20 Sep 2019 14:53
AMENDMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 18 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 126,956 | 73.4200 GBP | 72.5560 GBP |
6 79/86 p ordinary | SALES | 92,040 | 73.4100 GBP | 72.5541 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | Constant Leverage (ISIN- DE000MC3FGE3) | LONG | 1,400 | 2.7500 EUR |
6 79/86 p ordinary | CFD | LONG | 124 | 72.5528 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 72.5542 GBP |
6 79/86 p ordinary | CFD | LONG | 63 | 72.5910 GBP |
6 79/86 p ordinary | CFD | LONG | 176 | 72.7996 GBP |
6 79/86 p ordinary | CFD | LONG | 400 | 72.8437 GBP |
6 79/86 p ordinary | CFD | LONG | 9 | 72.8490 GBP |
6 79/86 p ordinary | CFD | LONG | 5 | 72.8593 GBP |
6 79/86 p ordinary | CFD | LONG | 8 | 72.8684 GBP |
6 79/86 p ordinary | CFD | LONG | 498 | 72.8796 GBP |
6 79/86 p ordinary | CFD | LONG | 4 | 72.8850 GBP |
6 79/86 p ordinary | CFD | LONG | 56 | 72.9342 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.0000 GBP |
6 79/86 p ordinary | CFD | LONG | 9 | 73.0022 GBP |
6 79/86 p ordinary | CFD | LONG | 155 | 73.0144 GBP |
6 79/86 p ordinary | CFD | LONG | 300 | 73.0400 GBP |
6 79/86 p ordinary | CFD | LONG | 281 | 73.0610 GBP |
6 79/86 p ordinary | CFD | LONG | 873 | 73.0930 GBP |
6 79/86 p ordinary | CFD | LONG | 50 | 73.1340 GBP |
6 79/86 p ordinary | CFD | LONG | 122 | 73.1500 GBP |
6 79/86 p ordinary | CFD | LONG | 500 | 73.2171 GBP |
6 79/86 p ordinary | CFD | LONG | 531 | 73.3960 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.4000 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,778 | 72.5600 GBP |
6 79/86 p ordinary | CFD | SHORT | 434 | 72.5606 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,778 | 72.5658 GBP |
6 79/86 p ordinary | CFD | SHORT | 122 | 72.5673 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,408 | 72.5680 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,202 | 72.5688 GBP |
6 79/86 p ordinary | CFD | SHORT | 5 | 72.5709 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,241 | 72.5905 GBP |
6 79/86 p ordinary | CFD | SHORT | 428 | 72.6732 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,635 | 72.7310 GBP |
6 79/86 p ordinary | CFD | SHORT | 98 | 72.7895 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,444 | 72.8153 GBP |
6 79/86 p ordinary | CFD | SHORT | 3 | 72.8156 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 72.8266 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,317 | 72.8290 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,796 | 72.8374 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,149 | 72.8385 GBP |
6 79/86 p ordinary | CFD | SHORT | 776 | 72.8388 GBP |
6 79/86 p ordinary | CFD | SHORT | 8,724 | 72.8407 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,933 | 72.8421 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,368 | 72.8428 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,745 | 72.8436 GBP |
6 79/86 p ordinary | CFD | SHORT | 2 | 72.8473 GBP |
6 79/86 p ordinary | CFD | SHORT | 176 | 72.8513 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,853 | 72.9154 GBP |
6 79/86 p ordinary | CFD | SHORT | 141 | 72.9581 GBP |
6 79/86 p ordinary | CFD | SHORT | 406 | 72.9732 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,883 | 73.0083 GBP |
6 79/86 p ordinary | CFD | SHORT | 300 | 73.0400 GBP |
6 79/86 p ordinary | CFD | SHORT | 400 | 73.0600 GBP |
6 79/86 p ordinary | CFD | SHORT | 300 | 73.1000 GBP |
6 79/86 p ordinary | CFD | SHORT | 98 | 73.1095 GBP |
6 79/86 p ordinary | CFD | SHORT | 41 | 73.1859 GBP |
6 79/86 p ordinary | CFD | SHORT | 98 | 73.3294 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 20 SEPTEMBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.