Our latest Investing Matters Podcast episode with QuotedData's Edward Marten has just been released. Listen here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksNMC.L Regulatory News (NMC)

  • There is currently no data for NMC

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Form 8.3 - NMC Health Plc

28 Feb 2020 11:44



Form 8.3 - NMC Health Plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORERule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:Sculptor Capital LP and Sculptor Capital Management Europe Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offereeNMC Health Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure27 February 2020
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”N/AIf YES, specify which:

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Convertible Bond (XS1814568413)
InterestsShort positions
 Number%Number%
(1) Relevant securities owned and/or controlled:26,200,0007.278  
(2) Cash-settled derivatives:     
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:    
TOTAL:26,200,0007.278  

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant securityPurchase/sale Number of securitiesPrice per unit
Convertible BondPurchase1,000,00053.00 USD
Convertible BondPurchase1,000,00053.00 USD
Convertible BondPurchase3,000,00051.50 USD
Convertible BondPurchase2,800,00049.00 USD
Convertible BondPurchase1,000,00052.00 USD
Convertible BondPurchase2,000,00048.00 USD
Convertible BondPurchase2,000,00051.75 USD
Convertible BondPurchase1,000,00050.00 USD
Convertible BondPurchase2,000,00053.00 USD
Convertible BondPurchase4,400,00053.25 USD
Convertible BondPurchase2,000,00052.25 USD
Convertible BondPurchase2,000,00052.00 USD

(b) Cash-settled derivative transactions

Class of relevant securityProduct descriptione.g. CFDNature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short positionNumber of reference securitiesPrice per unit
     

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant securityProduct description e.g. call optionWriting, purchasing, selling, varying etc.Number of securities to which option relatesExercise price per unitTypee.g. American, European etc.Expiry dateOption money paid/ received per unit
        

(ii) Exercise

Class of relevant securityProduct descriptione.g. call optionExercising/ exercised againstNumber of securitiesExercise price per unit
    

(d) Other dealings (including subscribing for new securities)

Class of relevant securityNature of dealinge.g. subscription, conversionDetailsPrice per unit (if applicable)
    

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None.

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state “none”
None.

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?NO

Date of disclosure:28 February 2020
Contact name:Janine Frederick
Telephone number*:020 7758 4420

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


Date   Source Headline
27th Apr 202012:40 pmRNSHolding(s) in Company
27th Apr 20207:55 amRNSCancellation of Listing
22nd Apr 20206:10 pmRNSNMC Health
22nd Apr 202010:20 amRNSHolding(s) in Company
22nd Apr 202010:15 amRNSHolding(s) in Company
21st Apr 20207:00 amRNSHolding(s) in Company
21st Apr 20207:00 amRNSHolding(s) in Company
21st Apr 20207:00 amRNSHolding(s) in Company
17th Apr 202012:40 pmRNSHolding(s) in Company
16th Apr 20206:00 pmRNSNMC Health
16th Apr 202010:05 amRNSAdditional Board Disclosures
14th Apr 20207:00 amRNSBoard Changes
9th Apr 20206:35 pmRNSNMC Health
9th Apr 20202:30 pmRNSAlvarez & Marsal appointed as administrators
8th Apr 20204:30 pmRNSHoldings in Company
8th Apr 20203:09 pmRNSStatement re. administration application by ADCB
6th Apr 20204:30 pmRNSHoldings in Company
6th Apr 20207:00 amRNSStatement regarding Abu Dhabi Commercial Bank
3rd Apr 20209:30 amRNSHoldings in Company
26th Mar 20204:09 pmRNSBoard Changes
25th Mar 20206:20 pmRNSNMC Health
25th Mar 202012:30 pmRNSHoldings in Company
25th Mar 202012:30 pmRNSHoldings in Company
25th Mar 202012:30 pmRNSHoldings in Company
24th Mar 20209:46 amRNSUpdate on financial position
23rd Mar 202010:00 amRNSHoldings in Company
17th Mar 20206:30 pmRNSNMC Health
13th Mar 20206:27 pmRNSNMC Health
12th Mar 20208:31 amRNSUpdate regarding independent review
10th Mar 20204:11 pmRNSUpdate on financial position
10th Mar 20203:20 pmRNSForm 8.3 - NMC Health plc
10th Mar 202010:55 amRNSForm 8.5 (EPT/RI) - NMC Health plc
9th Mar 20205:51 pmRNSForm 8.5 (EPT/RI) - Amendment
9th Mar 20204:18 pmRNSStatement regarding NMC Health plc
9th Mar 20202:21 pmRNSForm 8.3 - NMC Health PLC
9th Mar 202012:21 pmRNSForm 8.3 - NMC Health plc
9th Mar 202012:16 pmRNSForm 8.3 - NMC Health plc
9th Mar 202012:15 pmRNSForm 8.3 - NMC Health plc
9th Mar 202012:07 pmRNSForm 8.3 - NMC Health plc
9th Mar 202012:05 pmRNSForm 8.3 - NMC Health plc
9th Mar 202012:02 pmRNSForm 8.3 - NMC Health plc
9th Mar 202011:52 amRNSForm 8.3 - NMC Health plc
9th Mar 202011:49 amRNSForm 8.3 - NMC Health plc
9th Mar 202011:45 amRNSForm 8.3 - NMC Health plc
9th Mar 202011:44 amRNSForm 8.3 - NMC Health plc
9th Mar 202011:37 amRNSForm 8.3 - NMC Health plc
6th Mar 20203:20 pmRNSForm 8.3 - NMC Health plc
6th Mar 20203:20 pmGNWDavidson Kempner Capital Management LP : Form 8.3 - NMC Health plc
6th Mar 20202:26 pmRNSStatement regarding major shareholdings
6th Mar 202011:43 amRNSForm 8.3 - NMC Health plc

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.