19 Sep 2019 07:00
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 12 September for dealings on 11 September has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | LONDON STOCK EXCHANGE GROUP PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | LONDON STOCK EXCHANGE GROUP PLC |
(d) Date dealing undertaken: | 11 September 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosing today for HONG KONG EXCHANGES AND CLEARING LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | Purchases | 2,241,663 | 78.9600 GBP | 67.0000 GBP |
6 79/86 p ordinary | Sales | 1,260,646 | 79.0000 GBP | 66.9800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | Reducing a short position | 270 | 67.0978 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 15,000 | 67.2400 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 118 | 67.2601 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 77 | 67.3825 GBP |
6 79/86 p ordinary | CFD | Increasing a long position | 300 | 68.0605 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 881 | 68.1704 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 97 | 68.1800 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 141 | 68.1800 GBP |
6 79/86 p ordinary | CFD | Increasing a long position | 400 | 69.0333 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 988 | 69.2315 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 759 | 69.7494 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 1,394 | 70.8560 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 27,456 | 70.9196 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 2,544 | 70.9196 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 2,831 | 70.9378 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 1 | 71.1310 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 3 | 71.1991 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 258 | 71.2148 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2 | 71.2183 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 8,497 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 8,497 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 1,040 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 1,040 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,866 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,866 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 4,921 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 4,921 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 11,649 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 11,649 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,329 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,329 | 71.3290 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 507 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 61 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 170 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 294 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 695 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 138 | 71.3804 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 11,000 | 71.3883 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 543 | 71.3909 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 515 | 71.5586 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 500 | 71.5920 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 11 | 71.6476 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 21 | 71.6740 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 25 | 71.6740 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 16 | 71.6740 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 4,250 | 71.7243 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 47 | 71.7509 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 150 | 71.7535 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 172 | 71.7572 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 11,024 | 71.7651 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 118,976 | 71.7651 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 2,400 | 71.7659 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 4,500 | 71.7659 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 10,000 | 71.7763 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 15,219 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 15,219 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,276 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,276 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 5,136 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 5,136 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 8,820 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 8,820 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 20,869 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 20,869 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 4,174 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 4,174 | 71.7905 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 590 | 71.8133 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 50,000 | 71.8274 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 20 | 71.8313 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 50,000 | 71.8455 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 2,000 | 71.8550 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 3 | 71.9272 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 52 | 71.9537 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 15 | 71.9540 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 817 | 71.9574 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 11,178 | 71.9586 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 200,000 | 71.9589 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 217 | 71.9616 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 252 | 71.9708 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 37 | 71.9840 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 38 | 71.9921 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 7 | 72.0220 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 27,456 | 72.0504 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 27,456 | 72.0504 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 2,544 | 72.0504 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 2,544 | 72.0504 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 35,000 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Increasing a long position | 2 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 2,555 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Increasing a long position | 1 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 138 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 78 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 24 | 72.0600 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 116 | 72.0912 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 15 | 72.1188 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 72.1347 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 128,128 | 72.1634 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 11,872 | 72.1634 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 25,000 | 72.1800 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 45,760 | 72.2005 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 45,760 | 72.2005 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 4,240 | 72.2005 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 4,240 | 72.2005 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 135,000 | 72.2167 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 621 | 72.2466 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 14,295 | 72.3117 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 33 | 72.3730 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 6,596 | 72.4320 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 93,087 | 72.4958 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 11 | 72.5115 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 29,753 | 72.7987 GBP |
6 79/86 p ordinary | CFD | Opening a long position | 3,000 | 73.0280 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 14,000 | 73.2008 GBP |
6 79/86 p ordinary | CFD | Opening a long position | 93,087 | 73.3295 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 3,000 | 73.6867 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 2,500 | 73.7702 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 17,500 | 73.7702 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 6,596 | 73.9411 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 83,991 | 73.9924 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 12 | 74.0133 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 15,191 | 74.1030 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,126 | 74.1030 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 258 | 74.2552 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 15,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 5,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 74.5054 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 14,152 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 1,733 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 4,766 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 8,051 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 19,435 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 3,877 | 74.8477 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 25,000 | 75.0200 GBP |
6 79/86 p ordinary | CFD | Reducing a short position | 10,000 | 75.0958 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 10,075 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 1,232 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 3,394 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 5,864 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 13,833 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 2,765 | 75.3089 GBP |
6 79/86 p ordinary | CFD | Opening a long position | 515 | 75.8349 GBP |
6 79/86 p ordinary | CFD | Opening a long position | 500 | 78.0000 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 15,000 | 78.0624 GBP |
6 79/86 p ordinary | CFD | Increasing a short position | 10,000 | 78.1077 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 6,000 | 78.3404 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 26,100 | 78.3404 GBP |
6 79/86 p ordinary | CFD | Reducing a long position | 13,100 | 78.3404 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 25,000 | 78.8121 GBP |
6 79/86 p ordinary | CFD | Opening a short position | 25,000 | 78.8679 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 786 | 71.1504 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 4,914 | 71.1504 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 5,500 | 71.4071 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 6,000 | 71.4618 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 4,741 | 71.5125 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 759 | 71.5125 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 1,214 | 71.5988 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 7,586 | 71.5988 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 9,655 | 71.7760 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 1,545 | 71.7760 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 1,793 | 71.7993 GBP |
6 79/86 p ordinary | SWAP | Opening a short position | 11,207 | 71.7993 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 September 2019 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.