20 Apr 2018 11:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 19/04/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
50p ordinary | Purchase | 1,587,092 | 2.0000 | 1.9015 |
50p ordinary | Sale | 2,257,246 | 2.0000 | 1.8985 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 932 | 1.9203 GBP |
50p ordinary | Swap | Long | 1,468 | 1.9067 GBP |
50p ordinary | Swap | Long | 2,758 | 1.9256 GBP |
50p ordinary | Swap | Long | 4,388 | 1.9122 GBP |
50p ordinary | Swap | Long | 27,148 | 1.9146 GBP |
50p ordinary | Swap | Long | 42,947 | 1.9118 GBP |
50p ordinary | Swap | Long | 97,260 | 1.9318 GBP |
50p ordinary | Swap | Long | 97,369 | 1.9039 GBP |
50p ordinary | Swap | Long | 182,551 | 1.9161 GBP |
50p ordinary | Swap | Long | 200,000 | 1.9175 GBP |
50p ordinary | Swap | Long | 600,000 | 1.9175 GBP |
50p ordinary | Swap | Long | 8,194 | 32.7000 ZAR |
50p ordinary | Swap | Long | 8,738 | 32.8000 ZAR |
50p ordinary | Swap | Long | 26,464 | 32.7455 ZAR |
50p ordinary | Swap | Short | 5 | 1.9315 GBP |
50p ordinary | Swap | Short | 13 | 1.9315 GBP |
50p ordinary | Swap | Short | 29 | 1.9232 GBP |
50p ordinary | Swap | Short | 35 | 1.9210 GBP |
50p ordinary | Swap | Short | 40 | 1.9199 GBP |
50p ordinary | Swap | Short | 42 | 1.9315 GBP |
50p ordinary | Swap | Short | 44 | 1.9231 GBP |
50p ordinary | Swap | Short | 51 | 1.9024 GBP |
50p ordinary | Swap | Short | 64 | 1.9225 GBP |
50p ordinary | Swap | Short | 72 | 1.9290 GBP |
50p ordinary | Swap | Short | 72 | 1.9230 GBP |
50p ordinary | Swap | Short | 75 | 1.9088 GBP |
50p ordinary | Swap | Short | 79 | 1.9154 GBP |
50p ordinary | Swap | Short | 83 | 1.9186 GBP |
50p ordinary | Swap | Short | 85 | 1.9027 GBP |
50p ordinary | Swap | Short | 94 | 1.9179 GBP |
50p ordinary | Swap | Short | 95 | 1.9222 GBP |
50p ordinary | Swap | Short | 118 | 1.9082 GBP |
50p ordinary | Swap | Short | 136 | 1.9316 GBP |
50p ordinary | Swap | Short | 141 | 1.9318 GBP |
50p ordinary | Swap | Short | 142 | 1.9227 GBP |
50p ordinary | Swap | Short | 148 | 1.9289 GBP |
50p ordinary | Swap | Short | 158 | 1.9220 GBP |
50p ordinary | Swap | Short | 183 | 1.9186 GBP |
50p ordinary | Swap | Short | 186 | 1.9030 GBP |
50p ordinary | Swap | Short | 204 | 1.9146 GBP |
50p ordinary | Swap | Short | 207 | 1.9221 GBP |
50p ordinary | Swap | Short | 209 | 1.9179 GBP |
50p ordinary | Swap | Short | 288 | 1.9197 GBP |
50p ordinary | Swap | Short | 322 | 1.9289 GBP |
50p ordinary | Swap | Short | 342 | 1.9219 GBP |
50p ordinary | Swap | Short | 401 | 1.9233 GBP |
50p ordinary | Swap | Short | 447 | 1.9146 GBP |
50p ordinary | Swap | Short | 499 | 1.9206 GBP |
50p ordinary | Swap | Short | 563 | 1.9198 GBP |
50p ordinary | Swap | Short | 578 | 1.9229 GBP |
50p ordinary | Swap | Short | 589 | 1.9071 GBP |
50p ordinary | Swap | Short | 670 | 1.9183 GBP |
50p ordinary | Swap | Short | 721 | 1.9316 GBP |
50p ordinary | Swap | Short | 746 | 1.9083 GBP |
50p ordinary | Swap | Short | 861 | 1.9229 GBP |
50p ordinary | Swap | Short | 882 | 1.9318 GBP |
50p ordinary | Swap | Short | 953 | 1.9228 GBP |
50p ordinary | Swap | Short | 996 | 1.9289 GBP |
50p ordinary | Swap | Short | 1,017 | 1.9238 GBP |
50p ordinary | Swap | Short | 1,064 | 1.9075 GBP |
50p ordinary | Swap | Short | 1,076 | 1.9282 GBP |
50p ordinary | Swap | Short | 1,096 | 1.9155 GBP |
50p ordinary | Swap | Short | 1,191 | 1.9282 GBP |
50p ordinary | Swap | Short | 1,225 | 1.9294 GBP |
50p ordinary | Swap | Short | 1,259 | 1.9286 GBP |
50p ordinary | Swap | Short | 1,412 | 1.9297 GBP |
50p ordinary | Swap | Short | 1,439 | 1.9316 GBP |
50p ordinary | Swap | Short | 1,451 | 1.9184 GBP |
50p ordinary | Swap | Short | 1,468 | 1.9193 GBP |
50p ordinary | Swap | Short | 1,493 | 1.9241 GBP |
50p ordinary | Swap | Short | 1,539 | 1.9241 GBP |
50p ordinary | Swap | Short | 1,556 | 1.9182 GBP |
50p ordinary | Swap | Short | 1,847 | 1.9254 GBP |
50p ordinary | Swap | Short | 3,516 | 1.9294 GBP |
50p ordinary | Swap | Short | 3,828 | 1.9197 GBP |
50p ordinary | Swap | Short | 4,585 | 1.9298 GBP |
50p ordinary | Swap | Short | 5,393 | 1.9228 GBP |
50p ordinary | Swap | Short | 5,564 | 1.9233 GBP |
50p ordinary | Swap | Short | 5,912 | 1.9279 GBP |
50p ordinary | Swap | Short | 6,658 | 1.9278 GBP |
50p ordinary | Swap | Short | 7,528 | 1.9274 GBP |
50p ordinary | Swap | Short | 7,633 | 1.9250 GBP |
50p ordinary | Swap | Short | 7,686 | 1.9288 GBP |
50p ordinary | Swap | Short | 7,719 | 1.9295 GBP |
50p ordinary | Swap | Short | 8,531 | 1.9184 GBP |
50p ordinary | Swap | Short | 8,582 | 1.9236 GBP |
50p ordinary | Swap | Short | 8,953 | 1.9297 GBP |
50p ordinary | Swap | Short | 9,413 | 1.9241 GBP |
50p ordinary | Swap | Short | 9,843 | 1.9180 GBP |
50p ordinary | Swap | Short | 9,847 | 1.9249 GBP |
50p ordinary | Swap | Short | 10,993 | 1.9235 GBP |
50p ordinary | Swap | Short | 11,854 | 1.9279 GBP |
50p ordinary | Swap | Short | 13,076 | 1.9279 GBP |
50p ordinary | Swap | Short | 14,157 | 1.9276 GBP |
50p ordinary | Swap | Short | 16,742 | 1.9188 GBP |
50p ordinary | Swap | Short | 16,855 | 1.9238 GBP |
50p ordinary | Swap | Short | 19,564 | 1.9295 GBP |
50p ordinary | Swap | Short | 20,134 | 1.9251 GBP |
50p ordinary | Swap | Short | 22,360 | 1.9118 GBP |
50p ordinary | Swap | Short | 29,206 | 1.9298 GBP |
50p ordinary | Swap | Short | 38,426 | 1.9294 GBP |
50p ordinary | Swap | Short | 42,388 | 1.9435 GBP |
50p ordinary | Swap | Short | 43,144 | 1.9244 GBP |
50p ordinary | Swap | Short | 47,427 | 1.9275 GBP |
50p ordinary | Swap | Short | 85,286 | 1.9246 GBP |
50p ordinary | Swap | Short | 1,496 | 32.5399 ZAR |
50p ordinary | Swap | Short | 1,816 | 32.6782 ZAR |
50p ordinary | Swap | Short | 2,112 | 32.3900 ZAR |
50p ordinary | Swap | Short | 3,824 | 32.6855 ZAR |
50p ordinary | Swap | Short | 7,340 | 32.6968 ZAR |
50p ordinary | Swap | Short | 24,358 | 32.7299 ZAR |
50p ordinary | Swap | Short | 29,472 | 32.4703 ZAR |
50p ordinary | Swap | Short | 51,396 | 32.7245 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20/04/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.