Last checked at 14 Apr 2021 17:00
14 April 2021
Mattioli Woods plc
("Mattioli Woods" or "the Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated
As required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth and asset management business, announces that on 12 April 2021 the Company received notification from Link Market Services Limited ("Link") that Link allocated new Ordinary Shares of 1 pence each ("Ordinary Shares") in the Company on behalf of certain PDMRs and persons closely associated with PDMRs of the Company as part of a standing election for the reinvestment of dividends, which were paid 26 March 2021, under The Mattioli Woods plc Share Incentive Plan ("the plan").
Furthermore, on 12 April 2021 the Company received notification from Link that on 7 April 2021 Link allocated new Ordinary Shares of 1 pence each ("Ordinary Shares") in the Company on behalf of Ashana Lindo under the plan following contributions made to the plan.
The resulting shares held by those PDMRs and persons closely associated with PDMRs is as follows:
Name | Date of allocation | Number of shares allocated | Allocation price | Date of allocation | Number of shares allocated | Allocation price | Total shares held | Percentage of issued share capital held |
Ian Mattioli(1) | 26-Mar-2021 | 44 | 682.5p | - | - | - | 3,372,622 | 11.98% |
Ravi Tara | 26-Mar-2021 | 13 | 682.5p | - | - | - | 1,121 | 0.00% |
Nathan Imlach | 26-Mar-2021 | 96 | 682.5p | - | - | - | 113,696 | 0.40% |
Simon Gibson | 26-Mar-2021 | 31 | 682.5p | - | - | - | 125,854 | 0.45% |
Michael Wright | 26-Mar-2021 | 50 | 682.5p | - | - | - | 9,423 | 0.03% |
George Houston | 26-Mar-2021 | 33 | 682.5p | - | - | - | 3,531 | 0.01% |
Iain McKenzie | 26-Mar-2021 | 11 | 682.5p | - | - | - | 951 | 0.00% |
Helen Lovegrove | 26-Mar-2021 | 11 | 682.5p | - | - | - | 1,029 | 0.00% |
Ashana Lindo | 26-Mar-2021 | 47 | 682.5p | 7-Apr-2021 | 376 | 690p | 4,692 | 0.02% |
(1) of which 22 shares issued to Clare Mattioli, wife of Ian Mattioli.
The allocation of shares as part of reinvestment of dividends was satisfied by the issuance of 7,350 new Ordinary Shares to the plan on 31 March 2021, and the allocation of employee contributions on 7 April 2021 was satisfied by the issuance of 8,300 new Ordinary Shares to the plan on 14 April 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | 1. Ian Mattioli 2. Clare Mattioli 3. Ravi Tara 4. Nathan Imlach 5. Simon Gibson 6. Michael Wright 7. George Houston 8. Iain McKenzie 9. Helen Lovegrove 10. Ashana Lindo
| |
2 | Reason for the notification | ||
a) | Position/status
| 1. PDMR, Chief Executive Officer 2. Person closely associated with PDMR (Ian Mattioli, Chief Executive Officer) 3. PDMR, Chief Financial Officer 4. PDMR, Chief Strategic Adviser 5. PDMR, Chief Investment Officer 6. PDMR, Group Managing Director 7. PDMR, SMF 16 Compliance Oversight 8. PDMR, Group Operating Officer 9. PDMR, Group Administration Officer 10. PDMR, Group Consultancy Officer
| |
b) | Initial notification /Amendment
| Initial Notification
| |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a)
| Name
| Mattioli Woods plc | |
b)
| LEI
| 2138003LAM79SNI63R97 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 1 pence each
ISIN: GB00B0MT3Y97
| |
b)
| Nature of the transaction
| Allocation of shares under employee share plan | |
c)
| Price(s) and volume(s)
| Price(s)
| Volume(s) |
1. 682.5p 2. 682.5p 3. 682.5p 4. 682.5p 5. 682.5p 6. 682.5p 7. 682.5p 8. 682.5p 9. 682.5p 10. 682.5p
| 1. 22 2. 22 3. 13 4. 96 5. 31 6. 50 7. 33 8. 11 9. 11 10. 47 | ||
d)
| Aggregated information
- Aggregated volume
- Price
|
N/a (Single transaction)
1. £150.15 2. £150.15 3. £88.73 4. £655.20 5. £211.58 6. £341.25 7. £225.26 8. £75.08 9. £75.08 10. £320.78
| |
e)
| Date of the transaction
| 1. 26 March 2021 2. 26 March 2021 3. 26 March 2021 4. 26 March 2021 5. 26 March 2021 6. 26 March 2021 7. 26 March 2021 8. 26 March 2021 9. 26 March 2021 10. 26 March 2021
| |
f)
| Place of the transaction
| London Stock Exchange, AIM | |
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Ashana Lindo
| |
2 | Reason for the notification | ||
a) | Position/status
| PDMR, Group Consultancy Officer
| |
b) | Initial notification /Amendment
| Initial Notification
| |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a)
| Name
| Mattioli Woods plc | |
b)
| LEI
| 2138003LAM79SNI63R97 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 1 pence each
ISIN: GB00B0MT3Y97
| |
b)
| Nature of the transaction
| Allocation of shares under employee share plan | |
c)
| Price(s) and volume(s)
| Price(s)
| Volume(s) |
690p | 376 | ||
d)
| Aggregated information
- Aggregated volume
- Price
|
N/a (Single transaction)
£2,594.40
| |
e)
| Date of the transaction
| 7 April 2021
| |
f)
| Place of the transaction
| London Stock Exchange, AIM | |
- Ends -
For further information please contact:
Mattioli Woods plc | ||
Ravi Tara, Chief Financial Officer | Tel: +44 (0) 116 240 8700 | |
www.mattioliwoods.com | ||
Canaccord Genuity Limited (Nominated Adviser and Joint Broker) | ||
Emma Gabriel | Tel: +44 (0) 20 7523 8000 | |
Thomas Diehl | www.canaccordgenuity.com | |
N+1 Singer (Joint Broker) | ||
Justin McKeegan | Tel: +44 (0) 20 7496 3000 | |
Pete Steel | www.n1singer.com | |
Tom Salvesen | ||