19 Apr 2018 10:49
This announcement replaces the previous RNS announcement 3075L released at 09:57 on the 18th April 2018. Amendment made to section 2 (a). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 17 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 531697 | 4.94300 GBP | 4.81324 GBP |
25p ordinary | Sell
| 495594 | 4.94500 GBP | 4.86246 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 31866 | 4.8949 GBP |
25p ordinary | CFD
| Long | 140723 | 4.936 GBP |
25p ordinary | CFD
| Long | 800 | 4.945 GBP |
25p ordinary | CFD
| Long | 500 | 4.9382 GBP |
25p ordinary | CFD
| Long | 2778 | 4.90200143988481 GBP |
25p ordinary | CFD
| Long | 2957 | 4.90616503212716 GBP |
25p ordinary | CFD
| Long | 4659 | 4.90024254131788 GBP |
25p ordinary | CFD
| Long | 20606 | 4.89949286615549 GBP |
25p ordinary | CFD
| Long | 3938 | 4.91 GBP |
25p ordinary | CFD
| Long | 5214 | 4.90991177598773 GBP |
25p ordinary | CFD
| Long | 10180 | 4.90181237721022 GBP |
25p ordinary | CFD
| Long | 10393 | 4.9132117771577 GBP |
25p ordinary | CFD
| Long | 13213 | 4.90290320139257 GBP |
25p ordinary | CFD
| Long | 1306 | 4.917222 GBP |
25p ordinary | CFD
| Long | 57 | 4.862468 GBP |
25p ordinary | CFD
| Long | 4 | 4.890434 GBP |
25p ordinary | CFD
| Long | 19730 | 4.91398428 GBP |
25p ordinary | CFD
| Long | 9100 | 4.920402 GBP |
25p ordinary | CFD
| Long | 6170 | 4.89803533 GBP |
25p ordinary | CFD
| Long | 33377 | 4.9304 GBP |
25p ordinary | CFD
| Short | 6900 | 4.91087 GBP |
25p ordinary | CFD
| Short | 3600 | 4.903972 GBP |
25p ordinary | CFD
| Short | 18825 | 4.908665 GBP |
25p ordinary | CFD
| Short | 24224 | 4.909159 GBP |
25p ordinary | CFD
| Short | 140 | 4.914 GBP |
25p ordinary | CFD
| Short | 25 | 4.932584 GBP |
25p ordinary | CFD
| Short | 37 | 4.916827 GBP |
25p ordinary | CFD
| Short | 38 | 4.932168 GBP |
25p ordinary | CFD
| Short | 51 | 4.908551 GBP |
25p ordinary | CFD
| Short | 135 | 4.91224 GBP |
25p ordinary | CFD
| Short | 185 | 4.916298 GBP |
25p ordinary | CFD
| Short | 277 | 4.903601 GBP |
25p ordinary | CFD
| Short | 353 | 4.909076 GBP |
25p ordinary | CFD
| Short | 843 | 4.914359 GBP |
25p ordinary | CFD
| Short | 8192 | 4.896 GBP |
25p ordinary | CFD
| Short | 43 | 4.903605 GBP |
25p ordinary | CFD
| Short | 77 | 4.916362 GBP |
25p ordinary | CFD
| Short | 91 | 4.908578 GBP |
25p ordinary | CFD
| Short | 180 | 4.916305 GBP |
25p ordinary | CFD
| Short | 260 | 4.912188 GBP |
25p ordinary | CFD
| Short | 560 | 4.909036 GBP |
25p ordinary | CFD
| Short | 915 | 4.932362 GBP |
25p ordinary | CFD
| Short | 4166 | 4.914325 GBP |
25p ordinary | CFD
| Short | 88109 | 4.919 GBP |
25p ordinary | CFD
| Short | 21000 | 4.81324 GBP |
25p ordinary | CFD
| Short | 14000 | 4.8132643 GBP |
25p ordinary | CFD
| Short | 1000 | 4.937 GBP |
25p ordinary | CFD
| Short | 14099 | 4.925909 GBP |
25p ordinary | CFD
| Short | 125624 | 4.927898 GBP |
25p ordinary | CFD
| Short | 119 | 4.9146 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 19 April 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.