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24 Oct 2008 11:09
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|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the dealings beingĀ |
Common |
|
disclosed relate |
|
Date of dealing |
23/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
2,603,045 |
GBP 3.14 |
GBP 3.02 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,945,051 |
GBP 3.14 |
GBP 3.02 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received perĀ |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
24/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDFĀ S.A. |
|
Nature of connection # |
Advisor |
Ā
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Energy Group Plc |
|
Class of relevant security to which the dealings beingĀ |
Common |
|
disclosed relate |
|
Date of dealing |
23/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
348,251 |
GBP 7.34 |
GBP 7.30 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
431,297 |
GBP 7.34 |
GBP 7.29 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
8,500 |
GBP 7.31 |
|
Long Swap |
LONG |
20,275 |
GBP 7.34 |
|
Long Swap |
LONG |
38,631 |
GBP 7.31 |
|
Long Swap |
LONG |
41,036 |
GBP 7.30 |
|
Long Swap |
LONG |
8,425 |
GBP 7.34 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
9,444 |
GBP 7.30 |
|
Short Swap |
SHORT |
47,551 |
GBP 7.30 |
|
Short Swap |
SHORT |
38,829 |
GBP 7.30 |
|
Short Swap |
SHORT |
32,457 |
GBP 7.30 |
|
Short Swap |
SHORT |
17,595 |
GBP 7.30 |
|
Short Swap |
SHORT |
124 |
GBP 7.34 |
|
Short Swap |
SHORT |
7,679 |
GBP 7.30 |
|
Short Swap |
SHORT |
6,174 |
GBP 7.34 |
|
Short Swap |
SHORT |
5,774 |
GBP 7.30 |
|
Short Swap |
SHORT |
2,886 |
GBP 7.30 |
|
Short Swap |
SHORT |
2,364 |
GBP 7.30 |
|
Short Swap |
SHORT |
1,069 |
GBP 7.30 |
|
Short Swap |
SHORT |
996 |
GBP 7.30 |
|
Short Swap |
SHORT |
25,523 |
GBP 7.30 |
|
(c)Ā Options transactions in respect of existing securities |
Ā
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received per |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
24/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDFĀ S.A. |
|
Nature of connection # |
Advisor |
Ā
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which the dealings beingĀ |
ADR |
|
disclosed relate |
|
Date of dealing |
23/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
17,975 |
USD 9.00 |
USD 8.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
9,417 |
USD 9.24 |
USD 8.67 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Ā |
Number of securitiesĀ |
Exercise priceĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Ā |
date |
paid/received perĀ |
|
etc. |
European etcĀ |
unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceĀ |
|
eg call option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theĀ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionĀ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
24/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
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