17 Sep 2019 15:38
AMENDMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 13 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 1,150,615 | 75.6200 GBP | 72.4000 GBP |
6 79/86 p ordinary | SALES | 1,234,170 | 75.5400 GBP | 72.4200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | Constant Leverage- (ISIN- DE000MC3FGE3) | LONG | 1,400 | 2.6500 EUR |
6 79/86 p ordinary | CFD | LONG | 1 | 72.5927 GBP |
6 79/86 p ordinary | CFD | LONG | 732 | 73.0919 GBP |
6 79/86 p ordinary | CFD | LONG | 2,474 | 73.1900 GBP |
6 79/86 p ordinary | CFD | LONG | 356 | 73.1901 GBP |
6 79/86 p ordinary | CFD | LONG | 244 | 73.3890 GBP |
6 79/86 p ordinary | CFD | LONG | 100 | 73.6537 GBP |
6 79/86 p ordinary | CFD | LONG | 148 | 73.7672 GBP |
6 79/86 p ordinary | CFD | LONG | 21,715 | 73.8899 GBP |
6 79/86 p ordinary | CFD | LONG | 814 | 73.9114 GBP |
6 79/86 p ordinary | CFD | LONG | 3,736 | 73.9131 GBP |
6 79/86 p ordinary | CFD | LONG | 1 | 73.9541 GBP |
6 79/86 p ordinary | CFD | LONG | 5 | 73.9581 GBP |
6 79/86 p ordinary | CFD | LONG | 4,086 | 73.9728 GBP |
6 79/86 p ordinary | CFD | LONG | 2,811 | 73.9998 GBP |
6 79/86 p ordinary | CFD | LONG | 29,480 | 74.0354 GBP |
6 79/86 p ordinary | CFD | LONG | 198 | 74.0600 GBP |
6 79/86 p ordinary | CFD | LONG | 2,500 | 74.0985 GBP |
6 79/86 p ordinary | CFD | LONG | 15,410 | 74.1295 GBP |
6 79/86 p ordinary | CFD | LONG | 500 | 74.1592 GBP |
6 79/86 p ordinary | CFD | LONG | 5,328 | 74.2213 GBP |
6 79/86 p ordinary | CFD | LONG | 597 | 74.2769 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 74.2807 GBP |
6 79/86 p ordinary | CFD | LONG | 372 | 74.3542 GBP |
6 79/86 p ordinary | CFD | LONG | 2,044 | 74.368 GBP |
6 79/86 p ordinary | CFD | LONG | 240 | 74.3795 GBP |
6 79/86 p ordinary | CFD | LONG | 626 | 74.4087 GBP |
6 79/86 p ordinary | CFD | LONG | 285 | 74.4098 GBP |
6 79/86 p ordinary | CFD | LONG | 50 | 74.5130 GBP |
6 79/86 p ordinary | CFD | LONG | 11,950 | 74.5268 GBP |
6 79/86 p ordinary | CFD | LONG | 167 | 74.5378 GBP |
6 79/86 p ordinary | CFD | LONG | 21,552 | 74.6825 GBP |
6 79/86 p ordinary | CFD | LONG | 255 | 74.6995 GBP |
6 79/86 p ordinary | CFD | LONG | 2,886 | 74.7662 GBP |
6 79/86 p ordinary | CFD | LONG | 5 | 74.7700 GBP |
6 79/86 p ordinary | CFD | LONG | 1,392 | 74.7746 GBP |
6 79/86 p ordinary | CFD | LONG | 388 | 74.7806 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 74.8057 GBP |
6 79/86 p ordinary | CFD | LONG | 275 | 74.8156 GBP |
6 79/86 p ordinary | CFD | LONG | 21,406 | 74.8386 GBP |
6 79/86 p ordinary | CFD | LONG | 21,425 | 74.8654 GBP |
6 79/86 p ordinary | CFD | LONG | 5,000 | 74.9125 GBP |
6 79/86 p ordinary | CFD | LONG | 3,000 | 74.9134 GBP |
6 79/86 p ordinary | CFD | LONG | 2,830 | 74.9574 GBP |
6 79/86 p ordinary | CFD | LONG | 48 | 75.0196 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 75.0341 GBP |
6 79/86 p ordinary | CFD | LONG | 19 | 75.0472 GBP |
6 79/86 p ordinary | CFD | LONG | 5 | 75.0525 GBP |
6 79/86 p ordinary | CFD | LONG | 488 | 75.0554 GBP |
6 79/86 p ordinary | CFD | LONG | 100 | 75.1024 GBP |
6 79/86 p ordinary | CFD | LONG | 39 | 75.1061 GBP |
6 79/86 p ordinary | CFD | LONG | 531 | 75.1120 GBP |
6 79/86 p ordinary | CFD | LONG | 58 | 75.1145 GBP |
6 79/86 p ordinary | CFD | LONG | 7 | 75.1250 GBP |
6 79/86 p ordinary | CFD | LONG | 357 | 75.1289 GBP |
6 79/86 p ordinary | CFD | LONG | 5,689 | 75.1317 GBP |
6 79/86 p ordinary | CFD | LONG | 3,454 | 75.1340 GBP |
6 79/86 p ordinary | CFD | LONG | 2,101 | 75.1394 GBP |
6 79/86 p ordinary | CFD | LONG | 250 | 75.2000 GBP |
6 79/86 p ordinary | CFD | SHORT | 55 | 72.5161 GBP |
6 79/86 p ordinary | CFD | SHORT | 66 | 72.5171 GBP |
6 79/86 p ordinary | CFD | SHORT | 24 | 72.5176 GBP |
6 79/86 p ordinary | CFD | SHORT | 271 | 72.5194 GBP |
6 79/86 p ordinary | CFD | SHORT | 246 | 72.5208 GBP |
6 79/86 p ordinary | CFD | SHORT | 197 | 72.5216 GBP |
6 79/86 p ordinary | CFD | SHORT | 54 | 72.5223 GBP |
6 79/86 p ordinary | CFD | SHORT | 361 | 72.9062 GBP |
6 79/86 p ordinary | CFD | SHORT | 82 | 73.2859 GBP |
6 79/86 p ordinary | CFD | SHORT | 34 | 73.5041 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,117 | 73.5897 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,848 | 73.7011 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,342 | 73.9673 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,104 | 74.0121 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,415 | 74.1911 GBP |
6 79/86 p ordinary | CFD | SHORT | 657 | 74.3467 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,850 | 74.3838 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,773 | 74.4088 GBP |
6 79/86 p ordinary | CFD | SHORT | 13,600 | 74.4910 GBP |
6 79/86 p ordinary | CFD | SHORT | 200 | 74.5000 GBP |
6 79/86 p ordinary | CFD | SHORT | 2 | 74.5007 GBP |
6 79/86 p ordinary | CFD | SHORT | 208 | 74.5148 GBP |
6 79/86 p ordinary | CFD | SHORT | 57 | 74.5565 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,328 | 74.5619 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.6000 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,995 | 74.6387 GBP |
6 79/86 p ordinary | CFD | SHORT | 86 | 74.6434 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.6800 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.7200 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.7400 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.8800 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 74.9000 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,000 | 74.9275 GBP |
6 79/86 p ordinary | CFD | SHORT | 100 | 74.9800 GBP |
6 79/86 p ordinary | CFD | SHORT | 750 | 75.0000 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 75.0200 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 75.0600 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 75.0800 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 75.0916 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 75.1000 GBP |
6 79/86 p ordinary | CFD | SHORT | 250 | 75.1200 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,484 | 75.1400 GBP |
6 79/86 p ordinary | CFD | SHORT | 158 | 75.1419 GBP |
6 79/86 p ordinary | CFD | SHORT | 345 | 75.1475 GBP |
6 79/86 p ordinary | CFD | SHORT | 2 | 75.1550 GBP |
6 79/86 p ordinary | CFD | SHORT | 40,006 | 75.1776 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 75.2000 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 75.3000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 17 SEPTEMBER 2019
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.