3 Nov 2017 13:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | MEDICLINIC INTERNATIONAL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 02 November 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SPIRE HEALTHCARE GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,346,158 | 0.86% | 8,218,569 | 1.11% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,490,750 | 0.34% | 1,474,326 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 8,836,908 | 1.20% | 9,692,895 | 1.31% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 8 | 110.4000 ZAR | ||||
| 10p ordinary | Purchase | 66 | 110.7200 ZAR | ||||
| 10p ordinary | Purchase | 68 | 108.1000 ZAR | ||||
| 10p ordinary | Purchase | 78 | 108.3300 ZAR | ||||
| 10p ordinary | Purchase | 81 | 5.8875 GBP | ||||
| 10p ordinary | Purchase | 85 | 5.9150 GBP | ||||
| 10p ordinary | Purchase | 91 | 5.8950 GBP | ||||
| 10p ordinary | Purchase | 99 | 107.9900 ZAR | ||||
| 10p ordinary | Purchase | 105 | 107.9400 ZAR | ||||
| 10p ordinary | Purchase | 106 | 107.7900 ZAR | ||||
| 10p ordinary | Purchase | 112 | 108.2800 ZAR | ||||
| 10p ordinary | Purchase | 113 | 5.9000 GBP | ||||
| 10p ordinary | Purchase | 130 | 107.7700 ZAR | ||||
| 10p ordinary | Purchase | 135 | 108.1100 ZAR | ||||
| 10p ordinary | Purchase | 137 | 108.2000 ZAR | ||||
| 10p ordinary | Purchase | 141 | 5.9050 GBP | ||||
| 10p ordinary | Purchase | 173 | 5.9100 GBP | ||||
| 10p ordinary | Purchase | 174 | 108.1400 ZAR | ||||
| 10p ordinary | Purchase | 187 | 5.9325 GBP | ||||
| 10p ordinary | Purchase | 188 | 6.0075 GBP | ||||
| 10p ordinary | Purchase | 213 | 110.7400 ZAR | ||||
| 10p ordinary | Purchase | 401 | 110.6700 ZAR | ||||
| 10p ordinary | Purchase | 405 | 108.1600 ZAR | ||||
| 10p ordinary | Purchase | 413 | 108.9200 ZAR | ||||
| 10p ordinary | Purchase | 416 | 5.8900 GBP | ||||
| 10p ordinary | Purchase | 423 | 110.2200 ZAR | ||||
| 10p ordinary | Purchase | 432 | 108.1900 ZAR | ||||
| 10p ordinary | Purchase | 454 | 108.1800 ZAR | ||||
| 10p ordinary | Purchase | 523 | 5.9825 GBP | ||||
| 10p ordinary | Purchase | 532 | 5.9900 GBP | ||||
| 10p ordinary | Purchase | 532 | 110.1500 ZAR | ||||
| 10p ordinary | Purchase | 535 | 5.9600 GBP | ||||
| 10p ordinary | Purchase | 542 | 110.8200 ZAR | ||||
| 10p ordinary | Purchase | 544 | 5.9550 GBP | ||||
| 10p ordinary | Purchase | 549 | 107.6800 ZAR | ||||
| 10p ordinary | Purchase | 556 | 110.3500 ZAR | ||||
| 10p ordinary | Purchase | 567 | 6.0025 GBP | ||||
| 10p ordinary | Purchase | 666 | 110.7000 ZAR | ||||
| 10p ordinary | Purchase | 840 | 108.7900 ZAR | ||||
| 10p ordinary | Purchase | 860 | 108.1700 ZAR | ||||
| 10p ordinary | Purchase | 1,075 | 5.9975 GBP | ||||
| 10p ordinary | Purchase | 1,081 | 5.9500 GBP | ||||
| 10p ordinary | Purchase | 1,084 | 108.9900 ZAR | ||||
| 10p ordinary | Purchase | 1,117 | 108.0000 ZAR | ||||
| 10p ordinary | Purchase | 1,152 | 110.8000 ZAR | ||||
| 10p ordinary | Purchase | 1,181 | 108.9000 ZAR | ||||
| 10p ordinary | Purchase | 1,377 | 110.1100 ZAR | ||||
| 10p ordinary | Purchase | 1,378 | 5.9994 GBP | ||||
| 10p ordinary | Purchase | 1,422 | 5.9464 GBP | ||||
| 10p ordinary | Purchase | 1,533 | 110.1300 ZAR | ||||
| 10p ordinary | Purchase | 1,617 | 5.9175 GBP | ||||
| 10p ordinary | Purchase | 1,668 | 110.3400 ZAR | ||||
| 10p ordinary | Purchase | 1,783 | 5.9800 GBP | ||||
| 10p ordinary | Purchase | 1,910 | 110.5900 ZAR | ||||
| 10p ordinary | Purchase | 1,976 | 5.9992 GBP | ||||
| 10p ordinary | Purchase | 2,027 | 5.9925 GBP | ||||
| 10p ordinary | Purchase | 2,052 | 10,874.9400 ZAR | ||||
| 10p ordinary | Purchase | 2,053 | 110.2500 ZAR | ||||
| 10p ordinary | Purchase | 2,295 | 6.0054 GBP | ||||
| 10p ordinary | Purchase | 2,447 | 10,793.3700 ZAR | ||||
| 10p ordinary | Purchase | 2,519 | 108.9100 ZAR | ||||
| 10p ordinary | Purchase | 3,207 | 6.0086 GBP | ||||
| 10p ordinary | Purchase | 3,445 | 110.6100 ZAR | ||||
| 10p ordinary | Purchase | 3,500 | 110.0400 ZAR | ||||
| 10p ordinary | Purchase | 4,000 | 109.3000 ZAR | ||||
| 10p ordinary | Purchase | 4,038 | 6.0200 GBP | ||||
| 10p ordinary | Purchase | 4,164 | 110.7900 ZAR | ||||
| 10p ordinary | Purchase | 4,208 | 6.0046 GBP | ||||
| 10p ordinary | Purchase | 4,898 | 110.0700 ZAR | ||||
| 10p ordinary | Purchase | 5,461 | 107.8100 ZAR | ||||
| 10p ordinary | Purchase | 5,705 | 5.9919 GBP | ||||
| 10p ordinary | Purchase | 6,000 | 110.4400 ZAR | ||||
| 10p ordinary | Purchase | 6,000 | 110.7700 ZAR | ||||
| 10p ordinary | Purchase | 6,000 | 108.1300 ZAR | ||||
| 10p ordinary | Purchase | 6,000 | 110.7300 ZAR | ||||
| 10p ordinary | Purchase | 6,411 | 6.0000 GBP | ||||
| 10p ordinary | Purchase | 7,264 | 109.7600 ZAR | ||||
| 10p ordinary | Purchase | 8,353 | 6.0005 GBP | ||||
| 10p ordinary | Purchase | 8,355 | 110.0200 ZAR | ||||
| 10p ordinary | Purchase | 11,000 | 110.1000 ZAR | ||||
| 10p ordinary | Purchase | 11,259 | 6.0050 GBP | ||||
| 10p ordinary | Purchase | 11,691 | 5.9950 GBP | ||||
| 10p ordinary | Purchase | 12,773 | 110.1200 ZAR | ||||
| 10p ordinary | Purchase | 14,232 | 5.9912 GBP | ||||
| 10p ordinary | Purchase | 15,174 | 5.8882 GBP | ||||
| 10p ordinary | Purchase | 18,460 | 5.9867 GBP | ||||
| 10p ordinary | Purchase | 18,770 | 110.0100 ZAR | ||||
| 10p ordinary | Purchase | 27,341 | 109.6767 ZAR | ||||
| 10p ordinary | Purchase | 29,681 | 6.0014 GBP | ||||
| 10p ordinary | Purchase | 30,347 | 5.9592 GBP | ||||
| 10p ordinary | Purchase | 43,140 | 110.0000 ZAR | ||||
| 10p ordinary | Purchase | 49,018 | 6.0017 GBP | ||||
| 10p ordinary | Purchase | 138,746 | 5.9773 GBP | ||||
| 10p ordinary | Sale | 3 | 109.9600 ZAR | ||||
| 10p ordinary | Sale | 8 | 110.4200 ZAR | ||||
| 10p ordinary | Sale | 31 | 108.0000 ZAR | ||||
| 10p ordinary | Sale | 53 | 109.8200 ZAR | ||||
| 10p ordinary | Sale | 61 | 108.6900 ZAR | ||||
| 10p ordinary | Sale | 81 | 5.8875 GBP | ||||
| 10p ordinary | Sale | 82 | 110.2600 ZAR | ||||
| 10p ordinary | Sale | 85 | 5.9150 GBP | ||||
| 10p ordinary | Sale | 91 | 5.8950 GBP | ||||
| 10p ordinary | Sale | 92 | 108.6800 ZAR | ||||
| 10p ordinary | Sale | 96 | 109.7800 ZAR | ||||
| 10p ordinary | Sale | 105 | 110.4800 ZAR | ||||
| 10p ordinary | Sale | 107 | 110.2000 ZAR | ||||
| 10p ordinary | Sale | 111 | 110.0800 ZAR | ||||
| 10p ordinary | Sale | 113 | 5.9000 GBP | ||||
| 10p ordinary | Sale | 116 | 110.5800 ZAR | ||||
| 10p ordinary | Sale | 141 | 5.9050 GBP | ||||
| 10p ordinary | Sale | 144 | 110.8600 ZAR | ||||
| 10p ordinary | Sale | 173 | 109.3400 ZAR | ||||
| 10p ordinary | Sale | 173 | 5.9100 GBP | ||||
| 10p ordinary | Sale | 187 | 5.9325 GBP | ||||
| 10p ordinary | Sale | 188 | 6.0075 GBP | ||||
| 10p ordinary | Sale | 213 | 110.7400 ZAR | ||||
| 10p ordinary | Sale | 215 | 107.9200 ZAR | ||||
| 10p ordinary | Sale | 215 | 108.7000 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.4400 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.4600 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.4900 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.5000 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.5600 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.5700 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.5900 ZAR | ||||
| 10p ordinary | Sale | 220 | 108.7100 ZAR | ||||
| 10p ordinary | Sale | 258 | 110.2200 ZAR | ||||
| 10p ordinary | Sale | 374 | 108.3400 ZAR | ||||
| 10p ordinary | Sale | 374 | 108.3000 ZAR | ||||
| 10p ordinary | Sale | 374 | 107.7900 ZAR | ||||
| 10p ordinary | Sale | 416 | 5.8900 GBP | ||||
| 10p ordinary | Sale | 497 | 107.9100 ZAR | ||||
| 10p ordinary | Sale | 523 | 5.9825 GBP | ||||
| 10p ordinary | Sale | 532 | 5.9900 GBP | ||||
| 10p ordinary | Sale | 535 | 5.9600 GBP | ||||
| 10p ordinary | Sale | 544 | 5.9550 GBP | ||||
| 10p ordinary | Sale | 567 | 6.0025 GBP | ||||
| 10p ordinary | Sale | 576 | 110.2500 ZAR | ||||
| 10p ordinary | Sale | 648 | 110.1200 ZAR | ||||
| 10p ordinary | Sale | 736 | 108.0100 ZAR | ||||
| 10p ordinary | Sale | 779 | 109.9000 ZAR | ||||
| 10p ordinary | Sale | 780 | 110.6200 ZAR | ||||
| 10p ordinary | Sale | 826 | 109.3600 ZAR | ||||
| 10p ordinary | Sale | 840 | 110.1900 ZAR | ||||
| 10p ordinary | Sale | 855 | 110.5700 ZAR | ||||
| 10p ordinary | Sale | 935 | 6.0083 GBP | ||||
| 10p ordinary | Sale | 968 | 108.5300 ZAR | ||||
| 10p ordinary | Sale | 968 | 110.5500 ZAR | ||||
| 10p ordinary | Sale | 968 | 108.3900 ZAR | ||||
| 10p ordinary | Sale | 1,000 | 110.1700 ZAR | ||||
| 10p ordinary | Sale | 1,075 | 5.9975 GBP | ||||
| 10p ordinary | Sale | 1,089 | 110.8900 ZAR | ||||
| 10p ordinary | Sale | 1,092 | 110.3000 ZAR | ||||
| 10p ordinary | Sale | 1,124 | 109.8600 ZAR | ||||
| 10p ordinary | Sale | 1,303 | 107.9400 ZAR | ||||
| 10p ordinary | Sale | 1,320 | 109.9900 ZAR | ||||
| 10p ordinary | Sale | 1,395 | 109.9400 ZAR | ||||
| 10p ordinary | Sale | 1,402 | 110.3100 ZAR | ||||
| 10p ordinary | Sale | 1,496 | 107.8400 ZAR | ||||
| 10p ordinary | Sale | 1,518 | 110.2300 ZAR | ||||
| 10p ordinary | Sale | 1,524 | 110.1400 ZAR | ||||
| 10p ordinary | Sale | 1,539 | 110.4700 ZAR | ||||
| 10p ordinary | Sale | 1,581 | 109.9100 ZAR | ||||
| 10p ordinary | Sale | 1,594 | 6.0000 GBP | ||||
| 10p ordinary | Sale | 1,617 | 5.9175 GBP | ||||
| 10p ordinary | Sale | 1,654 | 110.0900 ZAR | ||||
| 10p ordinary | Sale | 1,783 | 5.9800 GBP | ||||
| 10p ordinary | Sale | 1,839 | 110.0500 ZAR | ||||
| 10p ordinary | Sale | 1,857 | 110.2400 ZAR | ||||
| 10p ordinary | Sale | 1,910 | 110.5900 ZAR | ||||
| 10p ordinary | Sale | 2,000 | 110.7900 ZAR | ||||
| 10p ordinary | Sale | 2,060 | 109.9700 ZAR | ||||
| 10p ordinary | Sale | 2,104 | 5.9941 GBP | ||||
| 10p ordinary | Sale | 2,112 | 107.9000 ZAR | ||||
| 10p ordinary | Sale | 2,194 | 110.3800 ZAR | ||||
| 10p ordinary | Sale | 2,460 | 110.5100 ZAR | ||||
| 10p ordinary | Sale | 2,485 | 109.0100 ZAR | ||||
| 10p ordinary | Sale | 2,687 | 109.8000 ZAR | ||||
| 10p ordinary | Sale | 2,794 | 110.3700 ZAR | ||||
| 10p ordinary | Sale | 3,313 | 6.0012 GBP | ||||
| 10p ordinary | Sale | 3,371 | 5.9887 GBP | ||||
| 10p ordinary | Sale | 3,854 | 5.9500 GBP | ||||
| 10p ordinary | Sale | 4,008 | 5.9850 GBP | ||||
| 10p ordinary | Sale | 4,038 | 6.0200 GBP | ||||
| 10p ordinary | Sale | 4,533 | 5.9788 GBP | ||||
| 10p ordinary | Sale | 6,000 | 109.8400 ZAR | ||||
| 10p ordinary | Sale | 7,113 | 5.9338 GBP | ||||
| 10p ordinary | Sale | 7,840 | 110.0700 ZAR | ||||
| 10p ordinary | Sale | 8,063 | 110.0100 ZAR | ||||
| 10p ordinary | Sale | 8,112 | 109.8500 ZAR | ||||
| 10p ordinary | Sale | 8,362 | 6.0004 GBP | ||||
| 10p ordinary | Sale | 8,960 | 110.0300 ZAR | ||||
| 10p ordinary | Sale | 9,451 | 5.9867 GBP | ||||
| 10p ordinary | Sale | 9,477 | 5.9902 GBP | ||||
| 10p ordinary | Sale | 9,618 | 6.0050 GBP | ||||
| 10p ordinary | Sale | 10,891 | 109.9800 ZAR | ||||
| 10p ordinary | Sale | 11,691 | 5.9950 GBP | ||||
| 10p ordinary | Sale | 14,557 | 5.9925 GBP | ||||
| 10p ordinary | Sale | 19,642 | 5.9862 GBP | ||||
| 10p ordinary | Sale | 21,463 | 110.0200 ZAR | ||||
| 10p ordinary | Sale | 23,286 | 5.9744 GBP | ||||
| 10p ordinary | Sale | 24,139 | 5.9699 GBP | ||||
| 10p ordinary | Sale | 32,676 | 6.0052 GBP | ||||
| 10p ordinary | Sale | 54,047 | 110.0000 ZAR | ||||
| 10p ordinary | Sale | 375,298 | 5.9768 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 100 | 5.8849 GBP | |||||
| 10p ordinary | CFD | Long | 826 | 109.3288 ZAR | |||||
| 10p ordinary | SWAP | Long | 1,853 | 5.9565 GBP | |||||
| 10p ordinary | SWAP | Long | 2,260 | 5.9981 GBP | |||||
| 10p ordinary | SWAP | Long | 2,309 | 5.9763 GBP | |||||
| 10p ordinary | CFD | Long | 3,003 | 110.4995 ZAR | |||||
| 10p ordinary | SWAP | Long | 3,313 | 6.0012 GBP | |||||
| 10p ordinary | SWAP | Long | 4,564 | 5.9180 GBP | |||||
| 10p ordinary | SWAP | Long | 6,820 | 5.9812 GBP | |||||
| 10p ordinary | CFD | Long | 13,020 | 5.9966 GBP | |||||
| 10p ordinary | SWAP | Long | 17,298 | 6.0050 GBP | |||||
| 10p ordinary | CFD | Long | 19,891 | 110.1408 ZAR | |||||
| 10p ordinary | CFD | Long | 21,840 | 109.6656 ZAR | |||||
| 10p ordinary | SWAP | Long | 26,592 | 5.9747 GBP | |||||
| 10p ordinary | CFD | Long | 31,782 | 109.9559 ZAR | |||||
| 10p ordinary | CFD | Long | 55,035 | 109.6178 ZAR | |||||
| 10p ordinary | SWAP | Long | 60,631 | 5.9573 GBP | |||||
| 10p ordinary | CFD | Long | 83,062 | 5.9840 GBP | |||||
| 10p ordinary | CFD | Long | 164,476 | 5.9721 GBP | |||||
| 10p ordinary | SWAP | Short | 112 | 5.9920 GBP | |||||
| 10p ordinary | CFD | Short | 529 | 6.0045 GBP | |||||
| 10p ordinary | CFD | Short | 966 | 6.0050 GBP | |||||
| 10p ordinary | SWAP | Short | 2,133 | 5.9880 GBP | |||||
| 10p ordinary | CFD | Short | 2,655 | 5.9950 GBP | |||||
| 10p ordinary | SWAP | Short | 2,655 | 5.9950 GBP | |||||
| 10p ordinary | CFD | Short | 5,461 | 107.8531 ZAR | |||||
| 10p ordinary | CFD | Short | 6,838 | 5.9581 GBP | |||||
| 10p ordinary | SWAP | Short | 11,791 | 5.9872 GBP | |||||
| 10p ordinary | SWAP | Short | 15,174 | 5.8882 GBP | |||||
| 10p ordinary | SWAP | Short | 17,700 | 6.0021 GBP | |||||
| 10p ordinary | SWAP | Short | 25,537 | 6.0007 GBP | |||||
| 10p ordinary | SWAP | Short | 28,507 | 5.9793 GBP | |||||
| 10p ordinary | SWAP | Short | 30,347 | 5.9592 GBP | |||||
| 10p ordinary | CFD | Short | 54,966 | 5.9698 GBP | |||||
| 10p ordinary | CFD | Short | 164,545 | 110.0411 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 3 Nov 2017 | ||
| Contact name: | femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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