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18 Jul 2013 16:08
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TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
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Lombard Risk Management plc
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2. Reason for the notification (please state Yes/No):
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An acquisition or disposal of voting rights: (No)
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (No)
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: (No)
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An event changing the breakdown of voting rights: (Yes)
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Other (please specify): (No)
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3. Full name of person(s) subject to the notification obligation (iii):
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Hargreave Hale Limited
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4. Full name of shareholder(s) (if different from 3.) (iv):
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Discretionary Clients
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5. Date of the transaction and date on which the threshold is crossed or reached (v):
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17 July 2013
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6. Date on which issuer notified:
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18 July 2013
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7. Threshold(s) that is/are crossed or reached:
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5%
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8. Notified details:
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A: Voting rights attached to shares (viii), (ix)
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Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | |
Number of shares | Number of voting Rights | |
GB00B030JP46 | 12,160,000 | 12,160,000 |
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Resulting situation after the triggering transaction | |||||
Class/type of shares if possible using the ISIN CODE | Number of shares | Number of voting rights (ix) | % of voting rights (x) | ||
Direct (xi) | Indirect (xii) | Direct | Indirect | ||
GB00B030JP46 | 12,160,000 | 12,160,000 | 4.7447% | ||
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date (xiii) | Exercise/Conversion Period (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted | % of voting rights |
Β | Β | Β | Β | Β |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments(xv), (xvi)
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Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date (xvii) | Exercise/Conversion period (xviii) | Number of voting rights instrument refers to | % of voting rights (xix), (xx) Β | |
Β | Β Β | Nominal | Delta | |||
Β | Β | |||||
Total (A+B+C)
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Number of voting rights | % of voting rights |
12,160,000 | 4.7447% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi):
9,860,000 of these shares are held for a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients.
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Proxy Voting:
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10. Name of the proxy holder:
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N/A
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11. Number of voting rights proxy holder will acquire:
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N/A
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12. Date on which proxy holder will acquire voting rights:
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N/A
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13. Additional information:
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The reduction in the percentage voting rights is due to new shares being admitted to trading on AIM as announced by the company on 12th July 2013.
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14. Contact name:
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David Clueit
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15. Contact telephone number:
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01253 754 739
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