10 Mar 2022 12:40
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | BLUE PRISM GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 09 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 1p ordinary |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 5,184,128 | 5.33% | 246,654 | 0.25% | ||
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(2) | Cash-settled derivatives: |
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| 244,443 | 0.25% | 4,028,028 | 4.14% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 5,428,571 | 5.58% | 4,274,682 | 4.39% | |
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(b) | Rights to subscribe for new securities (including directors and other executive | |||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists | ||||||
Details, including nature of the rights |
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concerned and relevant percentages: | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale |
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security |
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| securities |
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1p ordinary | Purchase | 953 | 12.7250 GBP | ||||
1p ordinary | Purchase | 8,474 | 12.7299 GBP | ||||
1p ordinary | Purchase | 15,177 | 12.7300 GBP | ||||
1p ordinary | Sale | 396 | 12.7200 GBP | ||||
1p ordinary | Sale | 1,250 | 12.7269 GBP | ||||
1p ordinary | Sale | 2,274 | 12.7306 GBP | ||||
(b) | Cash-settled derivative transactions |
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Class of | Product |
| Nature of dealing |
| Number of | Price per | |
relevant |
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| reference | unit |
security |
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| securities |
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1p ordinary | SWAP | Long | 396 | 12.7200 GBP | |||
1p ordinary | SWAP | Long | 1,250 | 12.7269 GBP | |||
1p ordinary | SWAP | Short | 1,314 | 12.7299 GBP | |||
1p ordinary | SWAP | Short | 2,868 | 12.7308 GBP | |||
1p ordinary | SWAP | Short | 18,148 | 12.7300 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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