10 Jul 2009 12:41
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | SEGRO PLC |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 1,162,283 | GBP 0.23 | GBP 0.22 |
| Total number of securities sold | Highest price received | Lowest price received |
| 2,926,730 | GBP 0.23 | GBP 0.22 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 100,822 | GBP 0.23 |
| Long Swap | LONG | 199,727 | GBP 0.23 |
| Long Swap | LONG | 306,850 | GBP 0.23 |
| Long Swap | LONG | 395,311 | GBP 0.22 |
| Long Swap | LONG | 1,852 | GBP 0.23 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 100,822 | GBP 0.22 |
| Short Swap | SHORT | 1,421,896 | GBP 0.22 |
| Short Swap | SHORT | 450,000 | GBP 0.22 |
| Short Swap | SHORT | 141,501 | GBP 0.23 |
| Short Swap | SHORT | 1,852 | GBP 0.22 |
| Short Swap | SHORT | 90,000 | GBP 0.22 |
| Short Swap | SHORT | 84,356 | GBP 0.23 |
| Short Swap | SHORT | 65,024 | GBP 0.22 |
| Short Swap | SHORT | 47,000 | GBP 0.23 |
| Short Swap | SHORT | 36,554 | GBP 0.23 |
| Short Swap | SHORT | 23,154 | GBP 0.23 |
| Short Swap | SHORT | 306,850 | GBP 0.23 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | SEGRO PLC |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Hansen Transmissions International NV |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 14,395 | GBP 1.46 | GBP 1.45 |
| Total number of securities sold | Highest price received | Lowest price received |
| 10,150 | GBP 1.48 | GBP 1.46 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 10,395 | GBP 1.45 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 6,150 | GBP 1.48 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Hansen Transmissions International NV |
| Nature of connection # | Advisor | |||
| FORM 38.5(a) | ||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Aquarius Platinum Limited |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 09/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 11,282 | GBP 1.98 | GBP 1.92 | |
| 3,133 | ZAR 25.00 | ZAR 25.00 |
| Total number of securities sold | Highest price received | Lowest price received |
| 10,383 | GBP 1.98 | GBP 1.91 | |
| 4,000 | ZAR 25.90 | ZAR 25.90 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 4,000 | GBP 1.96 |
| Long Swap | LONG | 25 | GBP 1.93 |
| Long Swap | LONG | 6 | GBP 1.93 |
| Long Swap | LONG | 1 | GBP 1.93 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 3,133 | GBP 1.91 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION | |||||
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
| Nature of connection # | Advisor | ||
| FORM 38.5(a) | |||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | OJSC Polyus Gold ADR. |
| Class of relevant security to which the | ADR |
| dealings being disclosed relate |
| Date of dealing | 09/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 12,924 | USD 18.75 | USD 18.75 |
| Total number of securities sold | Highest price received | Lowest price received |
| 2,644 | USD 19.01 | USD 18.11 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| selling, | securities under | price | American, | date |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION | |||||
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 10/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | KazakhGold Group Limited |
| Nature of connection # | Advisor |