8 Oct 2008 10:49
FORM 38.5 (SUMMARY) |
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
securities in which dealings have been made. |
CONNECTED EXEMPT PRINCIPLE TRADER: |
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
Name of EPT | Merrill Lynch International |
Date of disclosure | 08 October 2008 |
Date of dealing | 07 October 2008 |
Telephone number | 020 7996 2121 |
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
07 October 2008 |
OJSC Polyus Gold (OR) ADR - ADR |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
SERVICING CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | OJSC Polyus Gold (OR) ADR |
Class of relevant security to which the | ADR |
dealings being disclosed relate |
Date of dealing | 07/10/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities sold | Highest price received | Lowest price received |
2,128 | USD 8.75 | USD 8.75 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
selling, | securities under | price | American, | date |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 08/10/2008 |
Contact name | Louise Howard |
Telephone number | +44 20 7996 2121 |
Name of offeree/offeror with whom connected | KazakhGold Group Limited |
Nature of connection # | Advisor |