21 Jan 2020 11:00
TUESDAY 21 JANUARY 2020
Numis Corporation Plc ("Numis")
Directors' Dealing
The Board of Numis announces that, further to the vesting of award shares under the Numis Corporation Plc Restricted Stock Unit Plan 2017 ("RSU Plan"), on 20 and 21 January 2020 Andrew Holloway (the Chief Financial Officer of Numis), through the mechanism of the RSU Plan, sold part of his award shares to fund tax liabilities arising from the vestings.
Executive Director deemed interest in Numis shares:-
Name of Director | Total Award Shares Vested | Total Award Shares Sold | Total Award Shares Acquired | Total Numis shares now held
| % of Numis shares in issue |
Andrew Holloway
|
107,956
|
50,740
|
57,216
|
123,652
|
0.12%
|
No consideration was paid to the Company for the grant of the award and no consideration has been paid on the vesting of the awards.
The Numis shares referred to above are Numis' ordinary shares of 5p each and the total number of shares in issue is 106,791,448 (excluding shares held in treasury) with each ordinary share carrying the right to one vote.
The total number of shares held in treasury is 11,647,088 (10.91%)
The total number of voting rights in Numis is 106,791,448
These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 | Details of the person discharging managerial responsibility / person closely associated
| |
a) |
Name |
Andrew Holloway |
2 | Reason for the notification | |
a) |
Position/status |
PDMR (Executive Director) |
b) |
Initial notification/amendment |
Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) |
Name |
Numis Corporation Plc |
b) |
LEI |
213800AREEDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis Ordinary Shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction | 1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan")
2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising on 20 January 2020 | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
1 Nil | 7,956 | ||
2 £ 2.87
|
3,740 | ||
d) |
Aggregated information | ||
Aggregated volume |
N/A | ||
Price |
N/A | ||
e) |
Date of transaction |
20 January 2020 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
a) |
Description of the financial instrument, type of instrument |
Numis Ordinary Shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction | 1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan")
2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising on 21 January 2020 | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
1 Nil | . 100,000 | ||
2 £2.835
|
47,000 | ||
d) |
Aggregated information | ||
Aggregated volume |
N/A | ||
Price |
N/A | ||
e) |
Date of transaction |
21 January 2020 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
The information contained within this announcement was considered to be inside information, for the purposes of Article 7 of EU Regulation 596/2014, prior to its release.
21 January 2020
END
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1245
Andrew Holloway - Chief Financial Officer 020 7260 1266
Brunswick:
Nick Cosgrove 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Harrison J Clarke 020 7865 2411
Niall McDonald 020 7728 2347