Last checked at 22 Jun 2010 11:15
|
| FORM 8.5 (EPT/RI) |
|
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
| Rule 8.5 of the Takeover Code (the "Code") |
|
| 1. KEY INFORMATION |
|
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
|
| (b) Name of offeror/offeree in relation to whose | Investec Limited |
|
| relevant securities this form relates: |
|
| (c) Name of the party to the offer with which exempt | Advisor to Investec Plc |
|
|
|
|
| principal trader is connected: |
|
| (d) Date dealing undertaken: | 21/06/2010 |
|
| (e) Has the EPT previously disclosed, or is it today | YES - . |
|
| disclosing, under the Code in respect of any other |
|
| party to this offer? |
|
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
| (a) Purchases and sales |
|
| Class of | Purchase/ | Total number | Highest price | Lowest price |
|
| relevant | Sales | of securities | per unit | per unit |
|
| security |
| paid/received | paid/received |
|
| Common - ZAE000081949 | Purchase | 3,330 | ZAR 57.90 | ZAR 57.90 |
|
| (b) Derivatives transactions (other than options) |
|
| Class of | Product description | Nature of dealing | Number of |
| Price per unit |
|
| relevant |
| reference securities |
|
| security |
|
| (c) Options transactions in respect of existing securities |
|
| (i) Writing, selling, purchasing or varying |
|
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
|
| relevant |
| description | purchasing, | securities | price |
| date | money |
|
| security |
| selling, | to which | per unit |
| paid/ |
|
| varying etc. | option |
| received |
|
| relates |
| per unit |
|
| (ii) Exercising |
|
| Class of relevant | Product description | Number of securities | Exercise price per |
|
| security |
| unit |
|
| (d) Other dealings (including subscribing for new securities) |
|
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
|
| security |
| applicable) |
|
| 3. OTHER INFORMATION |
|
| (a) Indemnity and other dealing arrangements |
|
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| or refrain from dealing entered into by the exempt principal trader making the |
|
| disclosure and any party to the offer or any person acting in concert with a party to the |
|
| offer: |
|
| NONE |
|
| (b) Agreements, arrangements or understandings relating to options or derivatives |
|
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| the exempt principal trader making the disclosure and any other person relating to: |
|
| (i) the voting rights of any relevant securities under any option; or |
|
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative is referenced: |
|
| NONE |
|
| Date of disclosure: | 22/06/2010 |
|
| Contact name: | Bhavika Mistry |
|
| Telephone number: | +44 207 995 4747 |
|
| FORM 8.5 (EPT/RI) |
|
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
| Rule 8.5 of the Takeover Code (the "Code") |
|
| 1. KEY INFORMATION |
|
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
|
| (b) Name of offeror/offeree in relation to whose | Investec Plc |
|
| relevant securities this form relates: |
|
| (c) Name of the party to the offer with which exempt | Advisor to INVESTEC PLC |
|
|
|
|
| principal trader is connected: |
|
| (d) Date dealing undertaken: | 21/06/2010 |
|
| (e) Has the EPT previously disclosed, or is it today | YES - . |
|
| disclosing, under the Code in respect of any other |
|
| party to this offer? |
|
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
| (a) Purchases and sales |
|
| Class of | Purchase/ | Total number | Highest price | Lowest price |
|
| relevant | Sales | of securities | per unit | per unit |
|
| security |
| paid/received | paid/received |
|
| Common - GB00B17BBQ50 | Purchase | 85,895 | GBP 5.07 | GBP 5.03 |
|
| Common - GB00B17BBQ50 | Sale | 39,128 | GBP 5.04 | GBP 5.02 |
|
| (b) Derivatives transactions (other than options) |
|
| Class of | Product | Nature of dealing | Number of | Price per unit |
|
| relevant | description |
| reference securities |
|
| security | eg. CFD |
|
| Common - | Swap | LONG | 43428 | GBP 5.04 |
|
| Common - | Swap | LONG | 139 | GBP 5.05 |
|
| Common - | Swap | LONG | 300 | GBP 5.04 |
|
| Common - | Swap | LONG | 743 | GBP 5.03 |
|
| Common - | Swap | LONG | 840 | GBP 5.04 |
|
| Common - | Swap | LONG | 977 | GBP 5.04 |
|
| Common - | Swap | LONG | 1138 | GBP 5.05 |
|
| Common - | Swap | LONG | 1173 | GBP 5.04 |
|
| Common - | Swap | LONG | 3065 | GBP 5.04 |
|
| Common - | Swap | LONG | 3300 | GBP 5.04 |
|
| Common - | Swap | LONG | 5350 | GBP 5.03 |
|
| Common - | Swap | LONG | 6580 | GBP 5.04 |
|
| Common - | Swap | LONG | 106 | GBP 5.04 |
|
| Common - | Swap | LONG | 9212 | GBP 5.04 |
|
| Common - | Swap | LONG | 6580 | GBP 5.04 |
|
| Class of | Product | Nature of dealing | Number of | Price per unit |
|
| relevant | description |
| reference securities |
|
| security | eg. CFD |
|
| Common - | Swap | SHORT | 592 | GBP 5.06 |
|
| Common - | Swap | SHORT | 14256 | GBP 5.03 |
|
| Common - | Swap | SHORT | 6200 | GBP 5.04 |
|
| Common - | Swap | SHORT | 3024 | GBP 5.03 |
|
| Common - | Swap | SHORT | 2160 | GBP 5.03 |
|
| Common - | Swap | SHORT | 2160 | GBP 5.03 |
|
| Common - | Swap | SHORT | 1388 | GBP 5.07 |
|
| Common - | Swap | SHORT | 1279 | GBP 5.05 |
|
| Common - | Swap | SHORT | 1279 | GBP 5.05 |
|
| Common - | Swap | SHORT | 1138 | GBP 5.05 |
|
| Common - | Swap | SHORT | 977 | GBP 5.05 |
|
| Common - | Swap | SHORT | 968 | GBP 5.07 |
|
| Common - | Swap | SHORT | 743 | GBP 5.04 |
|
| (c) Options transactions in respect of existing securities |
|
| (i) Writing, selling, purchasing or varying |
|
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
|
| relevant |
| description | purchasing, | securities | price |
| date | money |
|
| security |
| selling, | to which | per unit |
| paid/ |
|
| varying etc. | option |
| received |
|
| relates |
| per unit |
|
| (ii) Exercising |
|
| Class of relevant | Product description | Number of securities | Exercise price per |
|
| security |
| unit |
|
| (d) Other dealings (including subscribing for new securities) |
|
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
|
| security |
| applicable) |
|
| 3. OTHER INFORMATION |
|
| (a) Indemnity and other dealing arrangements |
|
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| or refrain from dealing entered into by the exempt principal trader making the |
|
| disclosure and any party to the offer or any person acting in concert with a party to the |
|
| offer: |
|
| NONE |
|
| (b) Agreements, arrangements or understandings relating to options or derivatives |
|
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| the exempt principal trader making the disclosure and any other person relating to: |
|
| (i) the voting rights of any relevant securities under any option; or |
|
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative is referenced: |
|
| NONE |
|
| Date of disclosure: | 22/06/2010 |
|
| Contact name: | Bhavika Mistry |
|
| Telephone number: | +44 207 995 4747 |
|
| FORM 8.5 (EPT/RI) |
|
| PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
| RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
| Rule 8.5 of the Takeover Code (the "Code") |
|
| 1. KEY INFORMATION |
|
| (a) Name of exempt principal trader: | Bank of America Merrill Lynch |
|
| (b) Name of offeror/offeree in relation to whose | RENSBURG SHEPPARDS PLC |
|
| relevant securities this form relates: |
|
| (c) Name of the party to the offer with which exempt | Advisor to Investec Plc |
|
|
|
|
| principal trader is connected: |
|
| (d) Date dealing undertaken: | 21/06/2010 |
|
| (e) Has the EPT previously disclosed, or is it today | YES - . |
|
| disclosing, under the Code in respect of any other |
|
| party to this offer? |
|
| 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
| (a) Purchases and sales |
|
| Class of | Purchase/ | Total number | Highest price | Lowest price |
|
| relevant | Sales | of securities | per unit | per unit |
|
| security |
| paid/received | paid/received |
|
| Common - GB00B0712D26 | Purchase | 98 | GBP 8.14 | GBP 8.14 |
|
| (b) Derivatives transactions (other than options) |
|
| Class of | Product | Nature of dealing | Number of | Price per unit |
|
| relevant | description |
| reference securities |
|
| security | eg. CFD |
|
| Common - GB00B0712D26 | Swap | LONG | 98 | GBP 8.14 |
|
| (c) Options transactions in respect of existing securities |
|
| (i) Writing, selling, purchasing or varying |
|
| Class of |
| Product | Writing, | Number of | Exercise | Type | Expiry | Option |
|
| relevant |
| description | purchasing, | securities | price |
| date | money |
|
| security |
| selling, | to which | per unit |
| paid/ |
|
| varying etc. | option |
| received |
|
| relates |
| per unit |
|
| (ii) Exercising |
|
| Class of relevant | Product description | Number of securities | Exercise price per |
|
| security |
| unit |
|
| (d) Other dealings (including subscribing for new securities) |
|
| Class of relevant | Nature of dealing |
| Details | Price per unit (if |
|
| security |
| applicable) |
|
| 3. OTHER INFORMATION |
|
| (a) Indemnity and other dealing arrangements |
|
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| or refrain from dealing entered into by the exempt principal trader making the |
|
| disclosure and any party to the offer or any person acting in concert with a party to the |
|
| offer: |
|
| NONE |
|
| (b) Agreements, arrangements or understandings relating to options or derivatives |
|
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| the exempt principal trader making the disclosure and any other person relating to: |
|
| (i) the voting rights of any relevant securities under any option; or |
|
| (ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
| any derivative is referenced: |
|
| NONE |
|
| Date of disclosure: | 22/06/2010 |
|
| Contact name: | Bhavika Mistry |
|
| Telephone number: | +44 207 995 4747 |