2 Feb 2009 10:49
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Kubera Cross-Border Fund Limited | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | Yes | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||
An event changing the breakdown of voting rights | No | ||
Other (please specify):______________ | No | ||
3. Full name of person(s) subject to notification obligation: | QVT Financial LP | ||
4. Full name of shareholder(s) (if different from 3): | QVT Fund LP Quintessence Fund L.P. Deutsche Bank AG | ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 28 January 2009 | ||
6. Date on which issuer notified: | 30 January 2009 | ||
7. Threshold(s) that is/are crossed or reached: | 4%, 3% |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code Ordinary Shares | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares 7,181,933 | Number of voting rights
7,181,933 | Number of shares Below 3% | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect Below 3% | Direct | Indirect Below 3% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
NA | NA | NA | NA | NA |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
Below 3% | Below 3% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A |
Proxy Voting: | |
10. Name of proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | NA |
14 Contact name: | Lars Bader |
15. Contact telephone name: | +1 212 705 8800 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | QVT Financial LP |
Contact address (registered office for legal entities) | 1177 Avenue of the Americas, 9th Floor, New York, New York 10036 USA |
Phone number & email | +1 212 705 8800 |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | |
Full name |
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Contact address |
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Phone number & email |
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
NA |