13 Nov 2017 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 10 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 236,448
463,043 | 6.0969
6.1000 | 6.0115
6.0050 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 630 4,158 7 1,006 1,763 256 7,637 1,641 709 10,216 12,110 18,471 56,002 5,517 29,706 23,641 2,414 3,272 6,922 11,548 88,829 472 4,352 1,963 2,266 501 302 1,173 25,121 7,573 1,463
7,587 292 111 4,000 1,072 199 144 384 61 462 50 3,510 26,845 2,031 25,307 836 703 4,088 1,896 2,232 796 1,094 1,173 25,121 7,573 1,463 | 6.0148 GBP 6.0212 GBP 6.0220 GBP 6.0290 GBP 6.0346 GBP 6.0348 GBP 6.0350 GBP 6.0395 GBP 6.0438 GBP 6.0511 GBP 6.0564 GBP 6.0635 GBP 6.0646 GBP 6.0651 GBP 6.0695 GBP 6.0699 GBP 6.0722 GBP 6.0739 GBP 6.0751 GBP 6.0789 GBP 6.0807 GBP 6.0832 GBP 6.0842 GBP 6.0855 GBP 6.0866 GBP 6.0873 GBP 6.0973 GBP 114.6038 ZAR 114.6817 ZAR 114.8277 ZAR 114.9566 ZAR
6.0200 GBP 6.0206 GBP 6.0330 GBP 6.0336 GBP 6.0340 GBP 6.0350 GBP 6.0354 GBP 6.0364 GBP 6.0375 GBP 6.0400 GBP 6.0447 GBP 6.0450 GBP 6.0456 GBP 6.0480 GBP 6.0486 GBP 6.0491 GBP 6.0506 GBP 6.0650 GBP 6.0674 GBP 6.0766 GBP 6.0834 GBP 6.0939 GBP 114.6038 ZAR 114.6851 ZAR 114.8277 ZAR 114.9600 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.