30 Sep 2019 11:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 27 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 83,269 | 75.1000 GBP | 73.0400 GBP |
6 79/86 p ordinary | SALES | 78,299 | 75.0800 GBP | 73.0400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 2 | 73.1927 GBP |
6 79/86 p ordinary | CFD | LONG | 110 | 73.4200 GBP |
6 79/86 p ordinary | CFD | LONG | 172 | 73.5919 GBP |
6 79/86 p ordinary | CFD | LONG | 653 | 73.5926 GBP |
6 79/86 p ordinary | CFD | LONG | 606 | 73.5941 GBP |
6 79/86 p ordinary | CFD | LONG | 476 | 73.5994 GBP |
6 79/86 p ordinary | CFD | LONG | 289 | 73.6000 GBP |
6 79/86 p ordinary | CFD | LONG | 11,579 | 73.6234 GBP |
6 79/86 p ordinary | CFD | LONG | 6,578 | 73.6707 GBP |
6 79/86 p ordinary | CFD | LONG | 13,043 | 73.6774 GBP |
6 79/86 p ordinary | CFD | LONG | 2,279 | 73.7195 GBP |
6 79/86 p ordinary | CFD | LONG | 200 | 73.7517 GBP |
6 79/86 p ordinary | CFD | LONG | 152 | 73.7591 GBP |
6 79/86 p ordinary | CFD | LONG | 600 | 73.7745 GBP |
6 79/86 p ordinary | CFD | LONG | 2,320 | 73.9532 GBP |
6 79/86 p ordinary | CFD | LONG | 136 | 74.0840 GBP |
6 79/86 p ordinary | CFD | LONG | 877 | 74.0925 GBP |
6 79/86 p ordinary | CFD | LONG | 176 | 74.0998 GBP |
6 79/86 p ordinary | CFD | LONG | 270 | 74.1421 GBP |
6 79/86 p ordinary | CFD | LONG | 359 | 74.1793 GBP |
6 79/86 p ordinary | CFD | LONG | 8,911 | 74.1927 GBP |
6 79/86 p ordinary | CFD | LONG | 25 | 74.2096 GBP |
6 79/86 p ordinary | CFD | LONG | 2,100 | 74.2432 GBP |
6 79/86 p ordinary | CFD | LONG | 57 | 74.3463 GBP |
6 79/86 p ordinary | CFD | LONG | 48 | 74.3978 GBP |
6 79/86 p ordinary | CFD | SHORT | 488 | 73.1895 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,751 | 73.1933 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,250 | 73.3366 GBP |
6 79/86 p ordinary | CFD | SHORT | 25 | 73.3400 GBP |
6 79/86 p ordinary | CFD | SHORT | 361 | 73.3831 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,150 | 73.3910 GBP |
6 79/86 p ordinary | CFD | SHORT | 834 | 73.4154 GBP |
6 79/86 p ordinary | CFD | SHORT | 238 | 73.4803 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,439 | 73.5046 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,064 | 73.5404 GBP |
6 79/86 p ordinary | CFD | SHORT | 28 | 73.6007 GBP |
6 79/86 p ordinary | CFD | SHORT | 63 | 73.6073 GBP |
6 79/86 p ordinary | CFD | SHORT | 15 | 73.6074 GBP |
6 79/86 p ordinary | CFD | SHORT | 759 | 73.6081 GBP |
6 79/86 p ordinary | CFD | SHORT | 508 | 73.6101 GBP |
6 79/86 p ordinary | CFD | SHORT | 88 | 73.6195 GBP |
6 79/86 p ordinary | CFD | SHORT | 20,000 | 73.6251 GBP |
6 79/86 p ordinary | CFD | SHORT | 55 | 73.6263 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,652 | 73.6479 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,003 | 73.7129 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,579 | 73.7532 GBP |
6 79/86 p ordinary | CFD | SHORT | 147 | 73.7661 GBP |
6 79/86 p ordinary | CFD | SHORT | 585 | 73.7804 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,076 | 74.0364 GBP |
6 79/86 p ordinary | CFD | SHORT | 109 | 74.0687 GBP |
6 79/86 p ordinary | CFD | SHORT | 40 | 74.1210 GBP |
6 79/86 p ordinary | CFD | SHORT | 44 | 74.2226 GBP |
6 79/86 p ordinary | CFD | SHORT | 57 | 74.2804 GBP |
6 79/86 p ordinary | CFD | SHORT | 633 | 74.3012 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 30 SEPTEMBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.