7 Oct 2019 16:33
AMENDMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 03 OCTOBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 413,683 | 71.8000 GBP | 69.9600 GBP |
6 79/86 p ordinary | SALES | 400,757 | 71.7600 GBP | 70.0800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 6 | 70.0800 GBP |
6 79/86 p ordinary | CFD | LONG | 20,000 | 70.5336 GBP |
6 79/86 p ordinary | CFD | LONG | 120 | 70.5857 GBP |
6 79/86 p ordinary | CFD | LONG | 94 | 70.6375 GBP |
6 79/86 p ordinary | CFD | LONG | 26,158 | 70.9361 GBP |
6 79/86 p ordinary | CFD | LONG | 37 | 70.9471 GBP |
6 79/86 p ordinary | CFD | LONG | 1,720 | 70.9731 GBP |
6 79/86 p ordinary | CFD | LONG | 172 | 70.9851 GBP |
6 79/86 p ordinary | CFD | LONG | 35,057 | 71.0108 GBP |
6 79/86 p ordinary | CFD | LONG | 3,495 | 71.1239 GBP |
6 79/86 p ordinary | CFD | LONG | 1,440 | 71.1313 GBP |
6 79/86 p ordinary | CFD | LONG | 1,602 | 71.1722 GBP |
6 79/86 p ordinary | CFD | LONG | 3,023 | 71.1808 GBP |
6 79/86 p ordinary | CFD | LONG | 15,581 | 71.1844 GBP |
6 79/86 p ordinary | CFD | LONG | 359 | 71.2273 GBP |
6 79/86 p ordinary | CFD | LONG | 20,001 | 71.3480 GBP |
6 79/86 p ordinary | CFD | LONG | 22,723 | 71.3825 GBP |
6 79/86 p ordinary | CFD | LONG | 2,053 | 71.4429 GBP |
6 79/86 p ordinary | CFD | LONG | 56 | 71.5568 GBP |
6 79/86 p ordinary | CFD | LONG | 2,678 | 71.6721 GBP |
6 79/86 p ordinary | CFD | LONG | 113 | 71.6793 GBP |
6 79/86 p ordinary | CFD | LONG | 8,811 | 71.6800 GBP |
6 79/86 p ordinary | CFD | SHORT | 48 | 70.4090 GBP |
6 79/86 p ordinary | CFD | SHORT | 6 | 70.5223 GBP |
6 79/86 p ordinary | CFD | SHORT | 88 | 70.7486 GBP |
6 79/86 p ordinary | CFD | SHORT | 71 | 70.7942 GBP |
6 79/86 p ordinary | CFD | SHORT | 71 | 70.7959 GBP |
6 79/86 p ordinary | CFD | SHORT | 590 | 70.8037 GBP |
6 79/86 p ordinary | CFD | SHORT | 835 | 70.8241 GBP |
6 79/86 p ordinary | CFD | SHORT | 833 | 70.8338 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 70.8457 GBP |
6 79/86 p ordinary | CFD | SHORT | 96 | 70.8536 GBP |
6 79/86 p ordinary | CFD | SHORT | 94 | 70.8604 GBP |
6 79/86 p ordinary | CFD | SHORT | 22,848 | 70.8866 GBP |
6 79/86 p ordinary | CFD | SHORT | 13,970 | 70.8918 GBP |
6 79/86 p ordinary | CFD | SHORT | 974 | 70.9095 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,514 | 70.9200 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,056 | 70.9371 GBP |
6 79/86 p ordinary | CFD | SHORT | 946 | 70.9423 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,535 | 70.9663 GBP |
6 79/86 p ordinary | CFD | SHORT | 313 | 70.9782 GBP |
6 79/86 p ordinary | CFD | SHORT | 241 | 70.9858 GBP |
6 79/86 p ordinary | CFD | SHORT | 984 | 70.9957 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,716 | 71.0038 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,446 | 71.0044 GBP |
6 79/86 p ordinary | CFD | SHORT | 647 | 71.0074 GBP |
6 79/86 p ordinary | CFD | SHORT | 13,000 | 71.0320 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,000 | 71.0364 GBP |
6 79/86 p ordinary | CFD | SHORT | 144 | 71.0421 GBP |
6 79/86 p ordinary | CFD | SHORT | 907 | 71.0437 GBP |
6 79/86 p ordinary | CFD | SHORT | 818 | 71.0643 GBP |
6 79/86 p ordinary | CFD | SHORT | 24,000 | 71.0677 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,813 | 71.1098 GBP |
6 79/86 p ordinary | CFD | SHORT | 947 | 71.1106 GBP |
6 79/86 p ordinary | CFD | SHORT | 4 | 71.1157 GBP |
6 79/86 p ordinary | CFD | SHORT | 465 | 71.1168 GBP |
6 79/86 p ordinary | CFD | SHORT | 84 | 71.1338 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,500 | 71.1780 GBP |
6 79/86 p ordinary | CFD | SHORT | 850 | 71.3176 GBP |
6 79/86 p ordinary | CFD | SHORT | 225 | 71.3179 GBP |
6 79/86 p ordinary | CFD | SHORT | 18,000 | 71.3864 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,457 | 71.4340 GBP |
6 79/86 p ordinary | CFD | SHORT | 16 | 71.5939 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,678 | 71.6800 GBP |
6 79/86 p ordinary | CFD | SHORT | 41 | 71.6872 GBP |
6 79/86 p ordinary | CFD | SHORT | 599 | 71.6879 GBP |
6 79/86 p ordinary | CFD | SHORT | 21 | 71.6908 GBP |
6 79/86 p ordinary | CFD | SHORT | 15,000 | 71.7115 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 07 OCTOBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.