 pmRNSPrice Monitoring Extension
13th Mar 20204:43 pmRNSSecond Price Monitoring Extn
13th Mar 20204:38 pmRNSPrice Monitoring Extension
12th Mar 20204:43 pmRNSSecond Price Monitoring Extn
12th Mar 20204:38 pmRNSPrice Monitoring Extension
24th Oct 20195:19 pmPRNPublication of Prospectus
17th Oct 20195:18 pmPRNTransaction in Own Shares
16th Oct 20195:51 pmPRNTransaction in Own Shares
15th Oct 20195:14 pmPRNTransaction in Own Shares
14th Oct 20195:35 pmPRNTransaction in Own Shares
11th Oct 20195:39 pmPRNTransaction in Own Shares
10th Oct 20195:20 pmPRNTransaction in Own Shares
9th Oct 20195:30 pmPRNTransaction in Own Shares
8th Oct 20195:34 pmPRNTransaction in Own Shares
7th Oct 20195:23 pmPRNTransaction in Own Shares
4th Oct 20195:28 pmPRNTransaction in Own Shares
3rd Oct 20195:37 pmPRNTransaction in Own Shares
2nd Oct 20195:37 pmPRNTransaction in Own Shares
1st Oct 20195:37 pmPRNTransaction in Own Shares
30th Sep 20195:47 pmPRNTransaction in Own Shares
30th Sep 20193:05 pmPRNVoting Rights and Capital
30th Sep 20197:00 amPRNShell enhances quarterly disclosures
27th Sep 20195:06 pmPRNTransaction in Own Shares
26th Sep 20195:39 pmPRNDirector/PDMR Shareholding
26th Sep 20195:33 pmPRNTransaction in Own Shares
26th Sep 20194:16 pmPRNDirector/PDMR Shareholding
25th Sep 20195:41 pmPRNTransaction in Own Shares
24th Sep 20195:39 pmPRNTransaction in Own Shares
23rd Sep 20195:24 pmPRNTransaction in Own Shares
20th Sep 20195:16 pmPRNTransaction in Own Shares
19th Sep 20194:59 pmPRNTransaction in Own Shares
18th Sep 20195:21 pmPRNTransaction in Own Shares
17th Sep 20195:01 pmPRNTransaction in Own Shares
16th Sep 20195:16 pmPRNTransaction in Own Shares
13th Sep 20195:03 pmPRNTransaction in Own Shares
12th Sep 20195:15 pmPRNTransaction in Own Shares
11th Sep 20195:08 pmPRNTransaction in Own Shares
10th Sep 20195:13 pmPRNTransaction in Own Shares
9th Sep 20195:17 pmPRNTransaction in Own Shares
9th Sep 20194:34 pmPRNSecond Quarter 2019 EUR GBP Equivalent Dividend Payments
6th Sep 20196:02 pmPRNTransaction in Own Shares
5th Sep 20195:09 pmPRNTransaction in Own Shares
4th Sep 20195:18 pmPRNTransaction in Own Shares
3rd Sep 20195:29 pmPRNTransaction in Own Shares

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