18 Dec 2015 11:50
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING INCONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARYINVESTMENT CLIENTS)Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Corp | ||
| |||
| Royal Dutch Shell PLC | ||
| Advisor to - Royal Dutch Shell PLC | ||
| 17/12/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing |
Class of relevant security: | Common - GB00B03MLX29 | |||||
Interests | Short Positions | |||||
Number | % | Number | % | |||
| 5,622 | 0.000% | 0 | 0 % | ||
| 0 | 0% | 0 | 0% | ||
| 0 | 0% | 0 | 0 % | ||
TOTAL: | 5,622 | 0.000% | 0 | 0% | ||
All interests and all short positions should be disclosed.Details of any open stock-settled derivative positions (including traded options), oragreements to purchase or sell relevant securities, should be given on a SupplementalForm 8 (Open Positions).Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) | Rights to subscribe for new securities (including directors' and other employee options) |
Class of relevant security in relation to which subscription right exists: | N/A |
Details, including nature of the rights concerned and relevant percentages: | N/A |
3. | DEALINGS BY THE PERSON MAKING THE DISCLOSURE |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.The currency of all prices and other monetary amounts should be stated..
(a) | Purchases and sales |
(i) | Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser) |
Class of relevant security | Purchase/sale | Number of securities | Price per unit |
ADR - ISIN US7802592060 | Sale | 1,926 | 43.603 USD |
(ii) | Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
N/A | N/A | N/A | N/A | N/A |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
4. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no suchagreements, arrangements or understandings, state "none" |
none |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
none |
(c) | Attachments |
Are any Supplemental Forms attached? |
Supplemental Form 8 (Open Positions) | No |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 18/12/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.