18 Apr 2016 14:17
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | LOMBARD RISK MANAGEMENT plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please Specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | JOHN MICHAEL WISBEY
| |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 11 April 2016 | |||
6. Date on which issuer notified: | 18 April 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 30% | |||
8. Notified details: | |||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||
ORDINARY SHARES | 91,701,367
| 91,701,367
| 90,901,367
| 63,278,867
| 27,622,500
| 20.711
| 9.041
| ||||||
B: Qualifying Financial Instruments | |||||||||||||
Resulting situation after the triggering transaction | |||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||
Resulting situation after the triggering transaction | |||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||
| Nominal | Delta | |||||||||||
Total (A+B+C) | |||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||
90,901,367 | 29.752 | ||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Direct : Held in own name and in various nominees Indirect : 22,132,500 held by Advanced Technology Trust and 5,490,000 in SIPP
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | JOHN WISBEY | |
15. Contact telephone number: | +44 7747 020949 | |