focusIR May 2024 Investor Webinar: Blue Whale, Kavango, Taseko Mines & CQS Natural Resources. Catch up with the webinar here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksPHRM.L Regulatory News (PHRM)

  • There is currently no data for PHRM

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

TR-1: Notification of Major Interest in Shares

2 Dec 2011 14:02

RNS Number : 2766T
Phorm Inc
02 December 2011
 



 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Phorm, Inc.

 

2 Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights

 X

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Full name of person(s) subject to the notification obligation:

 

Capital Research and Management Company

4. Full name of shareholder(s) (if different from 3.):

 

5. Date of the transaction and date on which the threshold is crossed or reached:

 

 10 November 2011

6. Date on which issuer notified:

 

 11 November 2011

7. Threshold(s) that is/are crossed or reached:

 

 Above 5%

 

8. Notified details:

A: Voting rights attached to shares

 

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights

Indirect

Direct

Indirect

Direct

Indirect

 Ordinary

 0

0

4,646,000

4,646,000

 6.1543%

 US71922A1034

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Expirationdate

Exercise/ConversionPeriod

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

 

% of votingrights

 N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Exerciseprice

Expirationdate

Exercise/Conversionperiod

Number of votingrights instrumentrefers to

% of voting rights

 

Nominal

Delta

 

 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

 4,646,000

 6.1543%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:

 

 

 

Proxy Voting:

 

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will cease to hold:

 

12. Date on which proxy holder will cease to hold voting rights:

 

 

13. Additional information:

 

14. Contact name:

 

 Gina Martinez

15. Contact telephone number:

 

 +1 213 615 0469

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLXLLFBFLFEFBK
Date   Source Headline
9th Jun 20068:58 amPRNAdditional Listing
8th Jun 20067:00 amPRNDirector/PDMR Shareholding
5th Jun 200611:03 amPRNDirector/PDMR Shareholding
1st Jun 20064:40 pmPRNDirector/PDMR Shareholding
25th May 20067:00 amPRNTrading in and settlement of Common Shares
17th May 20067:00 amPRNAdditional Listing
27th Apr 200612:17 pmPRNDirector/PDMR Shareholding
20th Apr 20069:33 amPRNDirector/PDMR Shareholding
19th Apr 20067:00 amPRNFinal Results
6th Feb 20067:00 amPRNIssue of Equity
3rd Feb 20067:01 amPRNBlocklisting
3rd Feb 20067:00 amPRNBlocklisting
12th Jan 20067:00 amPRNTrading Update
28th Dec 20057:00 amPRNHolding(s) in Company
5th Dec 20057:00 amPRNDirectorate Change
11th Nov 20057:00 amPRNStatement re wireless ISP agreement
30th Sep 20057:31 amPRNInterim Results
8th Aug 20053:18 pmPRNResult of Stockholders Meeting
29th Jul 200510:20 amPRNAdditional Listing
22nd Jul 20059:22 amPRNPlacing to raise approx GBP1m
14th Jul 20056:00 amPRNAdditional Listing
23rd Jun 20052:46 pmPRNResult of AGM
23rd Jun 20058:55 amPRNAGM Statement
14th Jun 20053:37 pmPRNDirector Shareholding
4th May 20056:00 amPRNStatement re New Technology
21st Apr 20056:00 amPRNFinal Results
21st Apr 20056:00 amPRNDirectorate Change
4th Apr 200510:12 amPRNCorrection : Change of Adviser
4th Apr 20059:05 amPRNChange of Adviser

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.