Sign In
25 Oct 2021 15:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0006043169
Issuer Name
WM MORRISON SUPERMARKETS P L C
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Â
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
Merrill Lynch International | London | United Kingdom |
5. Date on which the threshold was crossed or reached
21-Oct-2021
6. Date on which Issuer notified
25-Oct-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 5.030834 | 2.482939 | 7.513773 | 181800283 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0006043169 | 120729872 | 4.989742 | ||
US92933J1079 | 994240 | 0.041092 | ||
Sub Total 8.A | 121724112 | 5.030834% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to recall | N/A | N/A | 1074669 | 0.044416 |
Sub Total 8.B1 | 1074669 | 0.044416% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 04/01/2022 | N/A | Cash | 1368000 | 0.056539 |
Swaps | 21/01/2022 | N/A | Cash | 12331000 | 0.509638 |
Swaps | 28/02/2022 | N/A | Cash | 4547 | 0.000188 |
Swaps | 24/05/2022 | N/A | Cash | 1896525 | 0.078383 |
Swaps | 31/05/2022 | N/A | Cash | 206850 | 0.008549 |
Swaps | 29/07/2022 | N/A | Cash | 15566400 | 0.643356 |
Swaps | 20/09/2022 | N/A | Cash | 622642 | 0.025734 |
Swaps | 23/09/2022 | N/A | Cash | 1744870 | 0.072115 |
Swaps | 26/09/2022 | N/A | Cash | 242344 | 0.010016 |
Swaps | 30/09/2022 | N/A | Cash | 484686 | 0.020032 |
Swaps | 03/10/2022 | N/A | Cash | 4250 | 0.000176 |
Swaps | 04/10/2022 | N/A | Cash | 7500000 | 0.309974 |
Swaps | 05/10/2022 | N/A | Cash | 2500000 | 0.103325 |
Swaps | 10/10/2022 | N/A | Cash | 11027 | 0.000456 |
Swaps | 17/10/2022 | N/A | Cash | 2423 | 0.000100 |
Swaps | 01/11/2022 | N/A | Cash | 32508 | 0.001344 |
Swaps | 07/11/2022 | N/A | Cash | 3563 | 0.000147 |
Swaps | 14/11/2022 | N/A | Cash | 13587305 | 0.561561 |
Swaps | 16/11/2022 | N/A | Cash | 640132 | 0.026457 |
Swaps | 21/11/2022 | N/A | Cash | 210332 | 0.008693 |
Swaps | 21/04/2023 | N/A | Cash | 4516 | 0.000187 |
Swaps | 06/05/2025 | N/A | Cash | 37582 | 0.001553 |
Sub Total 8.B2 | 59001502 | 2.438523% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Merrill Lynch International | 4.286487 | 5.011257% | |
Bank of America Corporation | BofA Securities EUROPE SA | |||
Bank of America Corporation | Bank of America National Association | |||
Bank of America Corporation | Managed Account Advisors LLC | |||
Bank of America Corporation | Merrill Lynch, Pierce, Fenner & Smith Incorporated | |||
Bank of America Corporation | U.S. Trust Company of Delaware |
10. In case of proxy voting
Name of the proxy holder
No
The number and % of voting rights held
Â
The date until which the voting rights will be held
Â
11. Additional Information
Â
12. Date of Completion
25-Oct-2021
13. Place Of Completion
United Kingdom
Follow the stocks
