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29 Jul 2009 11:49
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|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Brixton plc |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
130,291 |
GBPĀ 0.44 |
GBPĀ 0.44 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
91,909 |
GBPĀ 0.44 |
GBPĀ 0.43 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
30,887 |
GBPĀ 0.44 |
|
Long Swap |
LONG |
23,196 |
GBPĀ 0.44 |
|
Long Swap |
LONG |
22,564 |
GBPĀ 0.44 |
|
Long Swap |
LONG |
15,527 |
GBPĀ 0.44 |
|
Long Swap |
LONG |
9,487 |
GBPĀ 0.44 |
|
Long Swap |
LONG |
3,050 |
GBPĀ 0.44 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
30,887 |
GBPĀ 0.44 |
|
Short Swap |
SHORT |
35,442 |
GBPĀ 0.43 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
29/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGROĀ PLC |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
599,260 |
GBPĀ 3.48 |
GBPĀ 3.31 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
653,300 |
GBPĀ 3.48 |
GBPĀ 3.32 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
1,633 |
GBPĀ 3.32 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
14 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
63 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
509 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
981 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
1,230 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
3,698 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
12,857 |
GBPĀ 3.34 |
|
Short Swap |
SHORT |
50,612 |
GBPĀ 3.38 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
29/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Aquarius Platinum Limited |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,083 |
GBPĀ 2.51 |
GBPĀ 2.40 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
182,701 |
GBPĀ 2.49 |
GBPĀ 2.36 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
3,720 |
GBPĀ 2.42 |
|
Long Swap |
LONG |
972 |
GBPĀ 2.42 |
|
Long Swap |
LONG |
258 |
GBPĀ 2.42 |
|
Long Swap |
LONG |
133 |
GBPĀ 2.42 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
19,256 |
GBPĀ 2.48 |
|
Short Swap |
SHORT |
26,500 |
GBPĀ 2.47 |
|
Short Swap |
SHORT |
123,500 |
GBPĀ 2.47 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
29/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Aquarius Platinum Limited |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,445 |
USD 1,195.00 |
USD 1,195.00 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
29/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
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