14 Nov 2008 11:30
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | British Energy Group Plc |
Class of relevant security to which the dealings being | Common |
disclosed relate |
Date of dealing | 13/11/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities purchased | Highest price paid | Lowest price paid |
96,987 | GBP 7.52 | GBP 7.49 |
Total number of securities sold | Highest price received | Lowest price received |
257,784 | GBP 7.52 | GBP 7.49 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 982 | GBP 7.50 |
Long Swap | LONG | 994 | GBP 7.50 |
Long Swap | LONG | 1,062 | GBP 7.50 |
Long Swap | LONG | 34,026 | GBP 7.52 |
Long Swap | LONG | 52,724 | GBP 7.52 |
Long Swap | LONG | 22 | GBP 7.52 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 16,625 | GBP 7.49 |
Short Swap | SHORT | 61,132 | GBP 7.50 |
Short Swap | SHORT | 32,842 | GBP 7.50 |
Short Swap | SHORT | 32,365 | GBP 7.50 |
Short Swap | SHORT | 30,056 | GBP 7.50 |
Short Swap | SHORT | 19,387 | GBP 7.50 |
Short Swap | SHORT | 22 | GBP 7.47 |
Short Swap | SHORT | 13,598 | GBP 7.50 |
Short Swap | SHORT | 7,766 | GBP 7.53 |
Short Swap | SHORT | 6,390 | GBP 7.49 |
Short Swap | SHORT | 4,319 | GBP 7.52 |
Short Swap | SHORT | 2,100 | GBP 7.50 |
Short Swap | SHORT | 2,089 | GBP 7.50 |
Short Swap | SHORT | 1,062 | GBP 7.51 |
Short Swap | SHORT | 891 | GBP 7.51 |
Short Swap | SHORT | 865 | GBP 7.51 |
Short Swap | SHORT | 19,649 | GBP 7.50 |
(c) Options transactions in respect of existing securities |
Product name | Writing, selling, | Number of securities | Exercise price | Type, e.g. | Expiry | Option money |
eg call option | purchasing, varying | under option | American, | date | paid/received per |
etc. | European etc | unit |
(ii) Exercising |
Product name | Number of securities under option | Exercise price |
eg call option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 14/11/2008 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | EDF S.A. |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | OJSC Polyus Gold |
Class of relevant security to which the dealings being | Common |
disclosed relate |
Date of dealing | 13/11/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities sold | Highest price received | Lowest price received |
3,071 | USD 449.01 | USD 440.00 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name | Writing, selling, | Number of securities | Exercise price | Type, e.g. | Expiry | Option money |
eg call option | purchasing, varying | under option | American, | date | paid/received per |
etc. | European etc | unit |
(ii) Exercising |
Product name | Number of securities under option | Exercise price |
eg call option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 14/11/2008 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | KazakhGold Group Limited |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | OJSC Polyus Gold (OR) ADR. |
Class of relevant security to which the dealings being | ADR |
disclosed relate |
Date of dealing | 13/11/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities purchased | Highest price paid | Lowest price paid |
5,125 | USD 7.93 | USD 7.89 |
Total number of securities sold | Highest price received | Lowest price received |
26,517 | USD 7.56 | USD 7.20 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name | Writing, selling, | Number of securities | Exercise price | Type, e.g. | Expiry | Option money |
eg call option | purchasing, varying | under option | American, | date | paid/received per |
etc. | European etc | unit |
(ii) Exercising |
Product name | Number of securities under option | Exercise price |
eg call option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 14/11/2008 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | KazakhGold Group Limited |
Nature of connection # | Advisor |